RECITALSRegistration Rights Agreement • October 24th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
EXHIBIT 10.11 INTERNATIONAL ASSETS NEW YORK, LLC LIMITED LIABILITY COMPANY AGREEMENT TABLE OF CONTENTS ARTICLE 1 DEFINITIONS.......................................................1 ARTICLE 2 FORMATION OF...Limited Liability Company Agreement • December 24th, 1998 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.12.b Employment Agreement THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 1st day of October, 2002 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (the...Employment Agreement • December 30th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
Exhibit 10.19 Consulting Agreement THIS AGREEMENT made as of September 1, 2002 between Veitia and Associates, Inc., of 220 Central Parkway, Suite 2060, Altamonte Springs, Florida 32701 (the "Consultant") and International Assets Holding Corporation,...Consulting Agreement • December 30th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
SEVENTH AMENDMENT TO CREDIT AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT Dated as of June 30, 2023 among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), as the Borrower, THE GUARANTORS PARTY HERETO,Credit Agreement • August 2nd, 2023 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • New York
THIS SEVENTH AMENDMENT TO CREDIT AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT (this “Amendment”), dated as of June 30, 2023 (the “Seventh Amendment Effective Date”), is entered into among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), a Delaware corporation (the “Borrower”), the Guarantors party hereto, the Lenders party hereto, and BANK OF AMERICA, N.A., as the Administrative Agent (in such capacity, the “Administrative Agent”), the Swing Line Lender and the L/C Issuer. Capitalized terms used herein and not otherwise defined shall have the meanings ascribed thereto in the Credit Agreement (as defined below).
Exhibit 2 AMENDMENT NO. 1 TO THE PURCHASE AGREEMENT THIS AMENDMENT NO. 1 to that certain Purchase Agreement dated as of August 24, 2001 by and between the parties hereto (the "Purchase Agreement") is made as of October 1, 2001 (this "Amendment") by...Purchase Agreement • December 27th, 2001 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.10 JOINT VENTURE AGREEMENTJoint Venture Agreement • December 24th, 1998 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
Exhibit 10.18.a EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 1st day of October, 2002 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (the...Employment Agreement • December 30th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 15th, 2006 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of September 14, 2006, by and among International Assets Holding Corporation, a Delaware corporation (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
Exhibit 10.18 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 1/st/ day of January, 2002 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (the...Employment Agreement • August 13th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Delaware
EXHIBIT VI REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") dated as of the 22 day of October, 2002, is entered into by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (the "Company"),...Registration Rights Agreement • October 24th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
CREDIT AGREEMENT Dated as of October 1, 2010 among INTERNATIONAL ASSETS HOLDING CORPORATION and INTL Global Currencies Limited, as Borrowers, THE SUBSIDIARIES OF THE INTERNATIONAL ASSETS HOLDING CORPORATION IDENTIFIED HEREIN, as the Guarantors, BANK...Credit Agreement • November 4th, 2010 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
RECITALSShare Subscription Agreement • January 10th, 2003 • International Assets Holding Corp • Security brokers, dealers & flotation companies
R E C I T A L SRegistration Rights Agreement • December 10th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 15th, 2006 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
If the selling stockholders effect such transactions by selling shares of Common Stock to or through underwriters, broker-dealers or agents, such underwriters, broker-dealers or agents may receive commissions in the form of discounts, concessions or commissions from the selling stockholders or commissions from purchasers of the shares of Common Stock for whom they may act as agent or to whom they may sell as principal (which discounts, concessions or commissions as to particular underwriters, broker-dealers or agents may be in excess of those customary in the types of transactions involved). In connection with sales of the shares of Common Stock or otherwise, the selling stockholders may enter into hedging transactions with broker-dealers, which may in turn engage in short sales of the shares of Common Stock in the course of hedging in positions they assume. The selling stockholders may also sell shares of Common Stock short and deliver shares of Common Stock covered by this prospectus
AGREEMENT AND PLAN OF MERGER dated as of February 26, 2020 among GAIN CAPITAL HOLDINGS, INC., INTL FCSTONE INC. and GOLF MERGER SUB I INC.Agreement and Plan of Merger • February 27th, 2020 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
AGREEMENT AND PLAN OF MERGER (this “Agreement”) dated as of February 26, 2020 among GAIN Capital Holdings, Inc., a Delaware corporation (the “Company”), INTL FCStone Inc., a Delaware corporation (“Parent”), and Golf Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”).
