ROLLOVER OF DEBT: All trade creditors, excluding: the University of Washington and the National Research Council, the Biomedical Research Centre (BRC) at the University of B.C., and the Brooklyn Health Service Center at the State University of New...Interunion Financial Corp • June 20th, 1997 • Miscellaneous business credit institution
Company FiledJune 20th, 1997 Industry
EXHIBIT 10(iii) INVESTMENT MANAGEMENT AGREEMENT THIS AGREEMENT dated as of the 20th day of December 1995 BETWEEN: THE BANK OF NOVA SCOTIA, a Canadian chartered bank, having its executive offices in the City of Toronto, in the Province of Ontario (The...Investment Management Agreement • June 20th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
Contract Type FiledJune 20th, 1997 Company Industry
PREAMBLERegistration Rights Agreement • December 29th, 2005 • BMB Munai Inc • Crude petroleum & natural gas • Utah
Contract Type FiledDecember 29th, 2005 Company Industry Jurisdiction
ANDAgency Agreement • December 16th, 2003 • Interunion Financial Corp • Miscellaneous business credit institution • Delaware
Contract Type FiledDecember 16th, 2003 Company Industry Jurisdiction
TRUST DEED RELATING TO U.S.$60,000,000 5.0 PER CENT. CONVERTIBLE NOTES DUE 2012 ------------------------------------------------------------------------------- CONTENTSBMB Munai Inc • July 19th, 2007 • Crude petroleum & natural gas • New York
Company FiledJuly 19th, 2007 Industry Jurisdiction
CONTENTS Clause Page 1. Interpretation.......................................................1 2. Appointment of the Agents............................................3 3. The Notes............................................................4 4....BMB Munai Inc • July 19th, 2007 • Crude petroleum & natural gas
Company FiledJuly 19th, 2007 Industry
VOTING TRUST AGREEMENT DATE: April 14, 2006 PARTIES: Jamestown Financial, Inc. (Shareholders) EMRJD Creaciones de Puntarenas, S.A. Inversiones Tentadoras Para Habitar, S.A. Envases y Formas Naturales Para la Venta, S.A. Brockley Properties Limited...Voting Trust Agreement • April 17th, 2006 • BMB Munai Inc • Crude petroleum & natural gas • Utah
Contract Type FiledApril 17th, 2006 Company Industry Jurisdiction
LETTER OF UNDERSTANDINGInterunion Financial Corp • April 15th, 1997 • Miscellaneous business credit institution
Company FiledApril 15th, 1997 Industry
OFPlan and Agreement of Merger • December 16th, 2003 • Interunion Financial Corp • Miscellaneous business credit institution • Delaware
Contract Type FiledDecember 16th, 2003 Company Industry Jurisdiction
Exhibit 10(iv) AGREEMENT made this 19th day of January, 1995. BETWEEN: HAVENSIGHT HOLDINGS LIMITED, a company incorporated under the laws of the British Virgin Islands (hereinafter called "Havensight")Agreement • June 20th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
Contract Type FiledJune 20th, 1997 Company Industry
CONTENTS Clause Page 1. Interpretation.......................................................2 2. Issue Of The Notes...................................................4 3. Representations And Warranties By The Issuer.........................5 4....Placement Agreement • July 19th, 2007 • BMB Munai Inc • Crude petroleum & natural gas
Contract Type FiledJuly 19th, 2007 Company Industry
Exhibit 10(iv) AGREEMENT made this 19th day of January, 1995. BETWEEN: HAVENSIGHT HOLDINGS LIMITED, a company incorporated under the laws of the British Virgin Islands (hereinafter called "Havensight")Agreement • March 31st, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
Contract Type FiledMarch 31st, 1997 Company Industry
