(INVESCO AIM LOGO)
BANK SHAREHOLDER
SERVICE AGREEMENT
This Bank Shareholder Service Agreement (the "Agreement") has been adopted
pursuant to Rule 12b-1 under the Investment Company Act of 1940 (the "1940
Act"), by each of the Registered Investment Companies (or designated classes of
such funds) listed in Schedule A, which may be amended from time to time by
Invesco Aim Distributors, Inc. (the "Distributors") to this Agreement (the
"Funds"), under a Distribution Plan (the "Plan") adopted pursuant to said Rule.
The undersigned bank ("Bank") desires to enter into an agreement with
Distributors for servicing of Bank's agency clients who are shareholders of, and
the administration of such shareholder accounts in the Shares (defined below).
Subject to the Bank's acceptance of this Agreement, the terms and conditions of
this Agreement shall be as follows:
1. Bank shall provide continuing personal shareholder and administration
services for the Funds, which may be amended from time to time (the
"Shares"), who are also Bank's clients. Such services to Bank's clients may
include, without limitation, some or all of the following: distributing
sales literature, answering routine client inquiries regarding the Shares,
assisting clients in changing dividend options, account designations and
addresses, and in enrolling into any of several special investment plans
offered in connection with the purchase of the Shares, assisting in the
establishment and maintenance of client accounts and records and such other
administrative services as Distributors reasonably may request, to the
extent Bank is permitted by applicable statute, rule or regulation to
provide such services. Bank represents that it shall accept fees hereunder
only so long as it continues to provide personal shareholder services to
its clients.
2. Shares purchased by Bank as agents for its clients will be registered
[(choose one) (in Bank's name or in the name of Bank nominee) (in the names
of Bank's clients)]. The client will be the beneficial owner of the Shares
purchased and Shares will be held by Bank in accordance with the client's
instructions and the client may exercise all applicable rights of a holder
of such Shares. Bank agrees to transmit to the Shares' transfer agent in a
timely manner, all purchase orders and redemption requests of Bank's
clients and to forward to each client any proxy statements, periodic
shareholder reports and other communications received from Distributors by
Bank on behalf of Bank's clients. Distributors agrees to pay all
out-of-pocket expenses actually incurred by Distributors in connection with
the transfer by Bank of such proxy statements and reports to Bank's clients
as required by applicable law or regulation. Bank agrees to transfer record
ownership of a client's Shares to the client promptly upon the request of a
client. In addition, record ownership will be promptly transferred to the
client in the event that the person or entity ceases to be Bank's client.
3. Within three (3) business days of placing a purchase order Bank agrees to
send (i) a cashiers check to Distributors, or (ii) a wire transfer to the
Shares' transfer agent, in an amount equal to the amount of all purchase
orders placed by Bank on behalf of Bank's clients and accepted by
Distributors.
4. Bank agrees to make available to Distributors, upon Distributors' request,
such information relating to Bank's clients who are beneficial owners of
Shares and their transactions in such Shares as may be required by
applicable laws and regulations or as may be reasonably requested by
Distributors. The names of Bank's clients shall remain its sole property
and shall not be used
by Distributors for any other purpose except as needed for servicing and
information mailings in the normal course of business to holders of the
Shares.
5. Bank shall provide such facilities and personnel (which may be all or any
part of the facilities currently used in its business, or all or any
personnel employed by Bank) as may be necessary or beneficial in carrying
out the purposes of this Agreement.
6. Except as may be provided in a separate written agreement between
Distributors and Bank, neither Bank nor any of Bank's employees or agents
are authorized to assist in distribution of any of the Shares except those
contained in the then current Prospectus applicable to the Shares; and Bank
shall have no authority to act as agent for Distributors or the Funds.
Neither the Funds, Invesco Aim Advisors, Inc. nor Distributors will be a
party, nor will they be represented as a party, to any agreement that Bank
may enter into with the Bank's clients.
7. In consideration of the services and facilities described herein, Bank
shall receive from Distributors an annual service fee, payable at such
intervals as may be set forth in Schedule A hereto, of a percentage of the
aggregate average net asset value of the Shares owned beneficially by
Bank's clients during each payment period, as set forth in Schedule A
hereto, which may be amended from time to time by Distributors. Bank
understands that this Agreement and the payment of such service fees has
been authorized and approved by the Boards of Trustees of the Funds, and is
subject to limitations imposed by the Financial Industry Regulatory
Authority, Inc. ("FINRA"). In cases where Distributors has advanced
payments to Bank of the first year's fee for shares sold with a contingent
deferred sales charge, no payments will be made to Bank during the first
year the subject Shares are held.
