AMENDED AND RESTATED ADVISORY AGREEMENT among COLBY GLOBAL HORIZONS, LLC, BLACKROCK INVESTMENT MANAGEMENT, LLC, and CRABEL CAPITAL MANAGEMENT, LLC Dated as of March 31, 2013
Exhibit 10.02
AMENDED AND RESTATED ADVISORY AGREEMENT
among
COLBY GLOBAL HORIZONS, LLC,
BLACKROCK INVESTMENT MANAGEMENT, LLC,
and
CRABEL CAPITAL MANAGEMENT, LLC
Dated as of March 31, 2013
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1. |
Undertakings in Connection with Offering of Global Horizons Units |
3 |
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2. |
Duties of the Trading Advisor |
5 |
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3. |
Trading Advisor Independent |
6 |
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4. |
Commodity Broker; Floor Brokers |
6 |
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5. |
Allocation of Company Assets to Trading Advisor |
7 |
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6. |
Incentive Fee |
7 |
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7. |
Term and Termination |
9 |
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8. |
Right to Advise Others; Uniformity of Acts and Practices |
9 |
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9. |
Speculative Position Limits |
10 |
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10. |
Additional Undertakings by the Trading Advisor |
10 |
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11. |
Representations and Warranties |
10 |
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12. |
Entire Agreement |
13 |
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13. |
Indemnification |
14 |
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14. |
Assignment |
15 |
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15. |
Amendment; Waiver |
15 |
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16. |
Severability |
15 |
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17. |
Notices |
15 |
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18. |
Governing Law |
16 |
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19. |
Consent to Jurisdiction |
16 |
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20. |
Remedies |
16 |
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21. |
Promotional Material |
17 |
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22. |
Confidentiality |
17 |
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23. |
Survival |
17 |
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24. |
Counterparts |
17 |
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25. |
Headings |
17 |
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Appendix A - List of Authorized Traders |
X-0 | |
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Xxxxxxxx X — List of Commodity Interests Traded by Trading Advisor |
B-1 | |
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Appendix C - Commodity Trading Authority |
C-1 | |
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Appendix D - Acknowledgment of Receipt of |
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Crabel Memorandum |
D-1 | |
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Appendix E — Description of the Crabel Diversified Futures Program |
E-1 | |
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Appendix F — Consent to Electronic Delivery |
F-1 | |
AMENDED AND RESTATED ADVISORY AGREEMENT
THIS AMENDED AND RESTATED ADVISORY AGREEMENT (the “Agreement”), made as of this day of March 2013, among COLBY GLOBAL HORIZONS, LLC, a Delaware limited liability company (the “Company”), BLACKROCK INVESTMENT MANAGEMENT LLC, a Delaware limited liability company and the manager of the Company (the “Manager”), and CRABEL CAPITAL MANAGEMENT, LLC (the “Trading Advisor”);
W I T N E S S E T H:
WHEREAS, the Company trades, buys, sells or otherwise acquires, holds or disposes of forward contracts, futures contracts for commodities, financial instruments and currencies on United States and foreign exchanges, any rights pertaining thereto and any options thereon or on physical commodities and engages in all activities incident thereto (the foregoing forms of investment being collectively referred to herein as “commodity interests”);
WHEREAS, a holder of interests in the Company, BlackRock Global Horizons I, LP (the “Global Horizons Fund”), currently offers units of limited partnership interest in the Global Horizons Fund (the “Global Horizons Units”) for sale to investors in an offering exempt from registration under the Securities Act of 1933, as amended (the “1933 Act”), pursuant to Section 4(2) thereof and Rule 506 under Regulation D promulgated thereunder, as described in the Global Horizons Fund’s confidential private placement memorandum (the “Global Horizons Memorandum”) that has been filed with the Commodity Futures Trading Commission (the “CFTC”) and the National Futures Association (the “NFA”) pursuant to the Commodity Exchange Act, as amended (the “CEA”), the commodity pool operator and commodity trading advisor regulations promulgated under the CEA by the CFTC (the “Commodity Regulations”), and NFA rules promulgated under the CEA (the “NFA Rules”);
WHEREAS, previously the sole holder of interests in the Company was the Global Horizons Fund, but interests in the Company may now be held by additional entities sponsored or managed by the Manager or an affiliate (each such entity, including the Global Horizons Fund, a “BlackRock Vehicle”);
WHEREAS, the Global Horizons Fund had previously sold Global Horizons Units publicly pursuant to an effective registration under the 1933 Act. Such public offering was discontinued in 1998, and the Global Horizons Units now being offered are the same class of equity securities as the outstanding Global Horizons Units;
WHEREAS, the Trading Advisor is engaged in the business of, among other things, making trading decisions on behalf of investors in the purchase and sale of certain commodity interests;
WHEREAS, pursuant to the original advisory agreement entered into between the parties on March 30, 2010 and amended from time to time (collectively, the “Original Agreement”), the Company desired the Trading Advisor, upon the terms and conditions set forth therein, to act as a trading advisor for the Company and to make commodity interests investment decisions for the Company with respect to the Company’s assets from time to time, and the Trading Advisor desired to so act; and
WHEREAS, the parties wish to amend and restate the Original Agreement and enter into this Agreement to set forth and memorialize the terms pursuant to which each of them will perform its responsibilities in the roles described above
NOW, THEREFORE, the parties hereto do hereby agree as follows:
1. Undertakings in Connection with Offering of Global Horizons Units.
(a) Undertakings by the Trading Advisor. The Trading Advisor agrees to use its best efforts to cooperate with the Global Horizons Fund and the Manager in amending the Global Horizons Memorandum or any other written materials, including without limitation by providing, as promptly as may be reasonably practicable, all information (if any) regarding the Trading Advisor and its principals which the Manager reasonably believes to be necessary or advisable to include in the Global Horizons Memorandum, as the same may be amended from time to time; provided, that nothing herein shall require the Trading Advisor to disclose any proprietary or confidential information related to its trading programs, systems or strategies or any information relating to its clients; provided further that the Manager, the Company and the Global Horizons Fund agree that they will not disclose in writing or revise or amend any written disclosure related to (i) the Trading Advisor’s principals, (ii) the Trading Advisor’s track record, (iii) the Trading Advisor’s fees or (iv) the Trading Advisor’s trading program without the prior written consent (which may be by electronic mail) of the Trading Advisor. Notwithstanding the foregoing, (x) the Trading Advisor agrees that the Company, the Manager and the Global Horizons Fund may disclose any of the foregoing information without the Trading Advisor’s prior written consent to the extent such disclosure is required under applicable law or regulation (including, without limitation, in the Global Horizons Fund’s regulatory filings) or by legal or regulatory authority and (y) the Company, the Manager and the Global Horizons Fund may disclose without the Trading Advisor’s prior written consent the name of the Trading Advisor, performance and portfolio statistics of the Trading Advisor’s trading program so long as such performance and portfolio statistics are aggregated with other portfolios and such information is not uniquely identifiable with the Trading Advisor’s trading program.
(b) Certain Defined Terms. As used in this Agreement, the term “principal” shall have the same meaning given to such term in Section 4.10(e) of the Commodity Regulations, and the term “affiliate” shall mean an individual or entity (including a stockholder, director, officer, employee, agent, or principal) that directly or indirectly controls, is controlled by, or is under common control with any other individual or entity.
(c) Use of Global Horizons Memorandum and Other Solicitation Material. Neither the Trading Advisor, its principals nor any of its employees, affiliates or agents, the employees, affiliates or agents of such affiliates, or their respective successors or assigns shall use, publish, circulate or distribute the Global Horizons Memorandum (including any amendment or supplement thereto) or any related solicitation material nor shall any of the foregoing engage in any marketing, sales or promotional activities in connection with the offering of Global Horizons Units, except as may be requested by the Manager and agreed to by the Trading Advisor.
(d) Updated Performance Information. At any time while Global Horizons Units continue to be offered and sold, at the written request of the Global Horizons Fund or the Manager, the Trading Advisor, at its own expense, shall promptly provide the Global Horizons Fund and the Manager with complete and accurate performance information (in form and substance consistent with Section 4.35 of the Commodity Regulations and the NFA Rules) reflecting the actual performance of the accounts directed by the Trading Advisor pursuant to the Program (as defined below) up to the latest practicable date (consistent with Section 4.35 of the Commodity Regulations) prior to the date of the Global Horizons Memorandum as amended or
supplemented, together with any reports or letters relating to such performance data received from accountants and in the possession of the Trading Advisor. Notwithstanding anything to the contrary herein, the Trading Advisor shall not be required to provide such information more frequently than monthly.
(e) Access to Books and Records. Upon reasonable notice to the Trading Advisor, the Company or the Manager shall have the right to have access to the Trading Advisor’s offices in order to inspect and copy such books and records during normal business hours as may enable them to verify the accuracy and completeness of or to supplement as necessary the data furnished by the Trading Advisor pursuant to Section l(d) of this Agreement or to verify compliance with the terms of this Agreement (subject to such restrictions as the Trading Advisor may reasonably deem necessary or advisable so as to preserve the confidentiality of proprietary information concerning such trading systems, methods, models, strategies and formulas and of the identity of the Trading Advisor’s clients).
(f) Trading Level. The Company or the Manager shall select a trading level for the Company (the “Trading Level”) provided that it shall not fall below the $15 million USD minimum, unless otherwise agreed by the parties. The Trading Advisor will use its best efforts to cause the portfolio of the Company to statistically replicate the full portfolio. Nevertheless, the Manager acknowledges that, although correlated, the results of the reduced portfolio may differ, perhaps significantly, from the full portfolio as a result of the Company’s lower Trading Level. Such Trading Level can be the initial actual cash and cash equivalents contributed to the Company or it can include a “notional” amount in excess of the actual assets. The Company or the Manager agrees to notify the Trading Advisor of any intent to increase or decrease the Trading Level of the Company and the Manager agrees that it will obtain prior approval from the Trading Advisor to increase the Trading Level of the Company. The Trading Advisor may withhold such approval in its sole discretion. Any profit or loss in the Company shall be reinvested in the Company for Trading Level purposes.
(g) Error Policy. When an error is discovered, the Trading Advisor will take action to correct the error to the extent possible and as soon as possible. If a broker makes an error, the Trading Advisor will request the broker to make the Company’s account whole. Trading errors not resolved by the broker, including errors made by the Trading Advisor, either to the benefit or detriment of the Company are borne by the Company. In accordance with the indemnification provisions in Section 14 of this Agreement, the Trading Advisor will be obligated to reimburse the Company for any trade error resulting from Trading Advisor’s gross negligence, material breach of this Agreement or material breach of any fiduciary obligation to the Company.
(h) Electronic Order Entry Risks. The Trading Advisor may place trades via electronic order platforms for the Company or the Manager. In such instances, trading through an electronic trading or order routing system may expose the Company to risks associated with system or component failure. The risk exists that a trade may not be placed, a trade may be placed at a later time than originally desired, or a trade may not be able to be cancelled. These occurrences, which are beyond the Trading Advisor’s control, could result in losses to the Company.
2. Duties of the Trading Advisor.
(a) Speculative Trading. As of the date of this Agreement, the Trading Advisor shall act as a trading advisor for the Company, acting independently from any other advisors or managers selected to direct accounts on behalf of the Global Horizons Fund. The Trading Advisor and the Company agree that in managing the assets of the Company, the Trading Advisor shall utilize its Crabel Diversified Futures Program (the “Program”) as described as Class G Interests in the Trading Advisor’s Crabel Fund, L.P. Private Placement Memorandum dated November 30, 2012 (the “Crabel Memorandum”). The Trading Advisor may trade a different portfolio for the Company only with the consent of the Manager. Except as provided otherwise in this Section 2, the Trading Advisor shall have sole and exclusive authority and responsibility for directing the investment and reinvestment of the Company’s assets utilizing the Programs pursuant to and in accordance with the Trading Advisor’s best judgment and its approach as described in the Crabel Memorandum, and as refined and modified from time to time in the future in accordance herewith, for the period and on the terms and conditions set forth herein. Only those individuals currently employed by the Trading Advisor and listed in Appendix A are permitted to implement trades for the Company. Notwithstanding the foregoing, the Company or the Manager may override the trading instructions of the Trading Advisor to the extent necessary to comply with applicable law, including speculative position limits.
The Company and the Manager both specifically acknowledge that in agreeing to manage the Company, the Trading Advisor is not making any guarantee of profits or of protections against loss.
The Trading Advisor shall give the Company and the Manager prompt written notice of any proposed material change in the Program or the manner in which trading decisions are to be made or implemented and shall not make any such proposed material change with respect to trading for the Company without having given the Company and the Manager at least 30 days’ prior written notice of such change. The addition and/or deletion of commodity interests from the Company’s portfolio managed by the Trading Advisor shall not be deemed a change in the Trading Advisor’s trading approach and prior written notice to the Company or the Manager shall not be required therefor, except as set forth in section 2(b) below; provided that, with respect to the Company, the Trading Advisor may trade a different trading program in managing the Company only with the consent of the Manager.
(b) List of Commodity Interests Traded by the Trading Advisor. The Trading Advisor shall provide the Company and the Manager with a complete list of commodity interests which it intends to trade on the Company’s behalf. All commodity interests traded shall be listed on Appendix B to this Agreement. The addition of commodity interests (other than forward contracts on foreign currencies) to the Company’s portfolio managed by the Trading Advisor as set forth in Appendix B to this Agreement shall require prior written notice to the Company or the Manager and an amendment to Appendix B.
(c) Investment of Assets Held in Securities and Cash. Notwithstanding any provision of this Agreement to the contrary, the Company and the Manager, and not the Trading Advisor, shall have the sole and exclusive authority and responsibility with regard to the investment, maintenance and management of the Company’s assets other than in respect of the Trading Advisor’s trading of the Company’s assets in instruments listed in Appendix B.
(d) Trading Authorization. Prior to the Company’s acceptance of trading advice from the Trading Advisor in accordance with this Agreement, the Company shall deliver to the Trading Advisor a trading authorization in the form of Appendix C hereto appointing the Trading Advisor as an agent of the Company and attorney-in-fact for such purpose.
(e) Delivery of Crabel Memorandum Updates. The Trading Advisor shall, during the term of this Agreement, deliver to the Company copies of all updates to the Crabel Memorandum no later than the time at which the Trading Advisor makes such updates available to its clients, and the Manager on behalf of the Company shall, if requested, sign the Acknowledgment of Receipt of Crabel Memorandum in the form of Appendix D hereto, for the initial Crabel Memorandum so delivered.
(f) Trade Reconciliations. The Trading Advisor acknowledges its obligation to review its commodity interest positions each business day and to notify the Company and the Manager promptly of any material errors committed by the Trading Advisor or any trade which the Trading Advisor believes was not executed in accordance with its instructions and which cannot be promptly resolved. The Trading Advisor will use its own systems to evaluate trade and portfolio information.
(g) Trade Information. The Trading Advisor shall use reasonable efforts to provide trade information to OMR Systems by electronic file by 6:00 p.m. US East Coast time on the date of any trade made on behalf of the Company.
3. Trading Advisor Independent. For all purposes of this Agreement, the Trading Advisor shall be deemed to be an independent contractor. Nothing contained herein shall create or constitute the Trading Advisor, the Global Horizons Fund or the Manager as a member of any partnership, joint venture, association, syndicate, unincorporated business or other separate entity, nor shall this Agreement be deemed to confer on any of them any express, implied, or apparent authority to incur any obligation or liability on behalf of any other. The parties acknowledge that the Trading Advisor has not been an organizer or promoter of the Global Horizons Fund.
4. Commodity Broker; Floor Brokers.
(a) Clearing of All Trades. The Trading Advisor shall clear orders for all commodity interest transactions for the Company through such commodity broker or brokers as the Company shall designate from time to time in its sole discretion (the “Clearing Broker”). The Trading Advisor shall receive copies of all daily and monthly brokerage statements for the Company directly from the Clearing Broker .
The parties acknowledge that the Trading Advisor has no authority or responsibility for selecting a commodity broker or dealers or for the negotiation of brokerage commission rates. If necessary for the Trading Advisor to trade pursuant to the Program, the Company shall provide adequate dealing lines of credit for the Trading Advisor to place orders for spot and forward currency contracts on behalf of the Company.
5. Allocation of Company Assets to Trading Advisor; Allocation of Receipts and Charges.
(a) The Manager has allocated a portion of the assets of the BlackRock Vehicles to the Company to be managed in accordance with the terms of this Agreement. The Manager may, in its sole discretion, reallocate BlackRock Vehicles’ assets by contributing to or withdrawing amounts from the Company as of any month-end with 3 days notice. The Company may withdraw amounts from the Clearing Broker Accounts as of any month-end, including to fund any distributions or redemptions of interests to be made by the Company and/or to pay the Company’s expenses; provided that the Company and the Manager shall provide the Trading Advisor three days notice so that the Trading Adviser may liquidate positions as may be necessary to satisfy such withdrawals.
(b) A separate memorandum account (each such account, an “Account”) shall be maintained on the books of the Company with respect to each BlackRock Vehicle’s interest in the Company (or in respect of different portions of a BlackRock Vehicle’s interest in the Company) managed by the Trading Advisor and shall be increased or decreased for allocations, reallocations, and the allocation of gains and receipts, losses and charges (including the Incentive Fee and the Management Fee) with respect to such Account.
(c) Gains and receipts (e.g., trading profits and, in some instances, interest income), losses and charges (e.g., trading losses, incentive fees and brokerage commissions) specific to the Company shall be allocated to the BlackRock Vehicles’ Accounts on a pro rata basis based on the value of each BlackRock Vehicle Account at the beginning of the applicable fiscal period, before reduction for any Incentive Fee (as defined herein).
(d) With respect to the Global Horizons Fund, gains and receipts, losses and charges not specific to (i) the Company or (ii) any other company or account held by the Global Horizons Fund and managed by a specific trading advisor (e.g., certain interest income) (“Non-Specific Items”), shall be allocated among all of the companies and accounts held by the Global Horizons Fund that are managed by the different trading advisors, including the Global Horizon Fund’s Account with the Company, pro rata based on the beginning of the month value of each such company and account after reduction for account specific charges.
(e) The value of each BlackRock Vehicle’s Account after taking into account all realized and unrealized gains and losses, and with respect to Global Horizons Fund’s Account, the Non-Specific Items referenced in clause (d) above and after taking into account the Global Horizons Fund’s administrator fees and brokerage commissions except for fees provided for in Section 6, is the “Xxxx-to-Market Value” of each BlackRock Vehicle’s Account. Any other fees or charges (excluding the Global Horizons Fund’s administrator fees and brokerage commissions) specific or non-specific to the Company, will be treated as withdrawals for purpose of calculating the Xxxx-to-Market Value of each BlackRock Vehicle’s Account. For avoidance of doubt, the Global Horizon Fund’s administrator fees for these purposes shall not exceed [ ]* of the Trading Level.
6. Incentive Fee.
(a) The Company will pay an incentive fee (the “Incentive Fee”) to the Trading Advisor, in respect of each BlackRock Vehicle’s Account, on an annual basis, which shall be December 31 of each calendar year (“Incentive Fee Calculation Date”), within 30 days
of the Incentive Fee Calculation Date, equal to [ ]* of the New Trading Profit (as defined herein) of such BlackRock Vehicle’s Account as of such Incentive Fee Calculation Date.
(b) Subject to the adjustments contemplated below, “New Trading Profit” shall mean any increase in the Xxxx-to-Market Value of a BlackRock Vehicle’s Account as of the current Incentive Fee Calculation Date over the High Water Xxxx (as defined herein) attributable to such BlackRock Vehicle’s Account. New Trading Profit will be calculated prior to reduction [ ]*.
(c) The High Water Xxxx attributable to a BlackRock Vehicle’s Account shall be equal to the highest value of such BlackRock Vehicle’s Account (for the avoidance of doubt, after reduction for the Incentive Fee then paid), as of any preceding Incentive Fee Calculation Date. The High Water Xxxx attributable to a BlackRock Vehicle’s Account shall be increased dollar-for-dollar by any capital allocated to the Company by such BlackRock Vehicle and decreased proportionately when capital is reallocated away from the Company (other than to pay expenses) by such BlackRock Vehicle. The amount of the High Water Xxxx after giving effect to the proportionate reduction made as a result of a reallocation shall be calculated by multiplying the High Water Xxxx of such BlackRock Vehicle’s Account in effect immediately prior to such reallocation by a fraction the numerator of which is the value of such BlackRock Vehicle’s Account immediately following such reallocation and the denominator of which is the value of such BlackRock Vehicle’s Account immediately before such reallocation. Notwithstanding the foregoing, if a BlackRock Vehicle reinvests assets from another vehicle or account (the “Other Account”) managed by the Trading Advisor or its affiliates in the Company, then the initial High Water Xxxx attributable to such BlackRock Vehicle’s Account shall be the high water xxxx applicable to such BlackRock Vehicle’s assets in the Other Account determined as of the date of reinvestment in the Company.
(d) If an Incentive Fee is paid as of an Incentive Fee Calculation Date in respect of a BlackRock Vehicle’s Account, the High Water Xxxx of such BlackRock Vehicle’s Account is reset to the value of the BlackRock Vehicle’s Account immediately following such payment.
(e) When there is an accrued Incentive Fee in respect of a BlackRock Vehicle’s Account at any time any reallocation from the Company by a BlackRock Vehicle is made, the Incentive Fee attributable to such reallocation will be paid within 30 days of the reallocation. Such Incentive Fee shall be determined by multiplying the Incentive Fee that would have been paid in respect of such BlackRock Vehicle’s Account had the date of the reallocation been an Incentive Fee Calculation Date by a fraction the numerator of which is the amount of the reallocation by such BlackRock Vehicle and the denominator of which is the value of the BlackRock Vehicle’s Account immediately prior to the reallocation, in each case prior to reduction for the accrued Incentive Fee. Such Incentive Fee will be paid from and reduce the amount of the reallocation by such BlackRock Vehicle.
(f) Interest shall not be included in any of the foregoing calculations. For the avoidance of doubt, no Incentive Fee shall be payable on any interest income earned by a BlackRock Vehicle.
(g) Termination of this Agreement shall be treated as an Incentive Fee Calculation Date.
7. Term and Termination.
(a) Term and Renewal. This Agreement shall continue in effect until December 31, 2013. Thereafter, this Agreement shall be automatically renewed for successive one-year periods, on the same terms, unless terminated by either the Trading Advisor or the Company upon 90 days’ notice to the other party.
(b) Termination. Notwithstanding Section 7(a) hereof, this Agreement shall terminate:
(i) immediately if the Company shall terminate and be dissolved in accordance with the Limited Liability Company Agreement or otherwise;
(ii) at the discretion of the Manager as of the end of any month;
(iii) at the discretion of the Trading Advisor, as of the following month-end, should any of the following occur: (1) the assets managed by the Trading Advisor decrease to less than [ ]* at the close of business on any day; or (2) the Trading Advisor has determined to cease managing any customer accounts pursuant to the Program; or
(iv) at the discretion of the Trading Advisor as of the end of any month upon 90 days’ prior written notice to the Manager.
8. Right to Advise Others; Uniformity of Acts and Practices.
(a) During the term of this Agreement, the Trading Advisor shall be free to advise other investors as to the purchase and sale of commodity interests, to manage and trade other investors’ commodity interests accounts and to trade for and on behalf of their own proprietary commodity interests accounts. However, under no circumstances shall the Trading Advisor favor any commodity interests account directed by any of them (regardless of the date on which they began or shall begin to direct such account) over the Company’s account, giving due consideration to the trading program which the Manager has requested the Trading Advisor to trade on behalf of the Company. For purposes of this Agreement, the Trading Advisor shall not be deemed to be favoring another commodity interests account over the Company’s account if the Trading Advisor, in accordance with specific instructions of the owner of such account, trades such account at a degree of leverage or in accordance with trading policies which shall be different from that which shall normally be applied to substantially all of the Trading Advisor’s other accounts or if the Trading Advisor, in accordance with the Trading Advisor’s money management principles, shall not trade certain commodity interests contracts for an account based on the amount of equity in such account or for some other reason in accordance with its money management principles.
(b) The Trading Advisor understands and agrees that it shall have a fiduciary responsibility to the Company under this Agreement.
(c) At the request of the Company, the Trading Advisor shall promptly make available to the Company (if available to it without undue cost or expense) copies of the normal daily, monthly, quarterly and annual, as the case may be, written reports reflecting the performance of all commodity pool accounts pursuant to the Program advised, managed, owned or controlled by the Trading Advisor required to be delivered to pool participants pursuant to the CEA and similar written information, including monthly account statements, reflecting the performance of all other commodity interest accounts pursuant to the Program advised, managed, owned or controlled by the Trading Advisor, with respect to which account reports shall not be required to be delivered to the owners thereof pursuant to the CEA (subject to the need to preserve the confidentiality of proprietary information concerning the Trading Advisor’s trading systems, methods, models, strategies and formulas and the identity of the Trading Advisor’s clients). At the request of the Company, the Trading Advisor shall promptly deliver to the Company a written explanation of the differences, if any, in the performance between the Company’s account and such other commodity interest accounts traded utilizing the same program or portfolio (subject to the need to preserve the confidentiality of proprietary information concerning the Trading Advisor’s trading systems, methods, models, strategies and formulas and the identity of the Trading Advisor’s clients) pursuant to the Program.
