R E C I T A L SEmployment Agreement • May 15th, 2002 • Sterling Bancorp • National commercial banks • New York
Exhibit 10.(i)(a) AMENDED AND RESTATED EMPLOYMENT AGREEMENT AGREEMENT, made as of March 22, 2002, by and between Sterling Bancorp, a New York corporation (the "Company"), and Louis J. Cappelli ("Executive"). R E C I T A L S WHEREAS, Executive serves...Employment Agreement • May 15th, 2002 • Sterling Bancorp • National commercial banks • New York
February 26, 2003 Mr. Louis J. Cappelli, Chairman Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Cappelli: This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002,...Sterling Bancorp • March 28th, 2003 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company:
PRIVILEGED & CONFIDENTIAL SHAREHOLDER PROTECTION RIGHTS AGREEMENTShareholder Protection Rights Agreement • June 15th, 1998 • Sterling Bancorp • National commercial banks • New York
Exhibit 10(i) This CHANGE IN CONTROL SEVERANCE AGREEMENT (as modified, extended or supplemented from time to time, this "Agreement") is entered into as of the 3rd day of April, 2002 by and between Sterling Bancorp, a New York corporation (the...Change in Control Severance Agreement • August 14th, 2002 • Sterling Bancorp • National commercial banks • New York
AMENDMENTAgreement • May 15th, 2002 • Sterling Bancorp • National commercial banks
WITNESSETH:Change in Control Severance Agreement • August 9th, 2004 • Sterling Bancorp • National commercial banks • New York
AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • January 5th, 2009 • Sterling Bancorp • National commercial banks
THIS AMENDMENT (the “Amendment”) is made by Sterling Bancorp (the “Company”) and John C. Millman (“Executive”) to be effective as of December 29, 2008.
May 22, 1998 Mr. Louis J. Cappelli Chairman Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Cappelli: This will confirm the following amendments to your employment agreement, dated February 19, 1993 (as amended, February 14, 1995,...Sterling Bancorp • August 14th, 1998 • National commercial banks
AMENDMENT TO EMPLOYMENT AGREEMENT WITH JOHN C. MILLMANSterling Bancorp • March 24th, 2005 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company which was last amended by letter agreement dated February 24, 2004:
February 24, 2004 Sterling Bancorp Letterhead Mr. Louis J. Cappelli, Chairman Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Cappelli: This will confirm the following amendment to your Amended and Restated Employment Agreement,...Sterling Bancorp • March 12th, 2004 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company which was last amended by letter agreement dated February 26, 2003:
February 26, 2001 Mr. John C. Millman, President Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Millman: This will confirm the following amendments to your employment agreement, dated February 19, 1993 (as amended, February 14,...Sterling Bancorp • March 30th, 2001 • National commercial banks
CHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENTControl Severance and Retention Agreement • March 16th, 2007 • Sterling Bancorp • National commercial banks • New York
This CHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENT (as modified, extended or supplemented from time to time, this “Agreement”) is entered into as of September 7, 2006 by and between Sterling Bancorp, a New York corporation (the “Company”), and ______________, _______________(“Executive”).
EXHIBIT 10(v)(b) [STERLING BANCORP LOGO AND LETTERHEAD] February 19, 1998 Mr. John C. Millman President Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Millman: This will confirm the following amendment to your employment agreement,...Sterling Bancorp • March 30th, 1998 • National commercial banks
1 Exhibit 10(ii) THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (as modified, extended or supplemented from time to time, this "Agreement") is entered into as of the ___ day of ____, 1998 by and between Sterling Bancorp, a New York corporation (the...Change in Control Severance Agreement • August 14th, 1998 • Sterling Bancorp • National commercial banks • New York
February 24, 2004 Sterling Bancorp Letterhead Mr. John C. Millman, President Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Millman: This will confirm the following amendment to your Amended and Restated Employment Agreement,...Sterling Bancorp • March 12th, 2004 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company which was last amended by letter agreement dated February 26, 2003:
FORM OF LETTER AGREEMENTLetter Agreement • December 30th, 2008 • Sterling Bancorp • National commercial banks
Sterling Bancorp (the “Company”) has entered into a Securities Purchase Agreement, dated December 23, 2008 (the “Securities Purchase Agreement”), with the United States Department of Treasury (“Treasury”) as part of the Company’s participation in the Treasury’s TARP Capital Purchase Program (the “CPP”).