1 EXHIBIT 10(iii) INVESTMENT MANAGEMENT AGREEMENT THIS AGREEMENT dated as of the 20th day of December 1995 BETWEEN: THE BANK OF NOVA SCOTIA, a Canadian chartered bank, having its executive offices in the City of Toronto, in the Province of Ontario...Investment Management Agreement • March 31st, 1997 • Interunion Financial Corp • Miscellaneous business credit institution
Contract Type FiledMarch 31st, 1997 Company Industry
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 19th, 2007 • BMB Munai Inc • Crude petroleum & natural gas • New York
Contract Type FiledJuly 19th, 2007 Company Industry JurisdictionTHIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of July 13, 2007, by and among BMB MUNAI, INC., a Nevada corporation (the “Company”), and BAYERISCHE HYPO-UND VEREINSBANK AG, as sole bookrunner (the “Bookrunner”), pursuant to that certain Placement Agreement, dated July 4, 2007 (the “Placement Agreement”), between the Company and the Bookrunner, which provides for, among other things, the issuance by the Company of U.S.$60,000,000 aggregate principal amount of the Company’s 5.0 per cent. Convertible Notes due 2012 (the “Initial Securities”). The Initial Securities are issued under a trust deed, dated July 13, 2007 (as amended or supplemented from time to time, the “Trust Deed”), between the Company and BNY Corporate Trustee Services Limited, as trustee. Pursuant to the Trust Deed, the Company is required to, among other things, commence an offer (the “Initial Offer”) to the holders of the Initial Securities to exchange any and all of the Initial Securit
Restricted Stock Award AgreementRestricted Stock Award Agreement • August 4th, 2023 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Nevada
Contract Type FiledAugust 4th, 2023 Company Industry JurisdictionThis Restricted Stock Award Agreement (this “Agreement”) is made and entered into as of May 18, 2021, (the “Grant Date”) by and between Freedom Holding Corp., a Nevada corporation (the “Company”) and Renat Tukanov (the “Grantee”).
Exhibit 10.1 SHARE PURCHASE AND SALE AGREEMENT This Agreement is made as of the 24 day of May, 2004 in Almaty, Kazakhstan between Tolmakov Toleush Kalmukanovitch, a citizen of the Republic of Kazakhstan, (hereinafter referred to as "Seller"), and BMB...Share Purchase and Sale Agreement • May 25th, 2004 • BMB Munai Inc • Crude petroleum & natural gas
Contract Type FiledMay 25th, 2004 Company Industry
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Agreement • August 4th, 2023 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
Contract Type FiledAugust 4th, 2023 Company IndustryEMPLOYER: Freedom Finance Global PLC, a private company duly registered in the Registry of Companies of the Astana Financial Services Authority and licensed under the commercial number AFSA-A-LA-2020- 0019 and Business Identification Number 200240900095 (hereinafter referred to as the Company) having its registered office at: 010017, the Republic of Kazakhstan, Nur-Sultan city, Mangilik Ave., building 55/17 represented by Chairman of the Board, Mr. Sergey Lukyanov, acting on the basis of Charter of the Company and the Resolution of Shareholder Freedom Holding Corp. as of July 24, 2020, and
Long Term Equity Incentive Compensation AgreementLong Term Equity Incentive Compensation Agreement • May 21st, 2021 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Nevada
Contract Type FiledMay 21st, 2021 Company Industry JurisdictionThis Long Term Equity Incentive Compensation Agreement (this “Agreement”) is made and entered into as of May 18, 2021 (the “Grant Date”) by and between Freedom Holding Corp., a Nevada corporation (the “Company”) and Evgeniy Ler (the “Grantee”).
