AMENDED AND RESTATED
SCHEDULE B
TO THE
ADMINISTRATION AND FUND ACCOUNTING AGREEMENT
BY AND BETWEEN
WASATCH FUNDS, INC.
AND
SUNSTONE FINANCIAL GROUP, INC.
Intending to be legally bound, the undersigned hereby amend and restate Schedule
B to the aforesaid Agreement to include the following fees for the following
investment portfolios.
MINIMUM
ANNUAL FEE
NAME OF FUND PER PORTFOLIO ANNUAL FEES
------------ ------------- ------------------------------------------
Micro-Cap Up to $50 Million 28.0 basis points
Aggressive Equity $50 Million to
$100 Million 18.0 basis points
Mid-Cap Over $100 Million 13.0 basis points
Growth
Wasatch-Xxxxxxxxxx
U.S. Treasury
World Wide $35,000
Micro-Cap Value $25,000
The annual fee schedule shall be applied against the combined assets of the
seven portfolios. Minimum annual fees per portfolio shall be applicable to each
portfolio as indicated above irrespective of the total fees paid by the seven
portfolios. Fees for additional portfolios will be separately determined and
agreed upon by the parties hereto and described in an amended Schedule B.
Wasatch shall also pay/reimburse the Administrator's out-of-pocket expenses as
described in the Agreement.
Dated: ,1997
----------------
WASATCH FUNDS, INC. SUNSTONE FINANCIAL GROUP, INC.
By: By:
----------------------------- --------------------------------
Xxxxxx X. Xxxxxxx, Xx. Xxxxxx X. Xxxxxxx
President President
