1
Exhibit 10.7
UNWIRED PLANET, INC.
VOTING AGREEMENT
This VOTING AGREEMENT (the "Agreement") is made and entered into this
23rd day of January, 1998 by and among Unwired Planet, Inc., a Delaware
corporation (the "Company"), Xxxxx Xxxxxxxx, Xxxxxxx X. Xxxxxxx and Xxxxx X.
Xxxxxxxx (collectively the "Shareholders"), those purchasers of Series A
Preferred Stock of the Company who are signatories to this Agreement (the
"Series A Investors"), those purchasers of Series B Preferred Stock of the
Company who are signatories to this Agreement (the "Series B Investors") and
those purchasers of Series D Preferred Stock of the Company who are signatories
to this Agreement (the "Series D Investors," and collectively with the Series A
Investors and the Series B Investors, the "Investors).
RECITALS
A. In connection with the prior issuance of its outstanding Series A
Preferred Stock (the "Series A Preferred Stock") to the Series A Investors and
its outstanding Series B Preferred Stock (the "Series B Preferred Stock") to the
Series B Investors the Company entered into that certain Shareholders Agreement,
dated as of December 27, 1995 (the "Original Agreement"), pursuant to which the
Shareholders, the Series A Investors and the Series B Investors agreed as to the
voting of their shares of capital stock of the Company in elections for the
Company's Board of Directors (the "Board").
B. The Company and the Series D Investors are parties to that certain
Series D Preferred Stock Purchase Agreement dated as of January 23, 1998 (the
"Series D Agreement") pursuant to which the Company shall issue and sell up to
Eight Million Eight Hundred Fifty-Five Thousand Five Hundred Sixty-Five
(8,855,565) shares of its Series D Preferred Stock (the "Series D Preferred
Stock").
C. The Company, the Series A Investors and the Series B Investors wish
to enter into this Agreement to amend and supersede the voting provisions of the
Original Agreement as set forth herein and to extend the rights and obligations
provided herein to the Series D Investors.
NOW THEREFORE, the parties agree as follows:
1. Board of Directors.
a. The Shareholders and Investors hereby agree to vote, from time
to time, that number of shares of the capital stock of the Company as to which
they have beneficial ownership sufficient to elect and appoint to the Board the
following persons: (i) one member as shall be designated, from time to time, by
Matrix Partners IV, L.P. ("Matrix") and subsequent assignees and transferees of
Matrix; (ii) one member as shall be designated, from time to time, by Greylock
Equity Limited Partnership ("Greylock") and subsequent assignees and transferees
of Greylock; (iii) two members as shall be designated, from time to time, by the
holders of a
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majority of the Company's outstanding Common Stock (the "Common Holders"); and
(iv) one member as shall be designated, from time to time, by JK&B Capital, L.P.
and JK&B Capital II, L.P. (collectively "JK&B") and subsequent assignees and
transferees of JK&B. Any determination or designation to be made by the Common
Holders for the purpose of this Section 1 shall be made by those members of such
group holding a majority of the shares of Common Stock held by such group, and
any determination by such majority shall be binding on the remaining members of
such group. The parties hereto expect that one of the designees of the Common
Holders will be the Chief Executive Officer of the Company. The first appointees
of the Common Holders shall be Xxxxx Xxxxxxxx and Xxxxxxx X. Xxxxxxx. The first
appointee of Matrix shall be Xxxxxx X. Xxxxxxxx. The first appointee of Greylock
shall be Xxxxx X. Xxxxx. The first appointee of JK&B shall be Xxxxx Xxxxxxxx. In
the event that any director elected pursuant to the terms hereof ceases to serve
as a member of the Board, the Company, the Investors and the Shareholders agree
to take all such action as is reasonable and necessary, including the voting of
shares of capital stock of the Company by the Shareholders and Investors as to
which they have beneficial ownership, to cause the election or appointment of
such other substitute person to the Board as may be designated on the terms as
herein provided. The Company shall promptly give the Investors written notice of
any election to or appointment of, or change in composition of, the Board.
b. The representatives of each of Matrix, Greylock, JK&B and the
Common Holders shall each be subject to approval by a majority of the members of
the Board, which approval shall not be unreasonably withheld unless the identity
of a particular nominee may, in the good faith opinion of a majority of said
Board, (i) result in the unauthorized disclosure of confidential information of
the Company, its affiliates, licensors, customers or suppliers; (ii) adversely
affect any existing or proposed relationships of the Company with its
affiliates, licensors, customers or suppliers; or (iii) otherwise adversely and
materially affect the interests of the Company.
c. During the term of this Agreement, the Shareholders and the
Investors agree to vote their shares of capital stock of the Company and
otherwise to take such action so as to maintain that the number of directors on
the Board shall be variable, between three (3) and five (5), which such number
shall, as of the date of this Agreement, be fixed at five (5). The size of the
Board or number of fixed directors may be changed upon the prior written consent
of Shareholders holding a majority of the shares of Common Stock held by all
Shareholders.
d. Each of the Shareholders, Investors and the Company agree not
to take any actions which would materially and adversely affect the provisions
of this Agreement and the intention of the parties with respect to the
composition of the Board as herein stated.
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2. Transferees; Legends on Certificates.
a. All transferees or assignees of shares of capital stock of the
Company from Shareholders and the Investors shall be bound by and subject to the
terms and conditions of this Agreement.
b. The Shareholders and Investors agree that all share
certificates now or hereafter held by them will be stamped or otherwise
imprinted with a legend in the following form:
"THE SHARES EVIDENCED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS IN REGARD
TO THEIR VOTING RIGHTS BY THE PROVISIONS OF AN AGREEMENT, A COPY OF WHICH IS ON
FILE IN THE OFFICE OF THE SECRETARY OF THE CORPORATION."
c. Upon the sale by the Company of Series D Preferred Stock to
Series D Investors, each such Series D Investors shall, without further action
required on the part of any then Investors or the Shareholders, become a party
to this Agreement and shall thereafter hold any shares of Series D Preferred
Stock held by such person subject to all of the terms, conditions and rights set
forth in this Agreement.
3. Term. This Agreement shall commence on the date first above written
and shall terminate upon the first to occur of the following events:
a. The agreement in writing to terminate this Agreement by (i)
the Company, (ii) Shareholders holding a majority of the shares of Common Stock
of the Company, and (iii) Investors holding a majority of the shares of Common
Stock and Preferred Stock (counted on an as-converted basis) of the Company then
held by all Investors;
b. The adjudication by a court of competent jurisdiction that the
Company is bankrupt or insolvent;
c. The filing of a certificate of dissolution of the Company; or
d. Upon the consummation of the sale of securities pursuant to a
registration statement filed by the Company under the Securities Act of 1933, as
amended, in connection with the firm commitment underwritten offering of its
securities to the general public;
e. The closing of the Company's sale of all or substantially all
of its assets or the acquisition of the Company by another entity by means of
merger or consolidation resulting in the exchange of fifty percent (50%) of the
shares of all outstanding classes of the Company's capital stock for securities
or consideration issued, or caused to be issued, by the acquiring entity or its
subsidiary; or
f. At such time as the Company is required to file reports
pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, as
amended.
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4. Assignment, Binding Effect. This Agreement shall be binding upon and
shall inure to the benefit of the executors, administrators, legal
representatives, heirs, successors, and assigns of the parties hereto; provided,
however, that no party may be assigned any of the foregoing rights unless the
Company is given written notice by the assigning party at the time of such
assignment stating the name and address of the assignee and identifying the
securities of the Company as to which the rights in question are being assigned;
and provided further that any such assignee shall receive such assigned rights
subject to all the terms and conditions of this Agreement. The numbers of shares
set forth in the foregoing provisions of this Agreement shall be subject to
automatic appropriate proportional adjustment to reflect any subsequent
subdivisions (stock splits), combinations (reverse stock splits), and dividends
of such shares and recapitalizations, reclassifications and other similar
corporate rearrangements affecting such shares after the date hereof.
5. Effectiveness. This Agreement shall become effective upon the first
closing of the sale of the Series D Preferred Stock pursuant to the Series D
Agreement.