8. The Funds reserve the right, at their discretion and without notice, to
suspend the sale of any Shares or withdraw the sale of Shares.
9. Bank understands that Distributors reserves the right to amend this
Agreement or Schedule A hereto at any time without its consent by mailing a
copy of an amendment to Bank at the address set forth below. Such amendment
shall become effective on the date specified in such amendment unless Bank
elects to terminate this Agreement within thirty (30) days of our receipt
of such amendment.
10. Representations, Warranties and Acknowledgements of Bank.
a) Bank represents and warrants to Distributors that:
i) it is lawful for Bank to receive the fees (as Described in
Schedule A) payable hereunder;
ii) to the extent required by applicable law, Bank has disclosed to
each client that it is receiving the fee under this Agreement;
iii) to the extent required by applicable law, Bank has obtained all
necessary consents and authorizations from each client that may
have a beneficial interest in the Funds with respect to Bank's
receipt of the fee;
iv) it has all requisite authority, pursuant to applicable law and
regulation, to enter into and perform its obligations under this
Agreement;
v) this Agreement is valid and binding obligation of Bank and is
enforceable against Bank in accordance with its terms, except as
such enforceability may be limited by laws regarding bankruptcy
and insolvency;
vi) all persons signing this Agreement on behalf of Bank possess full
power and authority to do so; and
2
vii) it has sole responsibility for making the determinations of fact
and performing the required actions necessary to make the
representations and warranties described in this paragraph, and
it is not relying on Distributors or any of its affiliates in any
manner to make or assist Bank in making the representations and
warranties described in this paragraph.
b) Bank understands and acknowledges that Distributors, the Funds, their
affiliates and their respective directors and officers:
i) make no representations or warranties as to the permissibility,
under federal securities laws or federal or state banking laws,
of Bank's receipt of the fee under this Agreement; and
ii) may, in their sole discretion, determine that it is necessary or
advisable to disclose in the Funds' offering documents the
existence and terms of this Agreement and the names of the
parties hereto.
c) Distributors hereby informs Bank and Bank acknowledges that payments
of distribution fees pursuant to this Agreement are subject to
applicable rules of FINRA, which rules set forth limitations on such
payments.
d) Bank acknowledges that, in accordance with the rules of FINRA, as well
as interpretations of the staff of the Securities and Exchange
Commission ("SEC"), the classes of the Funds that have Plans providing
for more than 0.25% in shareholder service and/or distribution-related
fees are not considered to be "no-load" investments, and Bank
represents that it will not market such classes as "no-load"
investments.
e) Bank acknowledges that neither it nor any of its employees or agents
are authorized to make any representation to it's clients concerning
the Funds except those contained in the Funds' then current
prospectuses and statements of additional information.
f) Bank acknowledges that it will be acting as an independent contractor
under this Agreement and not as an employee or agent of Distributors,
the Funds or any of their affiliates. Bank represents that it will not
hold itself out to any other party as an employee or agent of, with
the authority to bind, Distributors, the Funds or any of their
affiliates in any manner.
g) Bank acknowledges that Distributors has reserved the right, at its
discretion and without notice, to suspend or withdraw the sale of
shares of the Funds.
h) Bank represents either that:
i) its activities on behalf of its clients and pursuant to this
Agreement are not such as to require registration as a
broker-dealer with the SEC or in the state(s) in which Bank
engages in such activities; or
ii) it is registered as a broker-dealer with the SEC and in the
state(s) in which Bank engages in its activities on behalf of its
clients and pursuant to this Agreement.
i) Bank represents that:
i) it is in compliance, in all material respects, with, and will
continue to comply with, all applicable laws and regulations;
ii) without limiting the generality of the foregoing clause, it is in
compliance, in all material respects, with, and will continue to
comply with, laws and regulations related to and concerning the
prevention of money laundering; and
3
iii) it has implemented and follows proper procedures to verify
suspicious transactions and to verify the identity of its clients
whose assets are invested in any Funds, including without
limitation procedures to verify the source of funds for
settlement of client transactions.
iv) it is a Bank as defined by Section 3(a)(6) of the Securities
Exchange Act of 1934; and
v) it is not a registered broker-dealer, however, Bank will comply
in, all material respects, with the rules, regulations and/or
fiduciary standards applicable to its business operations,
including without limitation any rules, regulations or fiduciary
standards pertaining to assessing the appropriateness of the
Funds, including any particular class, as an investment for its
clients.
j) Bank acknowledges, represents and agrees that it will not accept any
compensation for promoting or selling Funds' shares in the form of
"directed brokerage" directed to it by a Fund. Directed brokerage
includes any arrangement, whether explicit or implicit, in which Bank
receives, in consideration for or recognition of the sale of Funds'
shares, support payments in the form of brokerage commissions,
brokerage transactions (orders for the purchase or sale of the Funds'
securities), or xxxx ups or other quid pro quo-type arrangements, such
as the purchase or sale of a security issued by Bank or its affiliates
in recognition of Bank's sale or promotion of Funds' shares or client
referrals. Bank will provide Distributors or its affiliates from time
to time, upon request, such information as is reasonably necessary for
Distributors or its affiliates to verify that Bank has complied with
the provisions of this paragraph.