UNDERWRITING AGREEMENT INTL FCStone Inc. Underwriting AgreementUnderwriting Agreement • July 17th, 2013 • Intl Fcstone Inc. • Security brokers, dealers & flotation companies • New York
INTL FCStone Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), $40,000,000 principal amount of its 8.5% Senior Notes due 2020 (the “Firm Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to $6,000,000 aggregate principal amount of 8.5% Senior Notes due 2020 (the “Option Securities” and, together with the Firm Securities, being hereinafter called the “Securities”).The Securities will be issued pursuant to an indenture to be dated as of July 22, 2013 between the Company and The Bank of New York Mellon Trust Company, as trustee (the “Trustee”), as amended and supplemented by that certain Supplemental Indenture to be dated as of July 22, 2013 (such indenture, as so amended and supplemented, the “Indenture”).
FORM OF VOTING AND SUPPORT AGREEMENTForm of Voting and Support Agreement • March 9th, 2020 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
VOTING AND SUPPORT AGREEMENT (this “Agreement”), dated as of February 26, 2020, by and between INTL FCStone Inc., a Delaware corporation (“Parent”), and the entity whose name appears in the signature block to this Agreement (the “Stockholder”).
CREDIT AGREEMENT Dated as of November 15, 2013 among INTL FCSTONE LTD., as the Borrower, and INTL GLOBAL CURRENCIES LTD AND ANY OTHER SUBSIDIARIES OF THE BORROWER THAT BECOME PARTY HERETO, as the Guarantors, BANK OF AMERICA, N.A., as Administrative...Credit Agreement • November 21st, 2013 • Intl Fcstone Inc. • Security brokers, dealers & flotation companies • New York
THE TRANSFER OF THIS AGREEMENT IS SUBJECT TO CERTAIN RESTRICTIONS CONTAINED HEREIN AND TO RESALE RESTRICTIONS UNDER THE SECURITIES ACT OF 1933, AS AMENDED STOCK OPTION AGREEMENTStock Option Agreement • July 2nd, 2009 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Delaware
THIS STOCK OPTION AGREEMENT , dated as of July 1, 2009 (this “Agreement”), is made by and between FCSTONE GROUP, INC., a Delaware corporation (“Issuer”), and INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (“Grantee”).
EXHIBIT 3 ASSIGNMENT AND ASSUMPTION AGREEMENT THIS ASSIGNMENT AND ASSUMPTION AGREEMENT is made as of the 6th day of December, 2002 by and among International Assets Holding Corporation, a Delaware corporation (the "Company"), John Radziwill...Assignment and Assumption Agreement • January 10th, 2003 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
Amended and Restated Credit AgreementCredit Agreement • December 14th, 2016 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • Illinois
This Second Amendment to Amended and Restated Credit Agreement (herein, the “Amendment”), dated as of November 14, 2016 among FCStone Merchant Services, LLC, a Delaware limited liability company (the “Borrower”), INTL FCStone Inc., a Delaware corporation (the “Guarantor”), the financial institutions party hereto, as Lenders, and Bank of Montreal, a Canadian chartered bank acting through its Chicago branch, as Administrative Agent for the Lenders (the “Administrative Agent”).
EXHIBIT 1 SHARE SUBSCRIPTION AGREEMENT THIS SHARE SUBSCRIPTION AGREEMENT ("Agreement") is made and entered into as of the 22 day of October, 2002 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation...Share Subscription Agreement • January 10th, 2003 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
EXHIBIT 10.14.a William C. Dennis, Jr. 9501 West Highway 326 Ocala, FL 34482 May 1, 2001 The Board of Directors at International Asset Holding Corporation 250 Park Avenue South, Suite 200 Winter Park, FL 32789 Re: Bonus Pursuant to Employment...International Assets Holding Corp • August 6th, 2001 • Security brokers, dealers & flotation companies
EMPLOYMENT AGREEMENTEmployment Agreement • November 24th, 2004 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Delaware
THIS EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of the 1st of December, 2004 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation (the "Company"), and Brian T. Sephton (the "Executive").
FIFTH AMENDMENT TO CREDIT AGREEMENTCredit Agreement • November 29th, 2021 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • New York
THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Agreement”), dated as of June 18, 2021, is entered into among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), a Delaware corporation (the “Borrower”), the Guarantors party hereto, the Lenders party hereto, and BANK OF AMERICA, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”), Swing Line Lender and L/C Issuer. Capitalized terms used herein and not otherwise defined shall have the meanings ascribed thereto in the Credit Agreement (as defined below).