6. Miscellaneous.
a. Governing Law. This Agreement shall be governed by and
construed in accordance with the laws of the State of California applicable to
contracts made among residents of, and wholly to be performed in, California.
b. Further Instruments. From time to time, each party hereto
shall execute and deliver such instruments and documents as may be reasonably
necessary to carry out the purposes and intent of this Agreement.
c. Binding Effect. This Agreement shall be binding upon and shall
inure to the benefit of the executors, administrators, legal representatives,
heirs, successors, and assigns of the parties hereto.
d. Counterparts. This Agreement may be executed in two or more
counterparts, each of which shall be deemed an original, but all of which
together shall constitute one and the same instrument.
e. Entire Agreement. This document constitutes and contains the
entire agreement of the parties and supersedes any and all prior negotiations,
correspondence, understandings and agreements among the parties respecting the
subjects matter hereof.
f. Amendments and Waivers. Any terms of this Agreement may be
amended and the observance of any term of the Agreement may be waived (either
generally or in a particular instance and either retroactively or
prospectively), with the written consent of the Company, Shareholders holding a
majority of the total shares of the Capital Stock of the Company held by all
Shareholders and Investors holding a majority of the total shares of the Capital
Stock of the Company held by all Investors. Any amendment or waiver effected in
accordance with this Section shall be binding upon all Investors, all
Shareholders, their transferees and assignees, and the Company.
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7. Notices Etc. Except as otherwise specifically provided herein, all
notices and other communications required or permitted hereunder shall be in
writing and shall be deemed effectively given upon personal delivery to the
party to be notified or three (3) days after deposit with the United States
mail, by registered or certified mail, postage prepaid, addressed (a) if to an
Investor, at such Investor's address as set forth on the Schedule of Investors
attached to this Agreement, or at such other address as such Investor shall have
furnished to the Company in writing in accordance with this Section 7, (b) if to
any other holder of the Preferred Stock and Common Stock issued upon conversion
hereof to whom the Rights have been transferred in accordance with Section 4
hereof, at such address as such holder shall have furnished the Company in
writing in accordance with this Section 7, or, until any such holder so
furnishes an address to the Company, (c) if to a Shareholder, at such address as
such Shareholder shall have last furnished the Company in writing, or (d) if to
the Company, at its principal office.
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IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
/s/ XXXXX XXXXXXXX
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By: /s/ Xxxx X. Xxxxx
---------------------------------------- ----------------------------------
Title: Chief Financial Officer Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
-------------------------------------------
Print Name
-------------------------------------------
Signature
-------------------------------------------
Title
VOTING AGREEMENT
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IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
MATRIX IV ENTERPRENEURS FUND, L.P.
-------------------------------------------
Print Name of Investor/Entity
/s/ [SIG]
-------------------------------------------
Signature of Authorized Representative
GENERAL PARTNER
-------------------------------------------
Title
SERIES B INVESTORS:
MATRIX IV ENTERPRENEURS FUND, L.P.
-------------------------------------------
Print Name of Investor/Entity
/s/ [SIG]
-------------------------------------------
Signature of Authorized Representative
GENERAL PARTNER
-------------------------------------------
Title
SERIES D INVESTORS:
MATRIX IV ENTERPRENEURS FUND, L.P.
-------------------------------------------
Print Name
/s/ [SIG]
-------------------------------------------
Signature
GENERAL PARTNER
-------------------------------------------
Title
VOTING AGREEMENT
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IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
C.V. SOFINNOVA VENTURES PARTNERS III
-------------------------------------------
Print Name of Investor/Entity
/s/ XXXXX XXXX
-------------------------------------------
Xxxxx Xxxx
General Partner, Sofinnova Management L.P.
-------------------------------------------
Title
SERIES B INVESTORS:
C.V. SOFINNOVA VENTURES PARTNERS III
-------------------------------------------
Print Name of Investor/Entity
/s/ XXXXX XXXX
-------------------------------------------
Xxxxx Xxxx
General Partner, Sofinnova Management L.P.
-------------------------------------------
Title
SERIES D INVESTORS:
C.V. SOFINNOVA VENTURES PARTNERS III
-------------------------------------------
Print Name
/s/ XXXXX XXXX
-------------------------------------------
Xxxxx Xxxx
General Partner, Sofinnova Management L.P.