11. Indemnification.
a) Bank will indemnify, defend and hold harmless Distributors, the Funds,
their affiliates and their respective officers, directors and
employees from and against any and all liabilities, losses, damages,
claims, costs, payments and/or expenses of any kind or character,
including reasonable fees of counsel, paid or incurred by any one or
more of them, or all of them, directly or indirectly (or actions in
respect thereof), whether joint or several, arising out of or in
connection with any misrepresentations made by Bank in connection with
this Agreement, or any other breach by Bank of the terms of this
Agreement, except where such liabilities, losses, damages, claims,
costs, payments and/or expenses result from the gross negligence or
willful misconduct of Distributors, the Funds, their affiliates or
their respective officers, directors or employees.
b) Distributors will indemnify, defend and hold harmless Bank and its
officers, directors and employees from and against any and all
liabilities, losses, damages, claims, costs, payments and/or expenses
of any kind or character, including reasonable fees of counsel, paid
or incurred by any one or more of them, or all of them, directly or
indirectly (or actions in respect thereof), whether joint or several,
arising out of or in connection with any misrepresentations made by
Distributors in connection with this Agreement, or any other breach by
Distributors of the terms of this Agreement, except where such
liabilities, losses, damages, claims, costs, payments and/or expenses
result from the gross negligence or willful misconduct of Bank or its
officers, directors or employees.
12. Term and Termination.
a) The Agreement will commence upon execution by Distributors and shall
continue in full force and effect as long as the continuance of the
Plan and this related Agreement are approved at least annually by a
vote of the directors, including a majority of the Dis-interested
Directors, cast in person at a meeting called for the purpose of
voting thereon.
4
b) Either party may terminate the Agreement at any time on not less than
10 days' written notice to the other party. The Agreement will
terminate automatically in the event of its assignment, the term
"assignment" for this purpose having the meaning defined in Section
2(a) (4) of the 1940 Act.
13. Notice.
Any notice which any party hereto may be required or may desire to give
hereunder shall be deemed to have been given if delivered personally or if
mailed, postage prepaid, by United States registered or certified mail,
return receipt requested, or by overnight express courier addressed as
follows:
As to Distributors: As to Bank:
Invesco Aim Distributors, Inc.
00 Xxxxxxxx Xxxxx
Xxxxx 000
Xxxxxxx, Xxxxx 00000
Attention: General Counsel Attention:
or at such other addresses or to the attention of such other persons as may
from time to time be designated by the party to be addresses by written
notice to the other parties in the manner herein provided. Notices, demands
and requests given in the manner aforesaid shall be deemed sufficiently
served or given for all purposes hereunder when received or when delivery
is refused by the party or when the same are returned to sender for failure
to be called for.
14. Choice of Law. The Agreement and all rights and obligations of the parties
hereunder will be governed by and construed under the laws of the State of
Texas without regard to its choice of law provisions.
15. Non-Exclusivity. Each party to the Agreement agrees that the arrangements
described herein are intended to be non-exclusive and that either party may
enter into similar agreements and arrangements with other parties.
16. Entire Agreement. The provisions, terms and conditions of this Agreement
represent the entire agreement between the parties with respect to the
subject matter hereof. In the event inconsistencies exist between this
Agreement and any other agreement or understanding with respect to the
subject matter hereof, the terms of this Agreement shall prevail.
INVESCO AIM DISTRIBUTORS, INC. BANK
By: By:
--------------------------------- ------------------------------------
Name: Name:
------------------------------- ----------------------------------
Title: Title:
------------------------------ ---------------------------------
Dated: Dated:
------------------------------ ---------------------------------
5
SCHEDULE "A" TO
BANK SHAREHOLDER SERVICE AGREEMENT
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM Asia Pacific Growth Fund A Shares 0.25 November 1, 1997
AIM Asia Pacific Growth Fund B Shares 0.25 November 1, 1997
AIM Asia Pacific Growth Fund C Shares 1.00** November 1, 1997
AIM Basic Balanced Fund A Shares 0.25 September 28, 2001
AIM Basic Balanced Fund B Shares 0.25 September 28, 2001
AIM Basic Balanced Fund C Shares 1.00** September 28, 2001
AIM Basic Balanced Fund R Shares 0.50** April 30, 2004
AIM Basic Balanced Fund Investor Shares*** 0.25 July 18, 2005
AIM Basic Value Fund A Shares 0.25 May 29, 1998
AIM Basic Value Fund B Shares 0.25 May 29, 1998
AIM Basic Value Fund C Shares 1.00** May 3, 1999
AIM Basic Value Fund R Shares 0.50** June 3, 2002
AIM Capital Development Fund A Shares 0.25 June 17, 1996
AIM Capital Development Fund B Shares 0.25 October 1, 1996
AIM Capital Development Fund C Shares 1.00** August 4, 1997
AIM Capital Development Fund R Shares 0.50** June 3, 2002
AIM Capital Development Fund Investor Shares*** 0.25 November 30, 2004
AIM Charter Fund A Shares 0.25 November 18, 1986
AIM Charter Fund B Shares 0.25 June 15, 1995
AIM Charter Fund C Shares 1.00** August 4, 1997
AIM Charter Fund R Shares 0.50** Xxxx 0, 0000
XXX Xxxxx Fund A Shares 0.25 Xxxxx 00, 0000
XXX Xxxxx Fund B Shares 0.25 Xxxxx 00, 0000
XXX Xxxxx Fund C Shares 1.00** March 31, 2006
AIM Conservative Allocation Fund A Shares 0.25 April 30, 2004
AIM Conservative Allocation Fund B Shares 0.25 April 30, 2004
AIM Conservative Allocation Fund C Shares 1.00** April 30, 2004
AIM Conservative Allocation Fund R Shares 0.50** April 30, 2004
AIM Constellation Fund A Shares 0.25 September 9, 1986
AIM Constellation Fund B Shares 0.25 November 3, 1997
AIM Constellation Fund C Shares 1.00** August 4, 1997
AIM Constellation Fund R Shares 0.50** June 3, 2002
AIM Core Bond Fund A Shares 0.25 December 31, 2001
AIM Core Bond Fund B Shares 0.25 December 31, 2001
AIM Core Bond Fund C Shares 1.00** December 31, 2001
AIM Core Bond Fund R Shares 0.50** April 30, 2004
AIM Developing Markets Fund A Shares 0.25 May 29, 1998
AIM Developing Markets Fund B Shares 0.25 May 29, 1998
AIM Developing Markets Fund C Shares 1.00** March 1, 1999
AIM Diversified Dividend Fund A Shares 0.25 December 31, 2001
AIM Diversified Dividend Fund B Shares 0.25 December 31, 2001
AIM Diversified Dividend Fund C Shares 1.00** December 31, 2001
AIM Diversified Dividend Fund R Shares 0.50** October 25, 2005
AIM Diversified Dividend Fund Investor Shares*** 0.25 July 18, 2005
AIM Dynamics Fund A Shares 0.25 March 29, 2002
AIM Dynamics Fund B Shares 0.25 March 29, 2002
AIM Dynamics Fund C Shares 1.00** June 1, 2000
AIM Dynamics Fund R Shares 0.50** October 25, 2005
AIM Dynamics Fund Investor Shares*** 0.25 June 1, 2000
6
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM Energy Fund A Shares 0.25 March 29, 2002
AIM Energy Fund B Shares 0.25 March 29, 2002
AIM Energy Fund C Shares 1.00** June 1, 2000
AIM Energy Fund Investor Shares*** 0.25 June 1, 2000
AIM European Growth Fund A Shares 0.25 November 1, 1997
AIM European Growth Fund B Shares 0.25 November 1, 1997
AIM European Growth Fund C Shares 1.00** November 1, 1997
AIM European Growth Fund R Shares 0.50** June 3, 2002
AIM European Growth Fund Investor Shares*** 0.25 September 30, 2003
AIM European Small Company Fund A Shares 0.25 August 31, 2000
AIM European Small Company Fund B Shares 0.25 August 31, 2000
AIM European Small Company Fund C Shares 1.00** August 31, 2000
AIM Financial Services Fund A Shares 0.25 March 29, 2002
AIM Financial Services Fund B Shares 0.25 March 29, 2002
AIM Financial Services Fund C Shares 1.00** June 1, 2000
AIM Financial Services Fund Investor Shares*** 0.25 June 1, 2000
AIM Floating Rate Fund A Shares 0.25 April 14, 2006
AIM Floating Rate Fund C Shares 0.75** April 14, 2006
AIM Floating Rate Fund R Shares 0.50** April 14, 2006
AIM Global Core Equity Fund A Shares 0.25 December 29, 2000
AIM Global Core Equity Fund B Shares 0.25 December 29, 2000
AIM Global Core Equity Fund C Shares 1.00** December 29, 2000
AIM Global Equity Fund A Shares 0.25** May 29, 1998
AIM Global Equity Fund B Shares 0.25 May 29, 1998
AIM Global Equity Fund C Shares 1.00** May 29, 1998
AIM Global Equity Fund R Shares 0.50** October 31, 2005
AIM Global Growth Fund A Shares 0.25** September 15, 1994
AIM Global Growth Fund B Shares 0.25 September 15, 1994
AIM Global Growth Fund C Shares 1.00** August 4, 1997
AIM Global Health Care Fund A Shares 0.25** May 29, 1998
AIM Global Health Care Fund B Shares 0.25 May 29, 1998
AIM Global Health Care Fund C Shares 1.00** March 1, 1999
AIM Global Health Care Fund Investor Shares*** 0.25 July 18, 2005
AIM Global Real Estate Fund A Shares 0.25 April 29, 2005
AIM Global Real Estate Fund B Shares 0.25 April 29, 2005
AIM Global Real Estate Fund C Shares 1.00** April 29, 2005
AIM Global Real Estate Fund R Shares 0.50** April 29, 2005
AIM Global Small & Mid Cap Growth Fund A Shares 0.25** September 15, 1994
AIM Global Small & Mid Cap Growth Fund B Shares 0.25 September 15, 1994
AIM Global Small & Mid Cap Growth Fund C Shares 1.00** August 4, 1997
AIM Gold & Precious Metals Fund A Shares 0.25 March 29, 2002
AIM Gold & Precious Metals Fund B Shares 0.25 March 29, 2002
AIM Gold & Precious Metals Fund C Shares 1.00** June 1, 2000
AIM Gold & Precious Metals Fund Investor Shares*** 0.25 June 1, 2000
AIM Growth Allocation Fund A Shares 0.25 April 30, 2004
AIM Growth Allocation Fund B Shares 0.25 April 30, 2004
AIM Growth Allocation Fund C Shares 1.00** April 30, 2004
AIM Growth Allocation Fund R Shares 0.50** April 30, 2004
AIM High Income Municipal Fund A Shares 0.25 December 22, 1997
AIM High Income Municipal Fund B Shares 0.25 December 22, 1997
AIM High Income Municipal Fund C Shares 1.00** December 22, 1997
AIM High Yield Fund A Shares 0.25 July 1, 1992
AIM High Yield Fund B Shares 0.25 September 1, 1993
AIM High Yield Fund C Shares 1.00** August 4, 1997
7
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM High Yield Fund Investor Shares*** 0.25 September 30, 2003
AIM Income Allocation Fund A Shares 0.25 October 25, 2005
AIM Income Allocation Fund B Shares 0.25 October 25, 2005
AIM Income Allocation Fund C Shares 1.00** October 25, 2005
AIM Income Allocation Fund R Shares 0.50** October 25, 2005
AIM Income Fund A Shares 0.25 July 1, 1992
AIM Income Fund B Shares 0.25 September 1, 1993
AIM Income Fund C Shares 1.00** August 4, 1997
AIM Income Fund R Shares 0.50** June 3, 2002
AIM Income Fund Investor Shares*** 0.25 September 30, 2003
AIM Independence Now Fund A Shares 0.25 January 31, 2007
AIM Independence Now Fund B Shares 0.25 January 31, 2007
AIM Independence Now Fund C Shares 0.50** January 31, 2007
AIM Independence Now Fund R Shares 1.00** January 31, 2007
AIM Independence 2010 Fund A Shares 0.25 January 31, 2007
AIM Independence 2010 Fund B Shares 0.25 January 31, 2007
AIM Independence 2010 Fund C Shares 0.50** January 31, 2007
AIM Independence 2010 Fund R Shares 1.00** January 31, 2007
AIM Independence 2020 Fund A Shares 0.25 January 31, 2007
AIM Independence 2020 Fund B Shares 0.25 January 31, 2007
AIM Independence 2020 Fund C Shares 0.50** January 31, 2007
AIM Independence 2020 Fund R Shares 1.00** January 31, 2007
AIM Independence 2030 Fund A Shares 0.25 January 31, 2007
AIM Independence 2030 Fund B Shares 0.25 January 31, 2007
AIM Independence 2030 Fund C Shares 0.50** January 31, 2007
AIM Independence 2030 Fund R Shares 1.00** January 31, 2007