DIRECTOR INDEMNIFICATION AGREEMENTDirector Indemnification Agreement • December 14th, 2020 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
This Agreement made and entered into [___], 2009 (“Agreement”), by and between GAIN Capital Holdings, Inc., a Delaware corporation (the “Company”) and [___] (the “Indemnitee”).
LENDER JOINDER AGREEMENTLender Joinder Agreement • December 12th, 2019 • Intl Fcstone Inc. • Security & commodity brokers, dealers, exchanges & services • New York
THIS LENDER JOINDER AGREEMENT (this “Agreement”), dated as of October 3, 2019, to the Credit Agreement referenced below is by and among Bank of Hope (the “New Lender”), INTL FCStone Inc., a Delaware corporation (the “Borrower”), the Guarantors, and BANK OF AMERICA, N.A., as Administrative Agent.
EXHIBIT III SHARE SUBSCRIPTION AGREEMENT THIS SHARE SUBSCRIPTION AGREEMENT ("Agreement") is made and entered into as of the 22 day of October, 2002 (the "Effective Date"), by and between INTERNATIONAL ASSETS HOLDING CORPORATION, a Delaware corporation...Share Subscription Agreement • October 24th, 2002 • International Assets Holding Corp • Security brokers, dealers & flotation companies • Florida
Credit AgreementCredit Agreement • August 15th, 2012 • Intl Fcstone Inc. • Security brokers, dealers & flotation companies • Illinois
Third Amended and Restated Credit Agreement Dated as of July 28, 2022, among StoneX Commodity Solutions LLC, The Guarantors from time to time parties hereto, The Lenders from time to time parties hereto, and COÖPERATIEVE RABOBANK U.A., NEW YORK...Credit Agreement • August 3rd, 2022 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • New York
EXHIBIT A Notice of Borrowing EXHIBIT B Notice of Continuation/Conversion EXHIBIT C Revolving Note EXHIBIT D Compliance Certificate EXHIBIT E Additional Guarantor Supplement EXHIBIT F Assignment and Acceptance EXHIBIT G Borrowing Base Certificate EXHIBIT H Increase Request SCHEDULE 1 Commitments SCHEDULE 5.1 Qualified Commodities SCHEDULE 6.2 Borrower Subsidiaries SCHEDULE 6.5 Financial Information
8.5% Senior Notes due 2020Indenture • July 23rd, 2013 • Intl Fcstone Inc. • Security brokers, dealers & flotation companies
SUPPLEMENT NO. 1, dated as of July 22, 2013, to the Indenture, dated as of July 22, 2013, between INTL FCSTONE INC., a Delaware corporation (hereinafter called the “Company”), and THE BANK OF NEW YORK MELLON, as trustee (the “Trustee”).
AGREEMENT No AGREEMENT No MT4/GCG-07StoneX Group Inc. • December 14th, 2020 • Security & commodity brokers, dealers, exchanges & services
This agreement (hereinafter referred to as “the Agreement”) is made by and between Gain Capital Group, LLC with its principal office located at 550 Hills Drive, Bedminster, N.J. 07921 United States duly represented by its Corporate Operating Officer Chris Calhoun (hereinafter referred to as “the Licensee”) and MetaQuotes Software Corp., #28 Parliament Street, P.O. Box CB-12345, Nassau, Bahamas, duly represented by its General Director Renat Fatkhullin (hereinafter referred to as “the Licensor”). The Licensor and the Licensee may herein-below be jointly referred to as lithe Parties’” and each one in particular, as “a Party”.
Seventh Amendment To Credit AgreementCredit Agreement • April 27th, 2015 • Intl Fcstone Inc. • Commodity contracts brokers & dealers • Illinois
This Seventh Amendment to Credit Agreement (herein, the “Amendment”) is entered into as of April 21, 2015, by and among FCStone Merchant Services, LLC, a Delaware limited liability company (the “Borrower”), INTL FCStone Inc., as Guarantor, the financial institutions party to this Amendment, as lenders (the “Lenders”), and Bank of Montreal, Chicago Branch, as administrative agent (the “Administrative Agent”).
STONEX GROUP INC.Option Award Agreement • November 29th, 2021 • StoneX Group Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
This OPTION AWARD AGREEMENT (the “Agreement”), dated as of ____________ (the “Date of Grant”), is delivered by StoneX Group Inc. (the “Company”) to _________________ (the “Grantee”).
