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AFFILIATED
PRINCIPAL EXECUTING PURCHASE SHARES/PAR
FUND NAME SECURITY DESCRIPTION TRADE DATE UNDERWRITER BROKER PRICE AMOUNT
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Corpus Christi Tex
Intermediate Tax/ Indpt Sch Dist ▇▇▇▇▇ Fargo
AMT Free Fund CRISCD4 8/15/18 07/28/09 Securities, LLC Frost $103.99 1,185,000
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Citigroup;
▇▇▇▇▇▇ ▇▇▇▇▇▇;
California CA St Economic Recovery ▇▇▇▇▇ Fargo Stone & ▇▇▇▇▇▇▇▇▇;
Tax-Free Fund Ref Ser A 7/1/2022 10/30/09 Securities, LLC UBS; Loop Capital $100.84 5,000,000
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California
Limited Term CA St Economic Recovery ▇▇▇▇▇ Fargo
Tax-Free Fund Ref Ser B 7/1/2014 10/30/09 Securities, LLC De La ▇▇▇▇ $102.67 1,000,000
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Intermediate Tax/ CA Dept of Water Revenue ▇▇▇▇▇ Fargo
AMT-Free Fund CASPWR 5 5/1/19 05/06/10 Securities, LLC ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ $111.79 4,000,000
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Municipal Puerto Rico Elec Pwr ▇▇▇▇▇ Fargo
Bond Fund PRCPWR 5.25 7/1/28 05/19/10 Securities, LLC JPM $103.56 3,500,000
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Puerto Rico
Comwlth Hwy & Transn
Intermediate Tax/ Author Hwy ▇▇▇ ▇▇▇▇▇ Fargo
AMT-Free Fund PRCTRN 4.95 7/1/26 06/16/10 Securities, LLC ▇▇▇▇▇▇▇▇ $100.00 5,000,000
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