AIM Independence 2040 Fund A Shares 0.25 January 31, 2007
AIM Independence 2040 Fund B Shares 0.25 January 31, 2007
AIM Independence 2040 Fund C Shares 0.50** January 31, 2007
AIM Independence 2040 Fund R Shares 1.00** January 31, 2007
AIM Independence 2050 Fund A Shares 0.25 January 31, 2007
AIM Independence 2050 Fund B Shares 0.25 January 31, 2007
AIM Independence 2050 Fund C Shares 0.50** January 31, 2007
AIM Independence 2050 Fund R Shares 1.00** January 31, 2007
AIM International Allocation Fund A Shares 0.25 October 31, 2005
AIM International Allocation Fund B Shares 0.25 October 31, 2005
AIM International Allocation Fund C Shares 1.00** October 31, 2005
AIM International Allocation Fund R Shares 0.50** October 31, 2005
AIM International Core Equity Fund A Shares 0.25 March 29, 2002
AIM International Core Equity Fund B Shares 0.25 March 29, 2002
AIM International Core Equity Fund C Shares 1.00** June 1, 2000
AIM International Core Equity Fund R Shares 0.50** November 24, 2003
AIM International Core Equity Fund Investor Shares*** 0.25 June 1, 2000
AIM International Growth Fund A Shares 0.25 May 21, 1992
AIM International Growth Fund B Shares 0.25 September 15, 1994
AIM International Growth Fund C Shares 1.00** August 4, 1997
AIM International Growth Fund R Shares 0.50** June 3, 2002
AIM International Small Company Fund A Shares 0.25 August 31, 2000
AIM International Small Company Fund B Shares 0.25 August 31, 2000
AIM International Small Company Fund C Shares 1.00** August 31, 2000
AIM International Total Return Fund A Shares 0.25 March 31, 2006
AIM International Total Return Fund B Shares 0.25 March 31, 2006
AIM International Total Return Fund C Shares 1.00** Xxxxx 00, 0000
XXX Xxxxx Fund A Shares 0.25 March 31, 2006
8
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM Japan Fund B Shares 0.25 Xxxxx 00, 0000
XXX Xxxxx Fund C Shares 1.00** March 31, 2006
AIM Large Cap Basic Value Fund A Shares 0.25 July 15, 1999
AIM Large Cap Basic Value Fund B Shares 0.25 August 1, 2000
AIM Large Cap Basic Value Fund C Shares 1.00** August 1, 2000
AIM Large Cap Basic Value Fund R Shares 0.50** June 3, 2002
AIM Large Cap Basic Value Fund Investor Shares*** 0.25 September 30, 2003
AIM Large Cap Growth Fund A Shares 0.25 March 1, 1999
AIM Large Cap Growth Fund B Shares 0.25 April 5, 1999
AIM Large Cap Growth Fund C Shares 1.00** April 5, 1999
AIM Large Cap Growth Fund R Shares 0.50** June 3, 2002
AIM Large Cap Growth Fund Investor Shares*** 0.25 September 30, 2003
AIM Leisure Fund A Shares 0.25 March 29, 2002
AIM Leisure Fund B Shares 0.25 March 29, 2002
AIM Leisure Fund C Shares 1.00** June 1, 2000
AIM Leisure Fund R Shares 0.50** October 25, 2005
AIM Leisure Fund Investor Shares*** 0.25 June 1, 2000
AIM LIBOR Alpha Fund A Shares 0.25 March 31, 2006
AIM LIBOR Alpha Fund C Shares 0.50** March 31, 2006
AIM LIBOR Alpha Fund R Shares 0.50** March 31, 2006
AIM Limited Maturity Treasury Fund A Shares (1) 0.15 December 2, 1987
AIM Limited Maturity Treasury Fund A3 Shares 0.25 October 31, 2002
AIM Mid Cap Basic Value Fund A Shares 0.25 December 31, 2001
AIM Mid Cap Basic Value Fund B Shares 0.25 December 31, 2001
AIM Mid Cap Basic Value Fund C Shares 1.00** December 31, 2001
AIM Mid Cap Basic Value Fund R Shares 0.50** April 30, 2004
AIM Mid Cap Core Equity Fund A Shares 0.25 May 29, 1998
AIM Mid Cap Core Equity Fund B Shares 0.25 May 29, 1998
AIM Mid Cap Core Equity Fund C Shares 1.00** May 3, 1999
AIM Mid Cap Core Equity Fund R Shares 0.50** June 3, 2002
AIM Moderate Allocation Fund A Shares 0.25 April 30, 2004
AIM Moderate Allocation Fund B Shares 0.25 April 30, 2004
AIM Moderate Allocation Fund C Shares 1.00** April 30, 2004
AIM Moderate Allocation Fund R Shares 0.50** April 30, 2004
AIM Moderate Growth Allocation Fund A Shares 0.25 April 29, 2005
AIM Moderate Growth Allocation Fund B Shares 0.25 April 29, 2005