LETTERHEAD] February 24, 2000 Mr. John C. Millman President Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Millman: This will confirm the following amendment to your employment agreement, dated February 19, 1993 (as amended,...Sterling Bancorp • March 29th, 2000 • National commercial banks
LETTERHEAD OF STERLING BANCORP] February 28, 1997 Mr. Louis J. Cappelli Chairman Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Cappelli: This will confirm the following amendment to your employment agreement, dated February 19,...Sterling Bancorp • March 28th, 1997 • National commercial banks
7,500,000 Shares STERLING BANCORP Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • March 19th, 2010 • Sterling Bancorp • National commercial banks • New York
Sterling Bancorp, a New York corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representative (the “Representative”) an aggregate of 7,500,000 shares (the “Firm Shares”) of the Common Shares, par value $1.00 per share, of the Company (“Common Shares”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional 1,125,000 Common Shares (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.
S T E R L I N G B A N C O R PSterling Bancorp • March 9th, 2012 • National commercial banks
STERLING BANCORPSterling Bancorp • February 25th, 2011 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 25, 2002, with our Company, which was last amended by letter agreement dated March 13, 2009:
February 26, 2003 Mr. John C. Millman, President Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Millman: This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with...Sterling Bancorp • March 28th, 2003 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company:
AMENDMENT TO EMPLOYMENT AGREEMENT WITH LOUIS J. CAPPELLIEmployment Agreement • March 24th, 2005 • Sterling Bancorp • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company which was last amended by letter agreement dated February 24, 2004:
1 Exhibit 10(x)(a) [STERLING BANCORP LETTERHEAD] February 26, 2001 Mr. Louis J. Cappelli, Chairman Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Cappelli: This will confirm the following amendments to your employment agreement,...Sterling Bancorp • March 30th, 2001 • National commercial banks
STERLING BANCORP LETTERHEADSterling Bancorp • March 16th, 2009 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 13, 2009:
STERLING BANCORP LETTERHEADSterling Bancorp • March 14th, 2008 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2007:
March 15, 2007Sterling Bancorp • March 16th, 2007 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2006:
May 22, 1998 Mr. John C. Millman President Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Millman: This will confirm the following amendments to your employment agreement, dated February 19, 1993 (as amended, February 14, 1995,...Sterling Bancorp • August 14th, 1998 • National commercial banks
March 9, 1999 Mr. Louis J. Cappelli, Chairman Sterling Bancorp 430 Park Avenue New York, New York 10022 Dear Mr. Cappelli: This will confirm the following amendments to your employment agreement, dated February 19, 1993 (as amended, February 14, 1995...Sterling Bancorp • March 29th, 1999 • National commercial banks
Mr. John C. Millman, President Sterling BancorpSterling Bancorp • May 3rd, 2013 • National commercial banks
FORM OF AMENDMENT TO CHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENTSeverance and Retention Agreement • January 5th, 2009 • Sterling Bancorp • National commercial banks
WHEREAS, the Company and Executive are parties to a Change in Control Severance and Retention Agreement dated (the “Agreement”);
March 15, 2007Sterling Bancorp • March 16th, 2007 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2006:
STERLING BANCORP LETTERHEADSterling Bancorp • March 14th, 2008 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 15, 2007:
MARCH 15, 2006 Mr. John C. Millman, President Sterling Bancorp 650 Fifth Avenue New York, New York 10019 Dear Mr. Millman: This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with...Sterling Bancorp • March 16th, 2006 • National commercial banks
This will confirm the following amendment to your Amended and Restated Employment Agreement, dated as of March 22, 2002, with our Company, which was last amended by letter agreement dated March 18, 2005:
