AMENDMENT NO. 1 TO THE TRANSFER AGENCY AND SERVICE AGREEMENT
AMENDMENT NO. 1
TO THE
TRANSFER AGENCY AND SERVICE AGREEMENT
AMENDMENT NO. 1, effective as of July 1, 2015 (“Amendment No. 1”) , to the Transfer Agency and Service Agreement dated as of October 29, 2014 (the “Agreement”) between 1290 Funds, a Delaware statutory trust (“Trust”), and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation (“the “Transfer Agent”).
The Trust and Transfer Agent agree to modify the Agreement as follows:
1. | New Funds. 1290 Global Equity Managers Fund, 1290 Multi-Alternative Strategies Fund, 1290 Convertible Securities Fund and 1290 Unconstrained Bond Managers Fund are hereby added to the Agreement on the terms and conditions contained in the Agreement. |
2. | Schedule A. Schedule A to the Agreement is hereby replaced in its entirety by Schedule A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 1 as of the date first above set forth.
EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, AS LISTED ON SCHEDULE A |
BOSTON FINANCIAL DATA SERVICES, INC. | |||||||
By: | /s/ Xxxxxx X. Xxxxx | By: | /s/ Xxxxx Xxxxxx | |||||
Name: Xxxxxx X. Xxxxx | Name: Xxxxx Xxxxxx | |||||||
Title: President and Chief Executive Officer As an Authorized Officer on behalf of the Funds indicated on Schedule A |
Title: Managing Director |
SCHEDULE A
Dated: July 1, 2015
Fund |
Type of Entity |
Jurisdiction | ||
Statutory Trust | Delaware |
1290 GAMCO Small/Mid Cap Value Fund
1290 High Yield Bond Fund
1290 SmartBeta Equity Fund
1290 Global Equity Managers Fund
1290 Multi-Alternative Strategies Fund
1290 Convertible Securities Fund
1290 Unconstrained Bond Managers Fund
EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, AS LISTED ON SCHEDULE A |
BOSTON FINANCIAL DATA SERVICES, INC. | |||||||
By: | /s/ Xxxxxx X. Xxxxx | By: | ||||||
Name: Xxxxxx X. Xxxxx | Name: | |||||||
Title: President and Chief Executive Officer As an Authorized Officer on behalf of the Funds indicated on Schedule A |
Title: |