AIM Moderate Growth Allocation Fund C Shares 1.00** April 29, 2005
AIM Moderate Growth Allocation Fund R Shares 0.50** April 29, 2005
AIM Moderately Conservative Allocation Fund A Shares 0.25 April 29, 2005
AIM Moderately Conservative Allocation Fund B Shares 0.25 April 29, 2005
AIM Moderately Conservative Allocation Fund C Shares 1.00** April 29, 2005
AIM Moderately Conservative Allocation Fund R Shares 0.50** April 29, 2005
AIM Money Market Fund B Shares 0.25 October 18, 1993
AIM Money Market Fund C Shares 1.00** August 4, 1997
AIM Money Market Fund R Shares 0.50** June 3, 2002
AIM Money Market Fund Cash Reserve Shares 0.25 October 18, 1993
AIM Multi-Sector Fund A Shares 0.25 August 30, 2002
AIM Multi-Sector Fund B Shares 0.25 August 30, 2002
AIM Multi-Sector Fund C Shares 1.00** August 30, 2002
AIM Municipal Bond Fund A Shares 0.25 July 1, 1992
----------
(1) AIM Limited Maturity Treasury Fund - Class A, AIM Real Estate Fund and AIM
Small Cap Growth Fund are closed to new investors.
9
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM Municipal Bond Fund B Shares 0.25 September 1, 1993
AIM Municipal Bond Fund C Shares 1.00** August 4, 1997
AIM Municipal Bond Fund Investor Shares*** 0.25 September 30, 2003
AIM Real Estate Fund A Shares (1) 0.25 August 4, 1997
AIM Real Estate Fund B Shares (1) 0.25 March 3, 1998
AIM Real Estate Fund C Shares (1) 1.00** August 4, 1997
AIM Real Estate Fund R Shares (1) 0.50** April 30, 2004
AIM Real Estate Fund Investor Shares (1)*** 0.25 September 30, 2003
AIM Select Equity Fund A Shares 0.25 July 1, 1992
AIM Select Equity Fund B Shares 0.25 September 1, 1993
AIM Select Equity Fund C Shares 1.00** August 4, 1997
AIM Select Real Estate Income Fund A Shares 0.25 March 9, 2007
AIM Select Real Estate Income Fund B Shares 0.25 March 9, 2007
AIM Select Real Estate Income Fund C Shares 1.00** March 9, 2007
AIM Short Term Bond Fund A Shares 0.25 April 30, 2004
AIM Short Term Bond Fund C Shares 0.50** August 30, 2002
AIM Short Term Bond Fund R Shares 0.50** April 30, 2004
AIM Small Cap Equity Fund A Shares 0.25 August 31, 2000
AIM Small Cap Equity Fund B Shares 0.25 August 31, 2000
AIM Small Cap Equity Fund C Shares 1.00** August 31, 2000
AIM Small Cap Equity Fund R Shares 0.50** June 3, 2002
AIM Small Cap Growth Fund A Shares (1) 0.25 May 29, 1998
AIM Small Cap Growth Fund B Shares (1) 0.25 May 29, 1998
AIM Small Cap Growth Fund C Shares (1) 1.00** May 3, 1999
AIM Small Cap Growth Fund R Shares (1) 0.50** June 3, 2002
AIM Small Cap Growth Fund Investor Shares (1)*** 0.25 April 10, 2006
AIM Structured Core Fund A Shares 0.25 March 31, 2006
AIM Structured Core Fund B Shares 0.25 March 31, 2006
AIM Structured Core Fund C Shares 1.00** March 31, 2006
AIM Structured Core Fund R Shares 0.50** March 31, 2006
AIM Structured Core Fund Investor Shares*** 0.25 April 28, 2008
AIM Structured Growth Fund A Shares 0.25 March 31, 2006
AIM Structured Growth Fund B Shares 0.25 March 31, 2006
AIM Structured Growth Fund C Shares 1.00** March 31, 2006
AIM Structured Growth Fund R Shares 0.50** March 31, 2006
AIM Structured Value Fund A Shares 0.25 March 31, 2006
AIM Structured Value Fund B Shares 0.25 March 31, 2006
AIM Structured Value Fund C Shares 1.00** March 31, 2006
AIM Structured Value Fund R Shares 0.50** March 31, 2006
AIM Summit Fund A Shares 0.25 October 31, 2005
AIM Summit Fund B Shares 0.25 October 31, 2005
AIM Summit Fund C Shares 1.00** October 31, 2005
AIM Summit Fund P Shares+ 0.10+ December 8, 2006
AIM Tax-Exempt Cash Fund A Shares 0.10 July 1, 1992
AIM Tax-Free Intermediate Fund A3 Shares 0.25 October 31, 2002
AIM Technology Fund A Shares 0.25 March 29, 2002
AIM Technology Fund B Shares 0.25 March 29, 2002
AIM Technology Fund C Shares 1.00** June 1, 2000
AIM Technology Fund Investor Shares*** 0.25 June 1, 2000
----------
(1) AIM Limited Maturity Treasury Fund - Class A, AIM Real Estate Fund and AIM
Small Cap Growth Fund are closed to new investors.