9. Speculative Position Limits. If the Trading Advisor (either alone or aggregated with the positions of any other person if such aggregation shall be required by the CEA, the CFTC or any other regulatory authority having jurisdiction) shall exceed applicable limits in any commodity interest traded for the Company, the Trading Advisor shall immediately take such action as the Trading Advisor may deem fair and equitable to comply with the limits. If such limits are exceeded by the Company, the Manager may require the Trading Advisor to liquidate positions as required.
10. Additional Undertakings by the Trading Advisor. Neither the Trading Advisor nor its employees, affiliates or agents, the stockholders, directors, officers, employees, principals, affiliates or agents of such affiliates, or their respective successors or assigns shall use or distribute for any purpose whatsoever any list containing the names and/or residential addresses of and/or other information about the investors of the BlackRock Vehicles.
11. Representations and Warranties.
(a) The Trading Advisor hereby represents and warrants to the other parties as follows:
(i) The Trading Advisor is an entity duly organized and validly existing and in good standing under the laws of the jurisdiction of its organization and in good standing in each other jurisdiction in which the nature or conduct of its business requires such qualification and the failure to be duly qualified would materially affect the Trading Advisor’s ability to perform its obligations under this Agreement. The Trading Advisor has full corporate, partnership or limited liability company (as the case may be) power and authority to perform its obligations under this Agreement.
(ii) This Agreement has been duly and validly authorized, executed and delivered on behalf of the Trading Advisor and constitutes a valid, binding and enforceable agreement of the Trading Advisor in accordance with its terms, subject to insolvency laws.
(iii) Assuming the accuracy of the Company’s and Manager’s representation in subsection 11(c)(vii) below, the Trading Advisor has all governmental, regulatory and commodity exchange licenses and approvals and has effected all filings and registrations with governmental and regulatory agencies required to conduct its business and to act as described herein or required to perform its obligations hereunder (including without limitation, and if applicable, registration of the Trading Advisor as a commodity trading advisor under the CEA, and membership of the Trading Advisor as a commodity trading advisor in NFA), and the performance of such obligation will not violate or result in a breach of any provision of the Trading Advisor’s certificate of incorporation, by-laws or any agreement, instrument, order, law or regulation binding on the Trading Advisor. The principals of the Trading Advisor are duly listed as such on its commodity trading advisor Form 7-R registration.
(iv) Assuming the accuracy of the Manager’s representation in subsection 11(b)(vii) below, management by the Trading Advisor of an account for the Company in accordance with the terms hereof will not require any registration under, or violate any of the provisions of, the Investment Advisers Act of 1940 (assuming that the Company is not an “investment company” within the meaning of the Investment Company Act of 1940, as amended (the “Company Act”)).
(v) To the best of its knowledge, the Trading Advisor’s implementation of its trading program on behalf of the Company does not infringe any other person’s copyrights, trademark or other intellectual property rights.
(vi) The execution and delivery of this Agreement, the incurrence of the obligations herein set forth and the consummation of the transactions contemplated herein will not constitute a breach of, or default under, any instrument by which the Trading Advisor is bound or any order, rule or regulation application to the Trading Advisor of any court or any governmental body or administrative agency having jurisdiction over the Trading Advisor.
(vii) Other than as may have been disclosed in writing to the Manager by the Trading Advisor, there is not pending, or to the best of the Trading Advisor’s knowledge threatened, any action, suit or proceeding before or by any court or other governmental body to which the Trading Advisor is a party, or to which any of the assets of the Trading Advisor is subject, which might reasonably be expected to result in any material adverse change in the condition, financial or otherwise, business or prospects of the Trading Advisor. The Trading Advisor has not received any notice of an investigation or warning letter from NFA or CFTC regarding non-compliance by the Trading Advisor with the CEA or the regulations thereunder.
(b) The Manager hereby represents and warrants to the other parties as follows:
(i) The Manager is duly organized and validly existing and in good standing under the laws of its jurisdiction of formation and in good standing under the laws of each other jurisdiction in which the nature or conduct of its business requires such qualification and the failure to so qualify would materially adversely affect the Manager’s ability to perform its obligations hereunder.
(ii) The Manager has the power and authority under applicable law to perform its obligations hereunder.
(iii) This Agreement has been duly and validly authorized, executed and delivered by the Manager and constitutes a legal, valid and binding agreement of the Manager enforceable in accordance with its terms.
(iv) The execution and delivery of this Agreement, the incurrence of the obligations set forth herein and the consummation of the transactions contemplated herein will not constitute a breach of, or default under, any instrument by which the Manager is bound or any order, rule or regulation applicable to the Manager of any court or any governmental body or administrative agency having jurisdiction over the Manager.
(v) There is not pending, or, to the best of the Manager’s knowledge threatened, any action, suit or proceeding before or by any court or other governmental body to which the Manager is a party, or to which any of the assets of the Manager is subject, which might reasonably be expected to result in any material adverse change in the condition (financial or otherwise), business or prospects of the Manager or is required to be disclosed pursuant to applicable CFTC regulations.
(vi) The Manager has all governmental, regulatory and commodity exchange approvals and licenses, and has effected all filings and registrations with governmental agencies required to conduct its business and to act as described herein or required to perform its obligations hereunder (including, without limitation, registration as a commodity pool operator under the CEA and membership in NFA as a commodity pool operator), and the performance of such obligations will not contravene or result in a breach of any provision of its certificate of incorporation, by-laws or any agreement, order, law or regulation binding upon it. The principals of the Manager are duly registered as such on the Manager’s commodity pool operator Form 7-R registration.
(vii) The Company is not an “investment company” within the meaning of the Company Act.
(c) The Company represents and warrants to the other parties as follows:
(i) The Company is duly organized and validly existing and in good standing as a limited liability company under the laws of the State of Delaware and in good standing under the laws of each other jurisdiction in which the nature or conduct of its business requires such qualification and the failure to so qualify would materially adversely affect the Company’s ability to perform its obligations hereunder.
(ii) The Company has the limited liability company power and authority under applicable law to perform its obligations hereunder.
(iii) This Agreement has been duly and validly authorized, executed and delivered by the Company and constitutes a legal, valid and binding agreement of the Company enforceable in accordance with its terms.
(iv) The execution and delivery of this Agreement, the incurrence of the obligations set forth herein and the consummation of the transactions contemplated herein will not constitute a breach of, or default under, any instrument by which the Company is bound or any order, rule or regulation applicable to the Company of any court or any governmental body or administrative agency having jurisdiction over the Company.
(v) There is not pending, or, to the best of the Company’s knowledge, threatened, any action, suit or proceeding before or by any court or other governmental body to which the Company is a party, or to which any of the assets of the Company is subject, which might reasonably be expected to result in any material adverse change in the condition (financial or otherwise), business or prospects of the Company or which is required to be disclosed pursuant to applicable CFTC regulations.
(vi) The Company has all governmental, regulatory and commodity exchange approvals and licenses, and has effected all filings and registrations with governmental agencies required to conduct its business and to act as described herein or required to perform its obligations hereunder and the performance of such obligations will not contravene or result in a breach of any provision of its certificate of formation, limited liability company agreement or any other agreement, order, law or regulation binding upon it.
(vii) The Company is, and shall at all times during the term of this Agreement be, a Qualified Eligible Person (“QEP”) as defined in CFTC Rule 4.7 because it meets one or more of the QEP criteria.
(viii) The Company is not subject to (x) Title 1 of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) or Section 4975 of the Internal Revenue Code of 1986, as amended (the “Code”), including by reason of Section 3(42) of ERISA and any regulations promulgated thereunder or (y) any similar provisions that may be set forth under applicable state law.
(d) The foregoing representations and warranties shall be continuing during the entire term of this Agreement and, if at any time, any event shall occur which would make any of the foregoing representations and warranties of any party no longer true and accurate, such party shall promptly notify the other parties.
12. Accounting from the Company or the Manager. The Company or the Manager shall provide the Trading Advisor with a balance sheet, income statement and details of accrued incentive fee calculations related to the Company on a monthly basis by the 10th business day of each month.
13. Entire Agreement. This Agreement constitutes the entire agreement between the parties hereto with respect to the matters referred to herein, and no other agreement, verbal or otherwise, shall be binding as between the parties unless it shall be in writing and signed by the party against whom enforcement is sought.
14. Indemnification.
(a) The Company shall indemnify, defend and hold harmless the Trading Advisor and its directors, members, officers, shareholders, employees and controlling persons from and against any and all losses, claims, damages, liabilities (joint and several), costs and expenses (including any investigatory, legal and other expenses incurred in connection with, and any amounts paid in, any settlement; provided that the Company shall have approved such settlement) resulting from a demand, claim, lawsuit, action or proceeding relating to any of its or their actions or capacities relating to the business or activities of the Company pursuant to this Agreement; provided that the conduct of such person which was the subject of the demand, claim, lawsuit, action or proceeding did not constitute gross negligence or a material breach of this Agreement or of any fiduciary obligation to the Company. The termination of any demand, claim, lawsuit, action or proceeding by settlement shall not, in itself, create a presumption that the conduct in question was not undertaken in good faith.
(b) The Trading Advisor shall indemnify, defend and hold harmless the Company, the Manager, their respective affiliates and their respective directors, officers, shareholders, employees and controlling persons from and against any and all losses, claims, damages, liabilities (joint and several), costs and expenses (including any reasonable investigatory, legal and other expenses incurred in connection with, and any amounts paid in, any settlement; provided that the Trading Advisor shall have approved such settlement) resulting from a demand, claim, lawsuit, action or proceeding relating to any action or omission of the Trading Advisor or any of its respective officers, directors or employees relating to the business or activities of such person under this Agreement or relating to the management of an account of the Company provided: the action or omission of such person which was the subject of the demand, claim, lawsuit, action or proceeding did not constitute gross negligence or a material breach of this Agreement or any fiduciary obligation of the Company.
(c) The Trading Advisor, its officers, members, directors, employees and shareholders shall not be liable to the Company and its officers, directors or members or to any of their successors or assigns except by reason of acts or omissions in contravention of the express terms of this Agreement, or due to their intentional misconduct or gross negligence, or by reason of not having acted in good faith and in the reasonable belief that such actions or omissions were in, or not opposed to, the best interests of the Company.
(d) The foregoing agreements of indemnity shall be in addition to, and shall in no respect limit or restrict, any other remedies which may be available to an indemnified party.
(e) In the event that a person entitled to indemnification under this Section 14 is made a party to an action, suit or proceeding alleging both matters for which indemnification may be due hereunder and matters for which indemnification may not be due hereunder, such person shall be indemnified only in respect of the former matters.
(f) Promptly after receipt by any of the indemnified parties under this Agreement of notice of any demand, claim, lawsuit, action or proceeding, the indemnified party shall notify the indemnifying party in writing of the commencement thereof if a claim for indemnification in respect thereof is to be made under this Agreement. Except to the extent that the indemnifying party is not materially prejudiced thereby, the omission so to notify shall relieve the indemnifying party from any obligation or liability which it may have to any such indemnified party under this section. In the event that such demand, claim, lawsuit, action or
proceeding is brought against a person entitled to be indemnified under this Agreement, and the indemnifying party is notified of the commencement thereof, the indemnifying party shall be entitled to participate therein and, to the extent that the indemnifying party may wish, to assume the defense thereof, with counsel selected by the indemnifying party and approved by the indemnified person (provided that approval may not be unreasonably withheld), and after notice from the indemnifying party to such indemnified person of the indemnifying party’s election so as to assume the defense thereof, the indemnifying party shall not be liable to such person under this section for any legal or other expenses subsequently incurred by such person in connection with the defense thereof, unless the indemnifying party approves the employment of separate counsel by such person (it being understood, however, that the indemnifying party shall not be liable for legal or other expenses of more than one separate firm of attorneys for all such persons indemnified hereunder, which firm shall be designated in writing by the Trading Advisor or the Company, as the case may be).
15. Assignment. This Agreement shall not be assigned by any of the parties hereto without the prior express written consent of the other parties hereto; provided, that either party may assign this agreement to an affiliate upon prior notice to the other party.
16. Amendment; Waiver. This Agreement shall not be amended except by a writing signed by the parties hereto. No waiver of any provision of this Agreement shall be implied from any course of dealing between the parties hereto or from any failure by either party hereto to assert its rights hereunder on any occasion or series of occasions.
17. Severability. If any provision of this Agreement, or the application of any provision to any person or circumstance, shall be held to be inconsistent with any present or future law, ruling, rule or regulation of any court or governmental or regulatory authority having jurisdiction over the subject matter hereof, such provision shall be deemed to be rescinded or modified in accordance with such law, ruling, rule or regulation, and the remainder of this Agreement, or the application of such provision to persons or circumstances other than those as to which it shall be held inconsistent, shall not be affected thereby.
18. Notices. Any notice required or desired to be delivered under this Agreement shall be in writing and shall be delivered by courier service, facsimile, postage prepaid mail or other similar means and shall be effective upon actual receipt by the party to which such notice shall be directed, addressed as follows (or to such other address as the party entitled to notice shall hereafter designate in accordance with the terms hereof):
if to the Company or the Manager:
COLBY GLOBAL HORIZONS, LLC
c/o BlackRock Investment Management LLC
00 Xxxx 00xx Xxxxxx
00xx Xxxxx
Xxx Xxxx, XX 00000
Attn: Xxxxxx X. Xxxxxxxxxx
Facsimile: 000-000-0000
with a copy to:
BlackRock Investment Management, LLC
Princeton Corporate Campus
000 Xxxxxxxx Xxxx Xxxx — Xxxxxxx 0X
Xxxxxxxxxx, Xxx Xxxxxx 00000
Attn: Xxxxxxx Xxxxxxxx
Facsimile: 000-000-0000
with a further copy to:
BlackRock Alternative Advisors
000 Xxxxx Xxxxxx, 00xx Xxxxx
Xxxxxxx, Xxxxxxxxxx 00000
Attn: Xxxxx Xxxxxx
Facsimile: 000-000-0000
if to the Trading Advisor:
Crabel Capital Management, LLC
Attn: Xxxxxxx Xxxxxx
000 Xxxx Xxxxxxx Xxxxxx, Xxxx #00
Xxxxxxxxx, XX 00000
Facsimile: 000-000-0000
Telephone: 000-000-0000
Email: xxxxxxxxxxxxxxx@xxxxxx.xxx and xxxxxxxx@xxxxxx.xxx
19. Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State of New York without regard to principles of conflicts of law.
20. Consent to Jurisdiction. The parties hereto agree that any action or proceeding arising directly, indirectly or otherwise in connection with, out of, related to or from this Agreement, any breach hereof or any transaction covered hereby, shall be resolved, whether by arbitration or otherwise, within the County of New York, City of New York, and State of New York. Accordingly, the parties consent and submit to the jurisdiction of the federal and state courts and any applicable arbitral body located within the County of New York, City of New York, and State of New York. The parties further agree that any such action or proceeding brought by any party to enforce any right, assert any claim, or obtain any relief whatsoever in connection with this Agreement shall be brought by such party exclusively in federal or state courts, or if appropriate before any applicable arbitral body, located within the County of New York, City of New York, and State of New York.
21. Remedies. In any action or proceeding arising out of any of the provisions of this Agreement, the Trading Advisor, the Manager and the Company agree that they shall not seek any prejudgment equitable or ancillary relief. Such parties also agree that their sole remedy in any such action or proceeding shall be to seek actual monetary damages for any breach of this Agreement; provided, however, that the Company agrees that the Trading Advisor and the Manager may seek declaratory judgment with respect to the indemnification provisions of this Agreement.
22. Promotional Material. None of the parties hereto will make reference to any other such party in officially filed or publicly or privately distributed material without first submitting such material to the party so named for approval a reasonable period of time in advance of the proposed use of such material.
23. Confidentiality. The Company and the Manager (collectively the “Global Horizons Fund Parties”) shall not disclose to any person any information arising out of or relating to the transactions effected by the Trading Advisor, regardless of whether the source of such information was the Trading Advisor or a third party. Notwithstanding the foregoing, the Global Horizons Fund Parties may disclose such information or any portion thereof (i) pursuant to any subpoena, civil investigative demand or similar demand or request of any court, regulatory authority, arbitrator, or tribunal, or (ii) to any government or regulatory or self-regulatory body having authority to regulate or oversee their business, provided, however, that (other than in connection with a routine audit or examination, in which case the Global Horizons Fund Parties will seek to obtain confidential treatment of such information by the persons to whom it is disclosed) they will give the Trading Advisor prior written notice of the information to be disclosed to the extent that such notice is permissible and the Global Horizons Fund Parties will cooperate with the Trading Advisor to seek to obtain confidential treatment of such information by the persons to whom it is disclosed. The Global Horizons Fund Parties acknowledge and agree that the Trading Advisor’s trading systems and the methodology utilized by such systems are unique, proprietary to the Trading Advisor, and have been developed at a significant cost to the Trading Advisor through extensive research and development efforts. The Global Horizons Fund Parties hereby agree that they shall not, directly or indirectly, take any steps or make any attempt to reverse engineer or analyze the Trading Advisor’s trading systems or the methodology utilized by such systems.
24. Survival. The provisions of this Agreement shall survive the termination hereof with respect to any matter arising while this Agreement shall be in effect.
25. Counterparts. This Agreement may be executed in counterparts, each of which shall be deemed an original but all of which together shall constitute one and the same instrument.
26. Headings. Headings to sections and subsections in this Agreement are for the convenience of the parties only and are not intended to be a part of or to affect the meaning or interpretation hereof.
* * * * *
IN WITNESS WHEREOF, this Agreement has been executed for and on behalf of the undersigned on the day and year first written above.
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COLBY GLOBAL HORIZONS, LLC | |
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By: |
BLACKROCK INVESTMENT MANAGEMENT, LLC, |
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its Manager |
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By: |
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Name: Xxxxxx X. Xxxxxxxxx |
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Title: Managing Director |
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By: |
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Name: Xxxxxxxx X. Gail |
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Title: Managing Director |
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BLACKROCK INVESTMENT MANAGEMENT, LLC | |
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By: |
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Name: Xxxxxx X. Xxxxxxxxx |
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Title: Managing Director |
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By: |
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Name: Xxxxxxxx X. Xxxx |
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Title: Managing Director |
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By: |
CRABEL CAPITAL MANAGEMENT, LLC |
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By: |
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Name: Xxxxxxx Xxxxxx |
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Title: Chief Operating Officer |
APPENDIX A
AUTHORIZED TRADERS
1. Xxxx Xxxxxx
2. Xxxx Xxxxxxxxxx
3. Xxxx Xxxxx
4. Xxxxx Xxxx
5. Xxxxxx Xxxxxxx
6. Xxxxxx Xxxxxxxxx
7. Xxxx XxXxxxxxx
8. Xxxx Quick
XXXXXXXX X
COMMODITY INTERESTS TRADED BY CRABEL CAPITAL MANAGEMENT, LLC
The undersigned represents that the following is a complete list of all commodity interests which the undersigned intends to trade on behalf of COLBY GLOBAL HORIZONS, LLC other than regulated futures contracts and options on regulated futures contracts traded on a qualified board of trade or exchange:
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Bloomberg |
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Crabel |
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Description |
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Region |
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Category |
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Exchange |
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AD1 Curncy |
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AD |
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AUD/USD Future |
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Americas |
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Currency :CURR |
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Chicago Mercantile Exchange :CME |
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EO1 Index |
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AEX |
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Amsterdam Index |
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Europe |
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Equity Index :EQIX |
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NYSE LIFFE - Amsterdam :EOE |
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LA1 Comdty |
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AL |
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Primary Aluminum |
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Commodities |
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Base Metal :BMTL |
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LME 3rd Wednesday Prices & Options :LMF |
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CO1 Comdty |
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BC |
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Crude Oil, Xxxxx |
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Commodities |
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Crude Oil :CRDO |
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ICE Futures Europe :ICE |
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RX1 Comdty |
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BD |
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Euro Bund |
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Europe |
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Bond :BOND |
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Eurex :EUX |
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BM1 Curncy |
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BM |
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BRL/EUR |
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Developing |
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Cross Currency :XCUR |
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Bolsa De Mercadorias & Futuros :BMF |
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EB1 Comdty |
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BMW |
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Wheat |
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Commodities |
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Wheat :WHET |
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South African Futures Exchange :SAF |
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AFA Index |
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BNB |
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CNX Nifty CNXBANK |
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Developing |
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Equity Index :EQIX |
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National Stock Exchange :NSE |
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NZA Index |
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BNF |
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CNX Nifty |
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Developing |
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Equity Index :EQIX |
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National Stock Exchange :NSE |
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BO1 Comdty |
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BO |
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Soybean Oil |
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Commodities |
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Soy :SOY |
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Chicago Board of Trade :CBT |
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BP1 Curncy |
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BP |
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GBP/USD Future |
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Americas |
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Currency :CURR |
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Chicago Mercantile Exchange :CME |
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PRA1 Curncy |
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BPZR |
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Sterling/Rand Future |
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Developing |
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Currency :CURR |
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JSE Interest Rate Market :YLX |
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BR1 Curncy |
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BRU |
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BRL/USD Future |
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Americas |
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Currency :CURR |
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Chicago Mercantile Exchange :CME |
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BBSA Index |
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BS |
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BSE 100 Index |
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Developing |
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Equity Index :EQIX |
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Bombay Stock Exchange :BBX |
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IK1 Comdty |
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BTP |
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Euro-BTP Future |
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Europe |
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Bond :BOND |
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Eurex :EUX |
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BTS1 Comdty |
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BTS |
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Short term Euro-BTP futures |
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Europe |
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Bond :BOND |
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Eurex :EUX |
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BZ1 Index |
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BV |
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Bovespa |
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Developing |
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Equity Index :EQIX |
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Bolsa De Mercadorias & Futuros :BMF |
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UB1 Comdty |
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BXL |
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Euro Buxl |
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Europe |
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Bond :BOND |
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Eurex :EUX |
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CC1 Comdty |
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CC |
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Cocoa |
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Commodities |
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Foodstuff :FOOD |
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ICE Futures US Softs :NYB |
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CD1 Curncy |
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CD |
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CAD/USD Future |
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Americas |
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Currency :CURR |
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Chicago Mercantile Exchange :CME |
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GM1 Comdty |
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CET |
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CETES, 91 Day |
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Developing |
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Interest Rate :INTR |
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Xxxxxxx Mexicano de Derivados :MDX |
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CN1 Comdty |
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CGB |
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Canadian Xxxx Xxxx, 00Xx |
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Americas |
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Bond :BOND |
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Montreal Exchange :MSE |
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CL1 Comdty |
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CL |
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Crude Oil, WTI |
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Commodities |
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Crude Oil :CRDO |
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NYMEX Exchange :NYM |
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OQA1 Comdty |
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CLO |
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Crude Oil, Oman |
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Commodities |
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Crude Oil :CRDO |
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Dubai Mercantile Exchange :DME |
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C 1 Comdty |
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CN |
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Corn |
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Commodities |
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Corn :CORN |
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Chicago Board of Trade :CBT |
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RS1 Comdty |
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CO |
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Canola |
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Commodities |
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Other Grain :OGRN |
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ICE Futures Canada :WCE |
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CRD1 Comdty |
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CRD |
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Corn Future-Price Reference Campinas (SP) |
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Commodities |
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Corn :CORN |
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Bolsa De Mercadorias & Futuros :BMF |
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CT1 Comdty |
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CT |
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Cotton, No. 2 |
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Commodities |
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Fibers :FIBR |
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ICE Futures US Softs :NYB |
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LP1 Comdty |
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CU |
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Copper |
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Commodities |
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Base Metal :BMTL |
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LME 3rd Wednesday Prices & Options :LMF |
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EV1 Curncy |
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CUP |
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Cupom Cambial |
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Developing |
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Interest Rate :INTR |
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Bolsa De Mercadorias & Futuros :BMF |
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GX1 Index |
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DD |
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DAX Index |
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Europe |
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Equity Index :EQIX |
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Eurex :EUX |
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DJEA Index |
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DJR |
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DJ US Real Estate |
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Americas |
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Equity Index :EQIX |
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Chicago Board of Trade :CBT |
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OE1 Comdty |
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DL |
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Euro Bobl |
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Europe |
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Bond :BOND |
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Eurex :EUX |
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UC1 Curncy |
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DOL |
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USD (US Dollar) Future |
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Developing |
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Currency :CURR |
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Bolsa De Mercadorias & Futuros :BMF |
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DX1 Curncy |
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DX |
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USD Index |
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Americas |
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Cross Currency :XCUR |
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ICE Futures US Currencies :FNX |
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ER1 Comdty |
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EB |
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Euribor, 3Mo |
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Europe |
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Interest Rate :INTR |
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NYSE LIFFE - London :LIF |
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XB1 Index |
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EBV |
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Bovespa, Mini |
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Developing |
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Equity Index :EQIX |
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Bolsa De Mercadorias & Futuros :BMF |
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EC1 Curncy |
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EC |
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EUR/USD Future |
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Americas |
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Currency :CURR |
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Chicago Mercantile Exchange :CME |
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RP1 Curncy |
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ECBP |
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EUR/GBP Futures |
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Americas |
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Cross Currency :XCUR |
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Chicago Mercantile Exchange :CME |
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RER1 Curncy |
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ECR |
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EUR/RUB |
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Developing |
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Cross Currency :XCUR |
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Russian Trading System :RTS |
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RF1 Curncy |
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ECSF |
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EUR/CHF |
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Americas |
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Cross Currency :XCUR |
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Chicago Mercantile Exchange :CME |
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B21 Curncy |
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ECT |
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EUR/USD |
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Developing |
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Cross Currency :XCUR |
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Turkish Derivatives Exchange :TKD |
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MO1 Comdty |
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ECX |
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Emissions - EUA, ECX |
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Commodities |
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Emissions :EMIS |