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Agreement • August 4th, 2023 • Freedom Holding Corp. • Security brokers, dealers & flotation companies • Astana
Contract Type FiledAugust 4th, 2023 Company Industry Jurisdiction
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Employment Agreement • August 4th, 2023 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
Contract Type FiledAugust 4th, 2023 Company IndustryEMPLOYER: Freedom Finance Joint Stock Company, located at: 77/7, al-Farabi ave., "Nurly Tau" BC 4B, Floor 17, office 04, (Certificate of state re-registration issued on September 09, 2013), represented by the Chairman of the Management Board Minikeyev Roman Damirovich , acting based on the Charter, and
RECITALSItm Software Development Agreement • April 15th, 1997 • Interunion Financial Corp • Miscellaneous business credit institution • Ontario
Contract Type FiledApril 15th, 1997 Company Industry Jurisdiction
NONQUALIFIED STOCK OPTION AGREEMENT PURSUANT TO THE FREEDOM HOLDING CORP. 2018 EQUITY INCENTIVE PLANNonqualified Stock Option Agreement • October 11th, 2017 • Freedom Holding Corp. • Crude petroleum & natural gas • Utah
Contract Type FiledOctober 11th, 2017 Company Industry JurisdictionWHEREAS, the Company has adopted the Freedom Holding Corp. 2018 Equity Incentive Plan (the “Plan”) in order to provide additional incentive to certain employees, consultants, directors and officers of the Company and its Subsidiaries; and
BMB MUNAI, INC. RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • January 6th, 2010 • BMB Munai Inc • Crude petroleum & natural gas
Contract Type FiledJanuary 6th, 2010 Company IndustryThis Agreement, dated as of January 1, 2010 (“Grant Date”) by and between BMB Munai, Inc. a Nevada Corporation (the “Employer”), and _____________ (the “Grantee”), is entered into as follows:
SUPPLEMENTAL INDENTURE NO. 2Supplemental Indenture • September 13th, 2010 • BMB Munai Inc • Crude petroleum & natural gas • New York
Contract Type FiledSeptember 13th, 2010 Company Industry JurisdictionTHIS SUPPLEMENTAL INDENTURE NO. 2 (“Supplemental Indenture No. 2”), dated as of September 10, 2010, is entered into between BMB MUNAI, INC., a corporation duly organized and existing under the laws of the State of Nevada (the “Issuer”) and THE BANK OF NEW YORK MELLON, a banking corporation organized under the laws of the State of New York, as trustee (the “Trustee”).
FREEDOM HOLDING CORP. RESTRICTED STOCK GRANT AGREEMENTRestricted Stock Grant Agreement • October 11th, 2017 • Freedom Holding Corp. • Crude petroleum & natural gas • Utah
Contract Type FiledOctober 11th, 2017 Company Industry JurisdictionTHIS AGREEMENT is made as of ________ , 20__ (the “Date of Grant”), between Freedom Holding Corp., a Nevada corporation (the “Company”), and ____________________ (the “Grantee”).
BMB MUNAI, INC., as Issuer and THE BANK OF NEW YORK MELLON, as Trustee AMENDED AND RESTATED INDENTURE Dated as of March 4, 2011Indenture • March 14th, 2011 • BMB Munai Inc • Crude petroleum & natural gas • New York
Contract Type FiledMarch 14th, 2011 Company Industry Jurisdictionamends and restates the Indenture dated as of September 19, 2007 between the Issuer and the Trustee, as amended by Supplemental Indenture No. 1 dated as of June 1, 2010, Supplemental Indenture No. 2 dated as of September 10, 2010, Supplemental Indenture No. 3 dated as of December 22, 2010, Supplemental Indenture No. 4 dated as of January 26, 2011 and Supplemental Indenture No. 5 dated as of February 23, 2011 (the “Original Indenture”).
EMPLOYMENT AGREEMENTEmployment Agreement • April 12th, 2007 • BMB Munai Inc • Crude petroleum & natural gas • Utah
Contract Type FiledApril 12th, 2007 Company Industry JurisdictionThis Employment Agreement (this “Agreement”) is made as of April __, 2007 by BMB Munai, Inc., a Nevada corporation (the “Employer”), and __________________________, an individual resident in ____________________________ (the “Executive”).
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon...Freedom Holding Corp. • July 14th, 2020 • Security brokers, dealers & flotation companies
Company FiledJuly 14th, 2020 IndustryEMPLOYER: Freedom Finance Joint Stock Company, located at: 77/7, al-Farabi ave., "Esentai Tower" BC, Floor 3 Almaty, (Certificate of state re-registration issued on September 09, 2013), represented by the Chairman of the Management Board, Mr. Minikeyev Roman Damirovich, acting based on the Charter, and
VOTING AGREEMENTVoting Agreement • February 18th, 2011 • BMB Munai Inc • Crude petroleum & natural gas • Nevada
Contract Type FiledFebruary 18th, 2011 Company Industry JurisdictionThis VOTING AGREEMENT (this “Agreement”), dated as of February 14, 2011, is by and between Palaeontol B.V., a company organized under the laws of the Netherlands (“Purchaser”), and the undersigned stockholder (“Stockholder”) of BMB Munai, Inc., a Nevada corporation (“Seller”). Capitalized terms used and not otherwise defined herein have the respective meanings set forth in the Participation Interest Purchase Agreement, dated as of February 14, 2011 (as may be amended, modified or supplemented from time to time, the “Purchase Agreement”), by and among Purchaser, Seller and MIE Holdings Corporation, an exempted company with limited liability incorporated under the laws of the Cayman Islands.
SUPPLEMENTAL INDENTURE NO. 6Supplemental Indenture • March 14th, 2011 • BMB Munai Inc • Crude petroleum & natural gas • New York
Contract Type FiledMarch 14th, 2011 Company Industry Jurisdiction
AMENDMENT # 3 TO THE CONTRACT # 482 as of 06.09.2000 For exploration of hydrocarbon resources in the area "Aksaz-Dolinnaya-Emir" in Tubkaragan district of Mangistau oblastBMB Munai Inc • February 14th, 2005 • Crude petroleum & natural gas
Company FiledFebruary 14th, 2005 Industry
STANDARD FORM LEASE AGREEMENTLease Agreement • November 23rd, 2015 • BMB Munai Inc • Crude petroleum & natural gas • Utah
Contract Type FiledNovember 23rd, 2015 Company Industry JurisdictionTHIS LEASE AGREEMENT (the "Lease") is made and entered into as of this 9th day of December, 2014 by and between ZAHA, LLC (the "Landlord"), and FFIN Securities, Inc. (the "Tenant").
Supplementary AgreementFreedom Holding Corp. • July 14th, 2020 • Security brokers, dealers & flotation companies
Company FiledJuly 14th, 2020 IndustryEMPLOYER: Joint Stock Company Freedom Finance, (Certificate of state re-registration issued on September 09, 2013), located at: 77/7, al-Farabi ave., "Esentai Tower" BC, Floor 3, Almaty, represented by the Chairman of the Management Board, Mr. Minikeyev Roman Damirovich, acting based on the Charter, and
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language document. The Company hereby agrees to supplementally furnish to the...Sale and Purchase Agreement • August 3rd, 2020 • Freedom Holding Corp. • Security brokers, dealers & flotation companies
Contract Type FiledAugust 3rd, 2020 Company IndustryThis preferred shares sale and purchase agreement (as defined below) (hereinafter referred to as the “Agreement”) is made on __________, 2020 by and between Mr. Bulat Zhamitovich Utemuratov, citizen and resident of the Republic of Kazakhstan, IIN 571113350279, residing at 16, 2501, Dostyk Str. , Nur-Sultan, the Republic of Kazakhstan, (hereinafter referred to as the "Seller") and the FREEDOM FINANCE Joint-Stock Company, registered in accordance with the legislation of the Republic of Kazakhstan, located at "Esentai Tower" BC, Floor 7, 77/7 Al Farabi Ave., Almaty, 050040 the Republic of Kazakhstan, duly represented by the Chairman of the Management Board, Mr. Sergey Lukyanov, acting based on the Charter (hereinafter referred to as the “Buyer”), collectively referred to as the Parties and individually as the Party.
REVISED CONSULTING AGREEMENTRevised Consulting Agreement • September 16th, 2008 • BMB Munai Inc • Crude petroleum & natural gas • Nevada
Contract Type FiledSeptember 16th, 2008 Company Industry JurisdictionTHIS REVISED CONSULTING AGREEMENT (“Revised Agreement”) is entered into as of the 16th day of September 2008, by and between BMB Munai, Inc., a company organized under the laws of Nevada (“Company”), and Caspian Energy Consulting Ltd, an international business company organized under the laws of British Virgin Islands, (“Consultant”). The Company and the Consultant are sometimes hereinafter referred to individually as a “Party” and collectively as the “Parties.”