10
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM Trimark Endeavor Fund A Shares 0.25 November 4, 2003
AIM Trimark Endeavor Fund B Shares 0.25 November 4, 2003
AIM Trimark Endeavor Fund C Shares 1.00** November 4, 2003
AIM Trimark Endeavor Fund R Shares 0.50** April 30, 2004
AIM Trimark Fund A Shares 0.25 November 4, 2003
AIM Trimark Fund B Shares 0.25 November 4, 2003
AIM Trimark Fund C Shares 1.00** November 4, 2003
AIM Trimark Fund R Shares 0.50** April 30, 2004
AIM Trimark Small Companies Fund A Shares 0.25 November 4, 2003
AIM Trimark Small Companies Fund B Shares 0.25 November 4, 2003
AIM Trimark Small Companies Fund C Shares 1.00** November 4, 2003
AIM Trimark Small Companies Fund R Shares 0.50** April 30, 2004
AIM U.S. Government Fund A Shares 0.25 July 1, 1992
AIM U.S. Government Fund B Shares 0.25 September 1, 1993
AIM U.S. Government Fund C Shares 1.00** August 4, 1997
AIM U.S. Government Fund R Shares 0.50** June 3, 2002
AIM U.S. Government Fund Investor Shares*** 0.25 September 30, 2003
AIM Utilities Fund A Shares 0.25 March 29, 2002
AIM Utilities Fund B Shares 0.25 March 29, 2002
AIM Utilities Fund C Shares 1.00** September 28, 2001
AIM Utilities Fund Investor Shares*** 0.25 June 1, 2000
* Frequency of Payments: Quarterly: Class A share payments begin immediately
(unless Dealer's customer purchases at net asset value and Dealer receives
a commission, in which case it will begin after an initial 12-month holding
period); Class A3 and Investor Class share payments begin immediately; and
Class B, C and R share (except for AIM Short Term Bond Fund and AIM LIBOR
Alpha Fund) payments begin after an initial 12 month holding period. Class
C share payments with respect to AIM Short Term Bond Fund and AIM LIBOR
Alpha Fund begin immediately. Where the broker dealer or financial
institution waives, pursuant to the terms of the prospectus, the 1% (0.75%
with respect to AIM Floating Rate Fund) up-front commission on Class C
shares or the 0.50% up-front commission on Class R shares, payments
commence immediately.
** Of this amount, 0.25% is paid as a shareholder servicing fee and the
remainder is paid as an asset-based sales charge, as those terms are
defined under the rules of FINRA.
*** Closed to new investors. Certain investors, including shareholders who had
established an account, prior to April 1, 2002, in Investor Class shares of
any of the funds currently distributed by Invesco Aim Distributors and have
continuously maintained such relationships may make additional purchases
and reinvest dividends and capital gains distributions into their accounts.
See the prospectus for the complete list of investors who may purchase
Investor Class shares.
Minimum Payments: $50 (with respect to all funds in the aggregate.)
No payment pursuant to this Schedule is payable to a dealer, bank or other
service provider for the first year with respect to sales of $1 million or
more, at no load, in cases where Invesco Aim Distributors has advanced the
service fee to the dealer, bank or other service provider.
+ Closed to new investors. Only shareholders with accounts in the former AIM
Summit Investors Plans I or II (the "Plan") at the close of business on
December 8, 2006, may continue to purchase Class P shares until the total
of their combined investments in the Plan and in Class P shares directly
equals the face amount of their former Plan under the 30 year extended
investment option. The face amount of a Plan is the combined total of all
scheduled monthly investments under the Plan. For a Plan with a scheduled
monthly investment of $100.00, the face amount would have been $36,000.00
under the 30 year extended investment option.
11