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ICE Futures Europe :ICE |
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URA1 Curncy |
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ECZR |
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Euro/Rand Future |
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Developing |
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Currency :CURR |
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JSE Interest Rate Market :YLX |
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ED1 Comdty |
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ED |
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Eurodollar, 3Mo |
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Americas |
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Interest Rate :INTR |
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Chicago Mercantile Exchange :CME |
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LED1 Comdty |
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EDY |
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Eurodollar, 3Mo |
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Americas |
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Interest Rate :INTR |
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NYSE LIFFE U.S. :NYL |
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EE1 Curncy |
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EES |
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EUR/USD Emini Future |
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Americas |
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Currency :CURR |
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Chicago Mercantile Exchange :CME |
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RY1 Curncy |
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EJY |
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EUR/JPY |
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Americas |
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Cross Currency :XCUR |
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Chicago Mercantile Exchange :CME |
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EN1 Comdty |
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EN |
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Crude Oil, WTI |
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Commodities |
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Crude Oil :CRDO |
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ICE Futures Europe :ICE |
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ES1 Index |
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ES |
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S&P 000 X-xxxx |
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Xxxxxxxx |
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Equity Index :EQIX |
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Chicago Mercantile Exchange :CME |
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ES1 Comdty |
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ESW |
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Euroswiss, 3 Mo |
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Europe |
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Interest Rate :INTR |
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NYSE LIFFE - London :LIF |
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VG1 Index |
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EX |
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Euro Stoxx 50 |
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Europe |
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Equity Index :EQIX |
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Eurex :EUX |
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OM1 Index |
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EXA |
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STOXX 600 Media |
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Europe |
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Equity Index :EQIX |
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Eurex :EUX |
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BJ1 Index |
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EXB |
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STOXX 600 Banks |
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Europe |
|
Equity Index :EQIX |
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Eurex :EUX |
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SXR1 Index |
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EXD |
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Stoxx Europe Mid 200 |
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Europe |
|
Equity Index :EQIX |
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Eurex :EUX |
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RH1 Index |
|
EXG |
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STOXX 600 Household Goods |
|
Europe |
|
Equity Index :EQIX |
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Eurex :EUX |
|
JV1 Index |
|
EXI |
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STOXX 600 Insurance |
|
Europe |
|
Equity Index :EQIX |
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Eurex :EUX |
|
SXPA Index |
|
EXL |
|
Stoxx Europe Large 200 |
|
Europe |
|
Equity Index :EQIX |
|
Eurex :EUX |
|
SXT1 Index |
|
EXS |
|
Stoxx Europe Small 200 |
|
Europe |
|
Equity Index :EQIX |
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Eurex :EUX |
|
QO1 Index |
|
EXT |
|
STOXX 600 Travel & Leisure |
|
Europe |
|
Equity Index :EQIX |
|
Eurex :EUX |
|
GP1 Index |
|
EXU |
|
STOXX 600 Utilities |
|
Europe |
|
Equity Index :EQIX |
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Eurex :EUX |
|
SXO1 Index |
|
EXX |
|
Stoxx Europe 600 |
|
Europe |
|
Equity Index :EQIX |
|
Eurex :EUX |
|
QB1 Index |
|
EXZ |
|
STOXX 600 Industrial |
|
Europe |
|
Equity Index :EQIX |
|
Eurex :EUX |
|
YE1 Comdty |
|
EY |
|
Euroyen, Tibor 3Mo |
|
Asia/Australia |
|
Interest Rate :INTR |
|
Tokyo Financial Exchange :TFX |
|
DU1 Comdty |
|
EZ |
|
Euro Xxxxxx |
|
Europe |
|
Bond :BOND |
|
Eurex :EUX |
|
FF1 Comdty |
|
FF |
|
Fed Fund, 30 Day |
|
Americas |
|
Interest Rate :INTR |
|
Chicago Board of Trade :CBT |
|
FN1 Comdty |
|
FN |
|
Natural Gas |
|
Commodities |
|
Natural Gas :NATG |
|
ICE Futures Europe :ICE |
|
FV1 Comdty |
|
FV |
|
US Treasury Note, 5Yr |
|
Americas |
|
Bond :BOND |
|
Chicago Board of Trade :CBT |
|
FYT1 Comdty |
|
FVY |
|
US Treasury Note, 5Yr |
|
Americas |
|
Bond :BOND |
|
NYSE LIFFE U.S. :NYL |
|
GC1 Comdty |
|
GC |
|
Gold, 100 oz |
|
Commodities |
|
Precious Metal :PMTL |
|
COMEX division of NYMEX :CMX |
|
QS1 Comdty |
|
GO |
|
Gasoil |
|
Commodities |
|
Refined Products :REFP |
|
ICE Futures Europe :ICE |
|
HI1 Index |
|
HA |
|
Hang Seng |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Hong Kong Futures Exchange :HKG |
|
IR1 Comdty |
|
HB |
|
Australian Bank Xxxx |
|
Asia/Australia |
|
Interest Rate :INTR |
|
ASX Trade24 :SFE |
|
HC1 Index |
|
HC |
|
Hang Seng China Enterprises |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Hong Kong Futures Exchange :HKG |
|
HG1 Comdty |
|
HG |
|
Copper |
|
Commodities |
|
Base Metal :BMTL |
|
COMEX division of NYMEX :CMX |
|
HO1 Comdty |
|
HO |
|
Heating Oil |
|
Commodities |
|
Refined Products :REFP |
|
NYMEX Exchange :NYM |
|
XP1 Index |
|
HS |
|
ASX SPI 200 |
|
Asia/Australia |
|
Equity Index :EQIX |
|
ASX Trade24 :SFE |
|
YM1 Comdty |
|
HT |
|
Australian Gov’t Xxxx, 0X Future |
|
Asia/Australia |
|
Bond :BOND |
|
ASX Trade24 :SFE |
|
XM1 Comdty |
|
HX |
|
Australian Gov’t Bond, 10Yr |
|
Asia/Australia |
|
Bond :BOND |
|
ASX Trade24 :SFE |
|
IB1 Index |
|
IBX |
|
IBEX 35 |
|
Europe |
|
Equity Index :EQIX |
|
Meff Renta Variable (Madrid) :MFM |
|
ICR1 Comdty |
|
ICN |
|
Corn Futures |
|
Commodities |
|
Corn :CORN |
|
ICE Futures US Softs :NYB |
|
IB1 Comdty |
|
IHB |
|
Interbank Cash Rate, 30 Day |
|
Asia/Australia |
|
Interest Rate :INTR |
|
ASX Trade24 :SFE |
|
NV1 Comdty |
|
IHO |
|
Heating Oil |
|
Commodities |
|
Refined Products :REFP |
|
ICE Futures Europe :ICE |
|
IK1 Index |
|
IK |
|
FTSE KLCI Future |
|
Developing |
|
Equity Index :EQIX |
|
Malaysia Derivatives Ex. (KLO) :MDE |
|
X 0 Xxxxxx |
|
XX |
|
Sterling, 90 Day |
|
Europe |
|
Interest Rate :INTR |
|
NYSE LIFFE - London :LIF |
|
IRD1 Curncy |
|
INR |
|
Indian Rupee Dollar |
|
Developing |
|
Cross Currency :XCUR |
|
Dubai Gold & Commodities Exchange :DGC |
|
PG1 Comdty |
|
IRB |
|
Gasoline, RBOB |
|
Commodities |
|
Refined Products :REFP |
|
ICE Futures Europe :ICE |
|
Z 1 Index |
|
IX |
|
FTSE 100 |
|
Europe |
|
Equity Index :EQIX |
|
NYSE LIFFE - London :LIF |
|
RIEA Index |
|
IXE |
|
FTSE/EPRA Europe Index |
|
Europe |
|
Equity Index :EQIX |
|
NYSE LIFFE - Paris :EOP |
|
JG1 Comdty |
|
JAU |
|
Gold |
|
Commodities |
|
Precious Metal :PMTL |
|
Tokyo Commodity Exchange :TCM |
|
JB1 Comdty |
|
JB |
|
Japan Gov’t Bond, 10Yr |
|
Asia/Australia |
|
Bond :BOND |
|
Tokyo Stock Exchange :TSE |
|
JC1 Comdty |
|
XX |
|
Xxxx |
|
Commodities |
|
Corn :CORN |
|
Tokyo Grain Exchange :TGE |
|
CP1 Comdty |
|
JCO |
|
Crude Oil, TOCOM |
|
Commodities |
|
Crude Oil :CRDO |
|
Tokyo Commodity Exchange :TCM |
|
JV1 Comdty |
|
JGL |
|
Gasoline |
|
Commodities |
|
Refined Products :REFP |
|
Tokyo Commodity Exchange :TCM |
|
JGP1 Comdty |
|
JGP |
|
Gold, Mini |
|
Commodities |
|
Precious Metal :PMTL |
|
Tokyo Commodity Exchange :TCM |
|
JX1 Comdty |
|
JKE |
|
Kerosene |
|
Commodities |
|
Refined Products :REFP |
|
Tokyo Commodity Exchange :TCM |
|
JA1 Comdty |
|
JPL |
|
Platinum |
|
Commodities |
|
Precious Metal :PMTL |
|
Tokyo Commodity Exchange :TCM |
|
JN1 Comdty |
|
JRU |
|
Rubber |
|
Commodities |
|
Industrial Material :IMAT |
|
Tokyo Commodity Exchange :TCM |
|
JS1 Comdty |
|
JS |
|
Soybean |
|
Commodities |
|
Soy :SOY |
|
Tokyo Grain Exchange :TGE |
|
AI1 Index |
|
JSE |
|
FTSE/JSE Top 40 |
|
Developing |
|
Equity Index :EQIX |
|
South African Futures Exchange :SAF |
|
JI1 Comdty |
|
JSV |
|
Silver |
|
Commodities |
|
Precious Metal :PMTL |
|
Tokyo Commodity Exchange :TCM |
|
DV1 Index |
|
JTP |
|
DTOP |
|
Developing |
|
Equity Index :EQIX |
|
South African Futures Exchange :SAF |
|
JY1 Curncy |
|
JY |
|
JPY/USD Future |
|
Americas |
|
Currency :CURR |
|
Chicago Mercantile Exchange :CME |
|
JPR1 Curncy |
|
JYZR |
|
JPY/ZAR Future |
|
Developing |
|
Currency :CURR |
|
JSE Interest Rate Market :YLX |
|
KC1 Comdty |
|
KC |
|
Coffee, ‘C’ |
|
Commodities |
|
Foodstuff :FOOD |
|
ICE Futures US Softs :NYB |
|
AX1 Comdty |
|
KCB |
|
Coffee, Arabica |
|
Commodities |
|
Foodstuff :FOOD |
|
Bolsa De Mercadorias & Futuros :BMF |
|
KJ1 Curncy |
|
KJY |
|
JPY (Japanese Yen) |
|
Developing |
|
Currency :CURR |
|
Korea Exchange :KFE |
|
KK1 Comdty |
|
KLB |
|
Klibor, 3Mo |
|
Developing |
|
Interest Rate :INTR |
|
Malaysia Derivatives Ex. (KLO) :MDE |
|
KM1 Index |
|
KM |
|
KOSPI200 |
|
Developing |
|
Equity Index :EQIX |
|
Korea Exchange :KFE |
|
KU1 Curncy |
|
KRW |
|
USD (US Dollar) |
|
Developing |
|
Currency :CURR |
|
Korea Exchange :KFE |
|
KE1 Comdty |
|
KTB |
|
Korea Treasury Bond, 3Yr |
|
Developing |
|
Bond :BOND |
|
Korea Exchange :KFE |
|
KAA1 Comdty |
|
KTY |
|
Korea Treasury Bond, 10Yr |
|
Developing |
|
Bond :BOND |
|
Korea Exchange :KFE |
|
KW1 Comdty |
|
XX |
|
Xxxxx |
|
Americas |
|
Wheat :WHET |
|
Kansas City Board of Trade :KCB |
|
LB1 Comdty |
|
LB |
|
Lumber |
|
Commodities |
|
Industrial Material :IMAT |
|
Chicago Mercantile Exchange :CME |
|
LC1 Comdty |
|
LC |
|
Cattle, Live |
|
Commodities |
|
Livestock :LSTK |
|
Chicago Mercantile Exchange :CME |
|
QC1 Comdty |
|
LCC |
|
Cocoa |
|
Commodities |
|
Foodstuff :FOOD |
|
NYSE LIFFE - London :LIF |
|
LL1 Comdty |
|
LD |
|
Lead |
|
Commodities |
|
Base Metal :BMTL |
|
LME 3rd Wednesday Prices & Options :LMF |
|
FC1 Comdty |
|
LF |
|
Cattle, Feeder |
|
Commodities |
|
Livestock :LSTK |
|
Chicago Mercantile Exchange :CME |
|
T 1 Comdty |
|
LFY |
|
Swapnote, 5Yr |
|
Europe |
|
Swap :SWAP |
|
NYSE LIFFE - London :LIF |
|
LH1 Comdty |
|
LH |
|
Lean Hogs |
|
Commodities |
|
Livestock :LSTK |
|
Chicago Mercantile Exchange :CME |
|
DF1 Comdty |
|
LKC |
|
Coffee, Robusta 10 Tonne |
|
Commodities |
|
Foodstuff :FOOD |
|
NYSE LIFFE - London :LIF |
|
LS1 Comdty |
|
LS |
|
Cattle, Live |
|
Commodities |
|
Livestock :LSTK |
|
Bolsa De Mercadorias & Futuros :BMF |
|
QW1 Comdty |
|
LSB |
|
Sugar |
|
Commodities |
|
Foodstuff :FOOD |
|
NYSE LIFFE - London :LIF |
|
RW1 Comdty |
|
XXX |
|
Xxxxxxxx, 0Xx |
|
Xxxxxx |
|
Swap :SWAP |
|
NYSE LIFFE - London :LIF |
|
P 1 Comdty |
|
LTY |
|
Swapnote, 10Yr |
|
Europe |
|
Swap :SWAP |
|
NYSE LIFFE - London :LIF |
|
CRD1 Curncy |
|
MAX |
|
E-Micro, AUD/USD |
|
Americas |
|
Currency :CURR |
|
Chicago Mercantile Exchange :CME |
|
EP1 Comdty |
|
MAZ |
|
Maize |
|
Commodities |
|
Corn :CORN |
|
NYSE LIFFE - Paris :EOP |
|
CRP1 Curncy |
|
MBP |
|
E-Micro, GBP/USD |
|
Americas |
|
Currency :CURR |
|
Chicago Mercantile Exchange :CME |
|
FA1 Index |
|
MD |
|
S&P MidCap 000 X-xxxx |
|
Xxxxxxxx |
|
Equity Index :EQIX |
|