-------------------------------------------
Title
VOTING AGREEMENT
9
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
Greylock Equity Limited Partnership
by Greylock Equity GP Limited Partnership
-------------------------------------------
Print Name of Investor/Entity
It General Partner
/s/ XXXXX X. XXXXX
-------------------------------------------
Xxxxx X. Xxxxx
General Partner
-------------------------------------------
Title
SERIES B INVESTORS:
Greylock Equity Limited Partnership
by Greylock Equity GP Limited Partnership
-------------------------------------------
Print Name of Investor/Entity
Its General Partner
/s/ XXXXX X. XXXXX
-------------------------------------------
Xxxxx X. Xxxxx
General Partner
-------------------------------------------
Title
SERIES D INVESTORS:
Greylock Equity Limited Partnership
by Greylock Equity GP Limited Partnership
-------------------------------------------
Print Name
/s/ XXXXX X. XXXXX
-------------------------------------------
Xxxxx X. Xxxxx
General Partner
-------------------------------------------
Title
VOTING AGREEMENT
10
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
XXXXXXXX XXXXXXX
-------------------------------------------
Print Name
/s/ XXXXXXXX XXXXXXX
-------------------------------------------
Xxxxxxxx Xxxxxxx
Senior Managing Director, Kyocera Corporation
-------------------------------------------
Title
VOTING AGREEMENT
11
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
B. STUIVINGA
-------------------------------------------
Print Name
/s/ [SIG]
-------------------------------------------
Signature
Director
XXXXXX CORPORATION, N.V.
-------------------------------------------
Title
VOTING AGREEMENT
12
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
REUTERS LIMITED
-------------------------------------------
Print Name
/s/ [SIG]
-------------------------------------------
Signature
France Director
-------------------------------------------
Title
VOTING AGREEMENT
13
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
WGP Venture Partners III, L.P., General Partner
Of WPG Enterprise Fund II, L.P. and Xxxxx, Xxxx
& Xxxxx Venture Associates III, L.P.
by: /s/ XXXX XXXXX
----------------------------------------
Xxxx Xxxxx, General Partner
SERIES D INVESTORS:
WGP Venture Partners III, L.P., General Partner
Of WPG Enterprise Fund II, L.P. and Xxxxx, Xxxx
& Xxxxx Venture Associates III, L.P.
by: /s/ XXXX XXXXX
----------------------------------------
Xxxx Xxxxx, General Partner
VOTING AGREEMENT
14
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
JK & B Capital, L.P.
By: JK & B Management, L.L.C
JK & B Capital, L.P.
Its: General Partner
/s/ Xxxxx Xxxxxxxx
-------------------------------------------
Signature
Manager
-------------------------------------------
Title
VOTING AGREEMENT
15
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
Yusai Okuyama
-------------------------------------------
Print Name
/s/ YUSAI OKUYAMA
-------------------------------------------
Yusai Okuyama
DDI. President
-------------------------------------------
Title
VOTING AGREEMENT
16
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
XXXXX XXX, Asio Tech Ventures
-------------------------------------------
Print Name
/s/ XXXXX XXX
-------------------------------------------
Xxxxx Xxx
Executive Director
-------------------------------------------
Title
VOTING AGREEMENT
17
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
CITICORP
-------------------------------------------
Print Name
/s/ XXXXXX X. XXXXXX
-------------------------------------------
Xxxxxx X. Xxxxxx
Vice President
-------------------------------------------
Title
VOTING AGREEMENT
18
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
-------------------------------------------
Print Name
/s/ [SIG]
-------------------------------------------
Signature
-------------------------------------------
Title
VOTING AGREEMENT
19
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
Nexus Capital Partners 1, L.P.
-------------------------------------------
Print Name
/s/ XXXXXXX XXXXXXXXXX
-------------------------------------------
Xxxxxxx Xxxxxxxxxx
Principal
-------------------------------------------
Title
VOTING AGREEMENT
20
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
XXX XXXXXXXXXXX
-------------------------------------------
Print Name
/s/ XXX XXXXXXXXXXX
-------------------------------------------
Xxx Xxxxxxxxxxx
VP, Corporate Development
-------------------------------------------
Title
VOTING AGREEMENT
21
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
Sienna Limited Partnership II
-------------------------------------------
Print Name
/s/ XXXXXX X. XXXXX
-------------------------------------------
Xxxxxx X. Xxxxx
Chairman of the GP
-------------------------------------------
Title
VOTING AGREEMENT
22
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
XXXXXXX MOH FOR ZAYUCEL LTD.
-------------------------------------------
Print Name
/s/ XXXXXXX MOH
-------------------------------------------
Xxxxxxx Moh
Officer
-------------------------------------------
Title
VOTING AGREEMENT
23
IN WITNESS WHEREOF, the parties have executed this Agreement on the date
and year first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC., ----------------------------------
a Delaware corporation Xxxxx Xxxxxxxx
By:
---------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
-------------------------------------
----------------------------------
Xxxxx X. Xxxxxxxx
SERIES A INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES B INVESTORS:
-------------------------------------------
Print Name of Investor/Entity
-------------------------------------------
Signature of Authorized Representative
-------------------------------------------
Title
SERIES D INVESTORS:
Sienna Limited Partnership II
-------------------------------------------
Print Name
/s/ XXXXXX X. XXXXX
-------------------------------------------
Xxxxxx X. Xxxxx
Chairman of the GP
-------------------------------------------
Title
VOTING AGREEMENT
24
UNWIRED PLANET, INC.
AMENDMENT TO VOTING AGREEMENT
This Amendment dated as of February 19, 1998 (the "Amendment") amends
that certain Voting Agreement dated as of January 23, 1998 (the "Voting
Agreement") by and among Unwired Planet, Inc., a Delaware corporation (the
"Company"), the shareholders as listed therein (the "Shareholders"), and the
investors (the "Investors") who are signatories thereto. Unless the context
otherwise requires, all capitalized terms used herein shall have the same
meanings as set forth in the Voting Agreement.
RECITAL:
The Company's Series D Preferred Stock Purchase Agreement dated January
23, 1998 is being amended concurrently herewith (the "Purchase Agreement
Amendment") to authorize the issuance of up to 811,761 additional shares of the
Company's Series D Preferred Stock (the "Additional Shares") and the parties
wish to provide that the Additional Shares will be considered "Series D
Preferred Stock" under such Voting Agreement. Section 6(f) of the Voting
Agreement permits the amendment of the Voting Agreement by the Company and the
consent of (a) the holders of a majority of the outstanding Capital Stock held
by the Shareholders and (b) the holders of a majority of the outstanding Capital
Stock held by the Investors.
THE PARTIES HEREBY AGREE AS FOLLOWS:
1. Amendment.
(a) The term "Series D Preferred Stock" as defined in the Voting
Agreement shall be deemed to include the Additional Shares.
(b) The term "Series D Investors" as defined in the Voting
Agreement shall be deemed to include the purchasers of the Additional Shares.
(c) The term "Series D Agreement" as defined in the Voting
Agreement is defined to mean the Series D Agreement, as amended by the Purchase
Agreement Amendment.
2. Required Signatures. The provisions of this Amendment shall be
effective upon execution by the Company and by the holders of a majority of the
Capital Stock held by the Shareholders and by the holders of a majority of the
Capital Stock held by the Investors.
3. Counterparts. This Amendment may be executed in one or more
counterparts, each of which shall be deemed an original, but all of which
together shall constitute one and the same instrument.
25
IN WITNESS WHEREOF, the parties have executed this Amendment as of the
date first above written.
COMPANY: SHAREHOLDERS:
UNWIRED PLANET, INC.,
a Delaware corporation ----------------------------------
Xxxxx Xxxxxxxx
By:
-------------------------------------- ----------------------------------
Title: Xxxxxxx X. Xxxxxxx
----------------------------------
Xxxxx X. Xxxxxxxx
INVESTORS:
-----------------------------------------
Print Name of Investor/Entity
-----------------------------------------
Signature of Authorized Representative
-----------------------------------------
Title