Chicago Mercantile Exchange :CME |
|
MF1 Index |
|
MDD |
|
MDAX |
|
Europe |
|
Equity Index :EQIX |
|
Eurex :EUX |
|
IS1 Index |
|
MDX |
|
MEX Bolsa |
|
Developing |
|
Equity Index :EQIX |
|
Xxxxxxx Mexicano de Derivados :MDX |
|
CRE1 Curncy |
|
MEC |
|
E-Micro, EUR/USD |
|
Americas |
|
Currency :CURR |
|
Chicago Mercantile Exchange :CME |
|
BA1 Comdty |
|
MES |
|
Canadian Bank Xxxx |
|
Americas |
|
Interest Rate :INTR |
|
Montreal Exchange :MSE |
|
MFS1 Index |
|
MFS |
|
mini MSCI EAFE Index |
|
Americas |
|
Equity Index :EQIX |
|
NYSE LIFFE U.S. :NYL |
|
VYA1 Comdty |
|
MFV |
|
Mexican Bond, 5Yr |
|
Developing |
|
Bond :BOND |
|
Xxxxxxx Mexicano de Derivados :MDX |
|
MGC1 Comdty |
|
MGC |
|
Gold, E-micro |
|
Commodities |
|
Precious Metal :PMTL |
|
COMEX division of NYMEX :CMX |
|
IXPA Index |
|
MGY |
|
S&P E-mini Energy Select Sector Futures |
|
Americas |
|
Equity Index :EQIX |
|
Chicago Mercantile Exchange :CME |
|
HU1 Index |
|
MHA |
|
Hang Seng mini |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Hong Kong Futures Exchange :HKG |
|
MHC1 Index |
|
MHC |
|
Hang Seng China Enterprises, Mini |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Hong Kong Futures Exchange :HKG |
|
ST1 Index |
|
MIB |
|
FTSE MIB |
|
Europe |
|
Equity Index :EQIX |
|
Borsa Italiana (IDEM) :MIL |
|
DO1 Comdty |
|
MII |
|
TIIE, 28 Day |
|
Developing |
|
Interest Rate :INTR |
|
Xxxxxxx Mexicano de Derivados :MDX |
|
MJA1 Comdty |
|
MJP |
|
Platinum, Mini |
|
Commodities |
|
Precious Metal :PMTL |
|
Tokyo Commodity Exchange :TCM |
|
JE1 Curncy |
|
MJY |
|
JPY/USD E-Mini Future |
|
Americas |
|
Currency :CURR |
|
Chicago Mercantile Exchange :CME |
|
SW1 Index |
|
MMB |
|
FTSE MIB Mini |
|
Europe |
|
Equity Index :EQIX |
|
Borsa Italiana (IDEM) :MIL |
|
MES1 Index |
|
MME |
|
mini MSCI Emerging Mkt(EM) Index |
|
Americas |
|
Equity Index :EQIX |
|
NYSE LIFFE U.S. :NYL |
|
LN1 Comdty |
|
MNI |
|
Nickel |
|
Commodities |
|
Base Metal :BMTL |
|
LME 3rd Wednesday Prices & Options :LMF |
|
YMEA Index |
|
MNK |
|
E-Mini Nikkei 225 Yen |
|
Americas |
|
Equity Index :EQIX |
|
Chicago Mercantile Exchange :CME |
|
MPPA Index |
|
MPE |
|
mini MSCI Pan-Euro Index |
|
Americas |
|
Equity Index :EQIX |
|
NYSE LIFFE U.S. :NYL |
|
MPTA Index |
|
MSX |
|
Mini S&P Toronto 60 |
|
Americas |
|
Equity Index :EQIX |
|
Montreal Exchange :MSE |
|
MX1 Index |
|
MTAX |
|
TAIEX mini |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Taiwan Futures Exchange :FTX |
|
XX0 Xxxxxx |
|
XXX |
|
Xxxxxxx Xxxx, 00Xx |
|
Developing |
|
Bond :BOND |
|
Xxxxxxx Mexicano de Derivados :MDX |
|
VYC1 Comdty |
|
MUL |
|
Mexican Bond, 30Yr |
|
Developing |
|
Bond :BOND |
|
Xxxxxxx Mexicano de Derivados :MDX |
|
MW1 Comdty |
|
XX |
|
Xxxxx, Red Spring |
|
Americas |
|
Wheat :WHET |
|
Minneapolis Grain Exchange :MGE |
|
CA1 Comdty |
|
MWC |
|
Wheat, Milling |
|
Commodities |
|
Wheat :WHET |
|
NYSE LIFFE - Paris :EOP |
|
MWLA Index |
|
MWI |
|
mini MSCI World Index |
|
Americas |
|
Equity Index :EQIX |
|
NYSE LIFFE U.S. :NYL |
|
PE1 Curncy |
|
MX |
|
MXN/USD Future |
|
Americas |
|
Currency :CURR |
|
Chicago Mercantile Exchange :CME |
|
DS1 Curncy |
|
MXD |
|
USD (US Dollar) |
|
Developing |
|
Currency :CURR |
|
Xxxxxxx Mexicano de Derivados :MDX |
|
LX1 Comdty |
|
MZN |
|
Zinc |
|
Commodities |
|
Base Metal :BMTL |
|
LME 3rd Wednesday Prices & Options :LMF |
|
BZA1 Comdty |
|
NBC |
|
Crude Oil, Xxxxx Last Day |
|
Commodities |
|
Crude Oil :CRDO |
|
NYMEX Exchange :NYM |
|
NG1 Comdty |
|
NG |
|
Natural Gas |
|
Commodities |
|
Natural Gas :NATG |
|
NYMEX Exchange :NYM |
|
NH1 Index |
|
NH |
|
Nikkei 225 Yen |
|
Americas |
|
Equity Index :EQIX |
|
Chicago Mercantile Exchange :CME |
|
NK1 Index |
|
NI |
|
Nikkei 225 |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Osaka Securities Exchange :OSE |
|
NX1 Index |
|
NK |
|
Nikkei 225 |
|
Americas |
|
Equity Index :EQIX |
|
Chicago Mercantile Exchange :CME |
|
NO1 Index |
|
NO |
|
Nikkei 225 mini |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Osaka Securities Exchange :OSE |
|
NQ1 Index |
|
NQ |
|
NASDAQ 000 X-xxxx |
|
Xxxxxxxx |
|
Equity Index :EQIX |
|
Chicago Mercantile Exchange :CME |
|
XX0 Xxxxxx |
|
XXX |
|
New Zeal Bank Xxxx, 3Mo |
|
Asia/Australia |
|
Interest Rate :INTR |
|
ASX Trade24 :SFE |
|
NV1 Curncy |
|
NZD |
|
NZD/USD Future |
|
Americas |
|
Currency :CURR |
|
Chicago Mercantile Exchange :CME |
|
O 1 Comdty |
|
OA |
|
Oats |
|
Commodities |
|
Other Grain :OGRN |
|
Chicago Board of Trade :CBT |
|
PIL1 Curncy |
|
OAJ |
|
OSE FX AUD/JPY |
|
Asia/Australia |
|
Currency :CURR |
|
Osaka Securities Exchange :OSE |
|
OAT1 Comdty |
|
OAT |
|
French Government Bond |
|
Europe |
|
Bond :BOND |
|
Eurex :EUX |
|
PID1 Curncy |
|
OBJ |
|
OSE FX GBP/JPY |
|
Asia/Australia |
|
Currency :CURR |
|
Osaka Securities Exchange :OSE |
|
PIW1 Curncy |
|
OCJ |
|
OSE FX CAD/JPY |
|
Asia/Australia |
|
Currency :CURR |
|
Osaka Securities Exchange :OSE |
|
OD1 Comdty |
|
OD |
|
Interbank Deposit, 1 Day |
|
Developing |
|
Interest Rate :INTR |
|
Bolsa De Mercadorias & Futuros :BMF |
|
PIC1 Curncy |
|
OEJ |
|
OSE FX EUR/JPY |
|
Asia/Australia |
|
Currency :CURR |
|
Osaka Securities Exchange :OSE |
|
PIO1 Curncy |
|
OEU |
|
OSE FX EUR/USD |
|
Asia/Australia |
|
Cross Currency :XCUR |
|
Osaka Securities Exchange :OSE |
|
JO1 Comdty |
|
OJ |
|
FCOJ, A |
|
Commodities |
|
Foodstuff :FOOD |
|
ICE Futures US Softs :NYB |
|
PIB1 Curncy |
|
OJY |
|
OSE FX USD/JPY |
|
Asia/Australia |
|
Currency :CURR |
|
Osaka Securities Exchange :OSE |
|
PIR1 Curncy |
|
ONJ |
|
OSE FX NZD/JPY |
|
Asia/Australia |
|
Currency :CURR |
|
Osaka Securities Exchange :OSE |
|
PIA1 Curncy |
|
OSJ |
|
OSE FX CHF/JPY |
|
Asia/Australia |
|
Currency :CURR |
|
Osaka Securities Exchange :OSE |
|
QC1 Index |
|
OX |
|
OMXS30 |
|
Europe |
|
Equity Index :EQIX |
|
OMX Nordic Exchange Stockholm :SSE |
|
PA1 Comdty |
|
PA |
|
Palladium |
|
Commodities |
|
Precious Metal :PMTL |
|
NYMEX Exchange :NYM |
|
CF1 Index |
|
PI |
|
CAC 40 10 EUR |
|
Europe |
|
Equity Index :EQIX |
|
NYSE LIFFE - Paris :EOP |
|
PL1 Comdty |
|
PL |
|
Platinum |
|
Commodities |
|
Precious Metal :PMTL |
|
NYMEX Exchange :NYM |
|
KO1 Comdty |
|
PO |
|
Crude Palm Oil |
|
Commodities |
|
Foodstuff :FOOD |
|
Malaysia Derivatives Ex. (KLO) :MDE |
|
G 1 Comdty |
|
QG |
|
Long Gilt |
|
Europe |
|
Bond :BOND |
|
NYSE LIFFE - London :LIF |
|
EC1 Comdty |
|
QM |
|
Crude Oil, E-mini |
|
Commodities |
|
Crude Oil :CRDO |
|
NYMEX Exchange :NYM |
|
EO1 Comdty |
|
QN |
|
Natural Gas, E-mini |
|
Commodities |
|
Natural Gas :NATG |
|
NYMEX Exchange :NYM |
|
XAP1 Curncy |
|
XXX |
|
AUD/USD Futures |
|
Developing |
|
Cross Currency :XCUR |
|
Russian Trading System :RTS |
|
XB1 Comdty |
|
RB |
|
Gasoline, RBOB |
|
Commodities |
|
Refined Products :REFP |
|
NYMEX Exchange :NYM |
|
B51 Comdty |
|
RBL |
|
Xxxxx Crude Oil |
|
Commodities |
|
Crude Oil :CRDO |
|
Russian Trading System :RTS |
|
RXD1 Index |
|
RDX |
|
RDXUSD Index Futures |
|
Europe |
|
Equity Index :EQIX |
|
Eurex :EUX |
|
RED1 Curncy |
|
REC |
|
EUR/USD |
|
Developing |
|
Cross Currency :XCUR |
|
Russian Trading System :RTS |
|
C31 Comdty |
|
RG |
|
Gold |
|
Commodities |
|
Precious Metal :PMTL |
|
Russian Trading System :RTS |
|
XUP1 Curncy |
|
RGD |
|
GBP/USD Futures |
|
Developing |
|
Cross Currency :XCUR |
|
Russian Trading System :RTS |
|
XXXX Xxxxx |
|
XXX |
|
Xxxxxxx 0000 Growth |
|
Americas |
|
Equity Index :EQIX |
|
ICE Futures US Indices :NYF |
|
RM1 Index |
|
XX |
|
Xxxxxxx 1000 Mini |
|
Americas |
|
Equity Index :EQIX |
|
ICE Futures US Indices :NYF |
|
PLT1 Comdty |
|
RPL |
|
Platinum |
|
Commodities |
|
Precious Metal :PMTL |
|
Russian Trading System :RTS |
|
IJ1 Comdty |
|
RPS |
|
Rapeseed, Euro |
|
Commodities |
|
Other Grain :OGRN |
|
NYSE LIFFE - Paris :EOP |
|
RR1 Comdty |
|
XX |
|
Xxxx, Rough |
|
Commodities |
|
Other Grain :OGRN |
|
Chicago Board of Trade :CBT |
|
RU1 Curncy |
|
RRU |
|
RUB/USD Future |
|
Americas |
|
Currency :CURR |
|
Chicago Mercantile Exchange :CME |
|
SAA1 Comdty |
|
RSB |
|
Raw Sugar |
|
Commodities |
|
Foodstuff :FOOD |
|
Russian Trading System :RTS |
|
SVA1 Comdty |
|
RSV |
|
Refined Silver |
|
Commodities |
|
Precious Metal :PMTL |
|
Russian Trading System :RTS |
|
UR1 Curncy |
|
RUB |
|
USD/RUB |
|
Developing |
|
Currency :CURR |
|
Russian Trading System :RTS |
|
RVB1 Index |
|
XX |
|
Xxxxxxx 1000 Value |
|
Americas |
|
Equity Index :EQIX |
|
ICE Futures US Indices :NYF |
|
WHT1 Comdty |
|
RWC |
|
Wheat |
|
Commodities |
|
Wheat :WHET |
|
Russian Trading System :RTS |
|
SB1 Comdty |
|
SB |
|
Sugar, #11 World |
|
Commodities |
|
Foodstuff :FOOD |
|
ICE Futures US Softs :NYB |
|
SHYA Index |
|
SES |
|
Sensex |
|
Developing |
|
Equity Index :EQIX |
|
Bombay Stock Exchange :BBX |
|
BC1 Index |
|
SET |
|
XXX00 |
|
Xxxx/Xxxxxxxxx |
|
Equity Index :EQIX |
|
Thailand Futures Exchange :TEF |
|
SF1 Curncy |
|
SF |
|
CHF/USD Future |
|
Americas |
|
Currency :CURR |
|
Chicago Mercantile Exchange :CME |
|
DS1 Comdty |
|
SFV |
|
Swap, 5Yr |
|
Americas |
|
Swap :SWAP |
|
Chicago Board of Trade :CBT |
|
QZ1 Index |
|
SG |
|
MSCI Singapore |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Singapore Exchange (was SIMEX) :SGX |
|
FB1 Comdty |
|
SGB |
|
Swiss CONF |
|
Europe |
|
Bond :BOND |
|
Eurex :EUX |
|
SM1 Comdty |
|
SM |
|
Soybean Meal |
|
Commodities |
|
Soy :SOY |
|
Chicago Board of Trade :CBT |
|
S11 Index |
|
SMD |
|
Swiss Mid Cap |
|
Europe |
|
Equity Index :EQIX |
|
Eurex :EUX |
|
MV1 Comdty |
|
SMW |
|
Wheat, Milling |
|
Commodities |
|
Wheat :WHET |
|
ASX Trade24 :SFE |
|
IH1 Index |
|
SNF |
|
S&P CNX Nifty |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Singapore Exchange (was SIMEX) :SGX |
|
WB1 Comdty |
|
SQG |
|
Short Gilt |
|
Europe |
|
Bond :BOND |
|
NYSE LIFFE - London :LIF |
|
SY1 Comdty |
|
SSY |
|
Soybean |
|
Commodities |
|
Soy :SOY |
|
South African Futures Exchange :SAF |
|
VH1 Index |
|
ST |
|
STOXX 50 Future |
|
Europe |
|
Equity Index :EQIX |
|
Eurex :EUX |
|
DI1 Comdty |
|
STY |
|
Swap, 10Yr Interest Rate |
|
Americas |
|
Swap :SWAP |
|
Chicago Board of Trade :CBT |
|
SI1 Comdty |
|
SV |
|
Silver |
|
Commodities |
|
Precious Metal :PMTL |
|
COMEX division of NYMEX :CMX |
|
PT1 Index |
|
SXF |
|
S&P Toronto 60 |
|
Americas |
|
Equity Index :EQIX |
|
Montreal Exchange :MSE |
|
S 1 Comdty |
|
SY |
|
Soybean |
|
Commodities |
|
Soy :SOY |
|
Chicago Board of Trade :CBT |
|
YK1 Comdty |
|
SYZ |
|
Soybean, Mini |
|
Commodities |
|
Soy :SOY |
|
Chicago Board of Trade :CBT |
|
FT1 Index |
|
TAX |
|
TAIEX |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Taiwan Futures Exchange :FTX |
|
TB1 Index |
|
TB |
|
TAIEX, Finance |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Taiwan Futures Exchange :FTX |
|
DPA Index |
|
TDD |
|
TECDAX |
|
Europe |
|
Equity Index :EQIX |
|
Eurex :EUX |
|
RTA1 Index |
|
XX |
|
Xxxxxxx 2000 Mini |
|
Americas |
|
Equity Index :EQIX |
|
ICE Futures US Indices :NYF |
|
TGB1 Comdty |
|
TGC |
|
GOLD |
|
Commodities |
|
Precious Metal :PMTL |
|
Thailand Futures Exchange :TEF |
|
XLT1 Comdty |
|
TGF |
|
Gold USD/Ounce |
|
Commodities |
|
Precious Metal :PMTL |
|
Turkish Derivatives Exchange :TKD |
|
UST1 Curncy |
|
THB |
|
THB/USD Future |
|
Asia/Australia |
|
Currency :CURR |
|
Thailand Futures Exchange :TEF |
|
A51 Index |
|
TKF |
|
ISE 30 |
|
Developing |
|
Equity Index :EQIX |
|
Turkish Derivatives Exchange :TKD |
|
A21 Curncy |
|
TLEC |
|
TRY/EUR |
|
Developing |
|
Cross Currency :XCUR |
|
Turkish Derivatives Exchange :TKD |
|
TMD1 Comdty |
|
TMD |
|
10 Baht GOLD |
|
Commodities |
|
Precious Metal :PMTL |
|
Thailand Futures Exchange :TEF |
|
TMI1 Index |
|
TMI |
|
Mini TOPIX |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Tokyo Stock Exchange :TSE |
|
LT1 Comdty |
|
TN |
|
Tin |
|
Commodities |
|
Base Metal :BMTL |
|
LME 3rd Wednesday Prices & Options :LMF |
|
TP1 Index |
|
TP |
|
TOPIX |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Tokyo Stock Exchange :TSE |
|
A11 Curncy |
|
TRL |
|
TRY (Turkish Lira) |
|
Developing |
|
Currency :CURR |
|
Turkish Derivatives Exchange :TKD |
|
TU1 Comdty |
|
TU |
|
US Treasury Note, 2Yr |
|
Americas |
|
Bond :BOND |
|
Chicago Board of Trade :CBT |
|
TYT1 Comdty |
|
TUY |
|
US Treasury Note, 2Yr |
|
Americas |
|
Bond :BOND |
|
NYSE LIFFE U.S. :NYL |
|
TW1 Index |
|
TW |
|
MSCI Taiwan |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Singapore Exchange (was SIMEX) :SGX |
|
TE1 Index |
|
TWE |
|
TAIEX, Electronic |
|
Asia/Australia |
|
Equity Index :EQIX |
|
Taiwan Futures Exchange :FTX |
|
TY1 Comdty |
|
TY |
|
US Treasury Note, 10Yr |
|
Americas |
|
Bond :BOND |
|
Chicago Board of Trade :CBT |
|
WN1 Comdty |
|
ULB |
|
US Treasury Ultra Bond |
|
Americas |
|
Bond :BOND |
|
Chicago Board of Trade :CBT |
|
US1 Comdty |
|
US |
|
US Treasury Long Bond |
|
Americas |
|
Bond :BOND |
|
Chicago Board of Trade :CBT |
|
UST1 Comdty |
|
USR |
|
US Treasury DTCC GCF Repo Index |
|
Americas |
|
Interest Rate :INTR |
|
NYSE LIFFE U.S. :NYL |
|
RYT1 Comdty |
|
USY |
|
US Treasury Long Bond |
|
Americas |
|
Bond :BOND |
|
NYSE LIFFE U.S. :NYL |
|
SYT1 Comdty |
|
UTY |
|
US Treasury Note, 10Yr |
|
Americas |
|
Bond :BOND |
|
NYSE LIFFE U.S. :NYL |
|
FVS1 Index |
|
VEX |
|
VSTOXX Mini-Futures |
|
Europe |
|
Equity Index :EQIX |
|
Eurex :EUX |
|
VZA Index |
|
VIN |
|
VINX30 |
|
Europe |
|
Equity Index :EQIX |
|
OMX Nordic Exchange Helsinki :HEX |
|
UX1 Index |
|
VX |
|
CBOE Volatility Index (VIX) |
|
Americas |
|
Non-Equity Index :NEIX |
|
CBOE Futures Exchange :CBF |
|
VYB1 Comdty |
|
VYB |
|
Mexican Bond, 20Yr |
|
Developing |
|
Bond :BOND |
|
Xxxxxxx Mexicano de Derivados :MDX |
|
W 1 Comdty |
|
XX |
|
Xxxxx |
|
Commodities |
|
Wheat :WHET |
|
Chicago Board of Trade :CBT |
|
WDO1 Curncy |
|
WDO |
|
Mini Dollar Futures |
|
Developing |
|
Currency :CURR |
|
Bolsa De Mercadorias & Futuros :BMF |
|
FS1 Curncy |
|
WUS |
|
USD (US Dollar) |
|
Europe |
|
Currency :CURR |
|
Warsaw Stock Exchange :WSE |
|
WZ1 Comdty |
|
WZ |
|
Maize, White |
|
Commodities |
|
Corn :CORN |
|
South African Futures Exchange :SAF |
|
XG1 Comdty |
|
XG |
|
Gold, Mini |
|
Commodities |
|
Precious Metal :PMTL |
|
NYSE LIFFE U.S. :NYL |
|
YS1 Comdty |
|
XS |
|
Silver, Mini |
|
Commodities |
|
Precious Metal :PMTL |
|
NYSE LIFFE U.S. :NYL |
|
XU1 Index |
|
XUA |
|
FTSE China X00 |
|
Xxxx/Xxxxxxxxx |
|
Equity Index :EQIX |
|
Singapore Exchange (was SIMEX) :SGX |
|
YC1 Comdty |
|
YC |
|
Corn, Mini |
|
Commodities |
|
Corn :CORN |
|
Chicago Board of Trade :CBT |
|
DM1 Index |
|
YM |
|
DJ Industrial Average Mini |
|
Americas |
|
Equity Index :EQIX |
|
Chicago Board of Trade :CBT |
|
YW1 Comdty |
|
YW |
|
Maize, Yellow |
|
Commodities |
|
Corn :CORN |
|
South African Futures Exchange :SAF |
|
DRA1 Curncy |
|
ZAR |
|
Dollar/Rand Future |
|
Developing |
|
Currency :CURR |
|
JSE Interest Rate Market :YLX |
|
NI1 Index |
|
XX |
|
Xxxxxx 000 |
|
Xxxx/Xxxxxxxxx |
|
Equity Index :EQIX |
|
Singapore Exchange (was SIMEX) :SGX |
|
RA1 Curncy |
|
ZR |
|
ZAR/USD Future |
|
Americas |
|
Currency :CURR |
|
Chicago Mercantile Exchange :CME |
|
BJ1 Comdty |
|
ZT |
|
Japan Gov’t Bond, 10Yr Mini |
|
Asia/Australia |
|
Bond :BOND |
|
Singapore Exchange (was SIMEX) :SGX |
|
|
|
INS |
|
ICE Natural Gas |
|
Commodities |
|
Natural Gas :NATG |
|
ICE Futures Europe :ICE |
|
NN1 Comdty |
|
NN |
|
Natural Gas |
|
Commodities |
|
Natural Gas :NATG |
|
NYMEX Exchange :NYM |
|
HH1 Comdty |
|
HH |
|
Natural Gas |
|
Commodities |
|
Natural Gas :NATG |
|
NYMEX Exchange :NYM |
|
CFP1 Comdty |
|
DFV |
|
US 5Yr Deliverable Swap |
|
Americas |
|
Swap :SWAP |
|
Chicago Board of Trade :CBT |
|
CTP1 Comdty |
|
DTU |
|
US 2Yr Deliverable Swap |
|
Americas |
|
Swap :SWAP |
|
Chicago Board of Trade :CBT |
|
CNP1 Comdty |
|
DTY |
|
US 10Y Deliverable Swap |
|
Americas |
|
Swap :SWAP |
|
Chicago Board of Trade :CBT |
|
CBP1 Comdty |
|
DUS |
|
US 30Y Deliverable Swap |
|
Americas |
|
Swap :SWAP |
|
Chicago Board of Trade :CBT |
|
BTA1 Comdty |
|
OAM |
|
French Government Bond |
|
Europe |
|
Bond :BOND |
|
Eurex :EUX |
|
SYT1 Comdty |
|
TYY |
|
US Treasury Note, 10Yr |
|
Americas |
|
Bond :BOND |
|
NYSE LIFFE U.S. :NYL |
|
CAR1 COMDTY |
|
EUA |
|
ICE ECX CER Emissions |
|
Commodities |
|
Emissions :EMIS |
|
ICE Futures Europe :ICE |
|
OD1 Comdty |
|
OD1F |
|
Interbank Deposit, 1 Day |
|
Developing |
|
Interest Rate :INTR |
|
Bolsa De Mercadorias & Futuros :BMF |
|
vbe1 comdty |
|
SAC |
|
SAFEX Corn |
|
Commodities |
|
Corn :CORN |
|
South African Futures Exchange :SAF |
|
APN +1M Curncy |
|
FARS |
|
Argentinian Peso |
|
LatAm |
|
Currency :CURR |
|
FX: OTC |
|
CCN+1M Curncy |
|
FCNY |
|
Chinese Renmindi |
|
Asia/Australia |
|
Currency :CURR |
|
FX: OTC |
|
CHN +1M Curncy |
|
FCLP |
|
Chilean Peso |
|
LatAm |
|
Currency :CURR |
|
FX: OTC |
|
CLN+1M Curncy |
|
FCOP |
|
Columbian Peso |
|
LatAm |
|
Currency :CURR |
|
FX: OTC |
|
HUF Curncy |
|
FHUF |
|
Hungarian Forint |
|
Europe |
|
Currency :CURR |
|
FX: OTC |
|
IHN+1M Curncy |
|
FIDR |
|
Indonesian Rupiah |
|
Asia/Australia |
|
Currency :CURR |
|
FX: OTC |
|
ILS Curncy |
|
FILS |
|
Israeli Shekel |
|
Europe |
|
Currency :CURR |
|
FX: OTC |
|
IRN+1M Curncy |
|
FINR |
|
Indian Rupee |
|
Asia/Australia |
|
Currency :CURR |
|
FX: OTC |
|
KWN+1M Curncy |
|
FKRW |
|
Korean Won |
|
Asia/Australia |
|
Currency :CURR |
|
FX: OTC |
|
MRN+1M Curncy |
|
FMYR |
|
Malaysian Ringgit |
|
Asia/Australia |
|
Currency :CURR |
|
FX: OTC |
|
NTN+1M Curncy |
|
FTWD |
|
Tawain Dollar |
|
Asia/Australia |
|
Currency :CURR |
|
FX: OTC |
|
PPN+1M Curncy |
|
FPHP |
|
Philippine Peso |
|
Asia/Australia |
|
Currency :CURR |
|
FX: OTC |
|
PSN+1M Curncy |
|
FPEN |
|
Peruvian New Sol |
|
Asia/Australia |
|
Currency :CURR |
|
FX: OTC |
|
RUB Curncy |
|
FRUB |
|
Russian Xxxxx |
|
Europe |
|
Currency :CURR |
|
FX: OTC |
|
BRL Curncy |
|
FBRL |
|
Brazilian Real |
|
LatAm |
|
Currency :CURR |
|
FX: OTC |
|
AUD Curncy |
|
AX |
|
Australian Dollar |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
GBP Curncy |
|
FB |
|
British Pound |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
CAD Curncy |
|
FC |
|
Canadian Dollar |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
CZK Curncy |
|
FCZK |
|
Czech Koruna |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
DKK Curncy |
|
FDKK |
|
Danish Krone |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
EUR Curncy |
|
FE |
|
Euro Currency |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
JPY Curncy |
|
FJ |
|
Japanese Yen |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
MXN Curncy |
|
FMXN |
|
Mexican Peso |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
NOK Curncy |
|
FNOK |
|
Norwegian Krone |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
NZD Curncy |
|
FNZD |
|
New Zealand Dollar |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
PLN Curncy |
|
FPLN |
|
Polish Zloty |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
CHF Curncy |
|
FS |
|
Swiss Franc |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
SEK Curncy |
|
FSEK |
|
Swedish Krona |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
SGD Curncy |
|
FSGD |
|
Singapore Dollar |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
FTRY Curncy |
|
FTRY |
|
Turkish Lira |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
ZAR Curncy |
|
FZAR |
|
South African Rand |
|
Currencies |
|
Currency :CURR |
|
FX: OTC |
|
AUDCAD Curncy |
|
XAC |
|
Aussie/Cad Cross |
|
Currencies |
|
Currency :CURR CROSS |
|
FX: OTC |
|
AUDJPY Curncy |
|
XAJ |
|
Aussie/Yen Cross |
|
Currencies |
|
Currency :CURR CROSS |
|
FX: OTC |
|
AUDNZD Curncy |
|
XANZD |
|
Aussie/Kiwi Cross |
|
Currencies |
|
Currency :CURR CROSS |
|
FX: OTC |
|
GBPAUD Curncy |
|
XBA |
|
Sterling/Aussie Cross |
|
Currencies |
|
Currency :CURR CROSS |
|
FX: OTC |
|
GBPJPY Curncy |
|
XBJ |
|
Sterling/Yen Cross |
|
Currencies |
|
Currency :CURR CROSS |
|
FX: OTC |
|
CADJPY Curncy |
|
XCJ |
|
Cad/Yen Cross |
|
Currencies |
|
Currency :CURR CROSS |
|
FX: OTC |
|
EURAUD Curncy |
|
XEA |
|
Euro/Aussie Cross |
|
Currencies |
|
Currency :CURR CROSS |
|
FX: OTC |
|
EURGBP Curncy |
|
XEB |
|
Euro/Sterling Cross |
|
Currencies |
|
Currency :CURR CROSS |
|
FX: OTC |
|
EURCAD Curncy |
|
XECAD |
|
Euro/Cad Cross |
|
Currencies |
|
Currency :CURR CROSS |
|
FX: OTC |
|
EURJPY Curncy |
|
XEJ |
|
Euro Yen Cross |
|
Currencies |
|
Currency :CURR CROSS |
|
FX: OTC |
|
EURNOK Curncy |
|
XENOK |
|
Euro Nok Cross |
|
Currencies |
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Currency :CURR CROSS |
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FX: OTC |
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EURSEK Curncy |
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XESEK |
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Euro Sek Cross |
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Currencies |
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Currency :CURR CROSS |
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FX: OTC |
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NZDJPY Cunrcy |
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XNJ |
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Kiwi Yen Cross |
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Currencies |
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Currency :CURR CROSS |
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FX: OTC |
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NOKSEK Curncy |
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XNKSK |
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Nok Sek Cross |
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Currencies |
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Currency :CURR CROSS |
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FX: OTC |
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CRABEL CAPITAL MANAGEMENT,LLC | |
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By: |
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Name: Xxxxxxx Xxxxxx | |
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Title: Chief Operating Officer | |
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Dated as of March 31, 2013 |
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APPENDIX C
COMMODITY TRADING AUTHORITY
Crabel Capital Management, LLC
Attn: Xxxxxxx Xxxxxx
Facsimile: 000-000-0000
Dear Xxxxxxx Xxxxxx:
Xxxxx Global Horizons, LLC (the “Company”) does hereby make, constitute and appoint you as its attorney-in-fact to buy and sell commodity futures and forward contracts (including foreign futures and options contracts) in accordance with the Advisory Agreement between us and certain others.
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Very truly yours, | ||
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COLBY GLOBAL HORIZONS, LLC | ||
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By: |
BLACKROCK INVESTMENT MANAGEMENT, LLC, | |
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its Manager | |
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By: |
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Name: |
Xxxxxx X. Xxxxxxxxx |
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Title: |
Managing Director |
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Dated as of March , 2013 |
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APPENDIX D
ACKNOWLEDGMENT OF RECEIPT OF CRABEL MEMORANDUM
The undersigned hereby acknowledges receipt of Crabel Capital Management’s Crabel Fund, L.P. Memorandum dated November 30, 2012.
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COLBY GLOBAL HORIZONS, LLC | ||
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By: |
BLACKROCK INVESTMENT MANAGEMENT, LLC, | |
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its Manager | |
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By: |
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Name: |
Xxxxxx X. Xxxxxxxxx |
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Title: |
Managing Director |
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Dated as of March , 2013 |
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APPENDIX E
DESCRIPTION OF THE CRABEL DIVERSIFIED FUTURES PROGRAM (“THE PROGRAM”)
The Crabel Diversified Futures Program employs multiple, price-driven short-term trading strategies in a diversified, global portfolio of liquid futures and currency markets. Approximately half of the trades are momentum trades and half are mean-reversion trades. Trading is systematic, and the average holding period of each trade is approximately one day. Risk is controlled by employing stop loss levels, time exits and diversification across sectors and geographical regions. The Crabel Diversified Futures Program is traded in the Class G Interests of Crabel Fund, L.P. The Advisor’s intention is to trade the Global Horizons Fund assets in the same manner as it trades the Class G Interests of Crabel Fund, L.P.
The trading strategies of the Trading Advisor are proprietary and confidential.
APPENDIX F
CONSENT TO ELECTRONIC DELIVERY
In accordance with Part 4 of the Commodity Exchange Act, the Trading Advisor is required to deliver any reports or financial information related to the Company’s Account. These items may be delivered to Company electronically with the Company’s consent. If the Company consents to electronic delivery of documents, this consent will be in place until revoked by Company in writing to Trading Advisor in accordance with the Notices Section of this Agreement. The Company may revoke this consent at any time and request all documents to be sent in hard copy by mail. The Company may request a specific document or document to be sent in hard copy by mail in addition to electronic delivery. The Trading Advisor does not charge any additional fees for electronic delivery of this information.
By signing below, the Company understands these provisions and consents to electronic delivery of all documents from Trading Advisor.
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COLBY GLOBAL HORIZONS, LLC | ||
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By: |
BLACKROCK INVESTMENT MANAGEMENT, LLC, | |
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its Manager | |
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By: |
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Name: |
Xxxxxx X. Xxxxxxxxx |
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Title: |
Managing Director |
