December 1, 2005Distribution Agreement • August 29th, 2006 • Legg Mason Partners Appreciation Fund, Inc • Maryland
SUBADVISORY AGREEMENTSubadvisory Agreement • September 8th, 2006 • Legg Mason Partners Appreciation Fund, Inc • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and CAM North America LLC, a Delaware limited liability company (the “Subadviser”).
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • September 8th, 2006 • Legg Mason Partners Appreciation Fund, Inc • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Appreciation Fund, Inc. (the “Fund”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
WITNESSETH:Master Custodian Agreement • April 26th, 2002 • Smith Barney Appreciation Fund Inc
MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of December, 2005, by and between Smith Barney Appreciation Fund Inc., a Maryland Corporation (the "Corporation") and Smith Barney Fund Management LLC, a Delaware...Management Agreement • August 29th, 2006 • Legg Mason Partners Appreciation Fund, Inc
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • April 28th, 2006 • Legg Mason Partners Appreciation Fund, Inc
THIS AGREEMENT is made as of January 1, 2006 by and among each management investment company registered under the 1940 Act (as defined below) identified on Exhibit A hereto (each a “Fund” and collectively the “Funds”) on behalf of each of its series or portfolios identified on Exhibit A (each a “Portfolio” and collectively the “Portfolios”) (together with each other Fund and Portfolio thereof made subject to this Agreement in accordance with Section 13(c) below, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • April 28th, 2006 • Legg Mason Partners Appreciation Fund, Inc • Maryland
This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Appreciation Fund Inc. (“Investment Company”), a Maryland corporation and Legg Mason Investor Services, LLC (“Distributor”).
DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Appreciation Fund Inc. ("Investment Company"), a Maryland corporation and Legg Mason Investor Services, LLC ("Distributor"). WHEREAS,...Distribution Agreement • August 29th, 2006 • Legg Mason Partners Appreciation Fund, Inc • Maryland
SMITH BARNEY APPRECIATION FUND INC. DISTRIBUTION AGREEMENT October 8, 1998 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company...Distribution Agreement • February 25th, 1999 • Smith Barney Appreciation Fund Inc • New York
AMENDMENT TO DISTRIBUTION AGREEMENT December 1, 2005Distribution Agreement • April 28th, 2006 • Legg Mason Partners Appreciation Fund, Inc • Maryland
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Appreciation Fund Inc. (the “Investment Company”),with respect to one or more separate series listed on Exhibit A (each a “Fund”) and Citigroup Global Markets Inc. This letter agreement (the “Amendment”) amends or supplements certain terms of the Agreement as set forth below. Except as expressly amended hereby, the provisions of the Agreement are and shall remain in full force and effect. Capitalized terms not defined in this Amendment shall have the meanings given to them in the Agreement.
LICENSE AGREEMENTLicense Agreement • April 28th, 2006 • Legg Mason Partners Appreciation Fund, Inc
THIS LICENSE AGREEMENT (this “Agreement”), dated as of December 1, 2005 (the “Effective Date”), by and among Citigroup Inc., a corporation incorporated in the State of Delaware (“Citigroup”), and each investment company signing this Agreement (on behalf of itself and each series thereof, as applicable) (each investment company and series separately, a “Licensee”).
SUB-TRANSFER AGENCY AGREEMENT AGREEMENT made as of the 1st day of October, 1999 by and between Smith Barney Trust Company (the "Transfer Agent") and PFS Shareholder Services (the "Sub-Transfer Agent"). WITNESSETH: WHEREAS, Transfer Agent serves as...Sub-Transfer Agency Agreement • April 20th, 2001 • Smith Barney Appreciation Fund Inc • New York
LICENSE AGREEMENTLicense Agreement • April 28th, 2006 • Legg Mason Partners Appreciation Fund, Inc • New York
This license agreement (the “Agreement”) is made this day of , 2006, by and between Legg Mason Properties, Inc., a North Carolina corporation (“Licensor”), and the Trusts/Corporations listed on Exhibit A hereto (each, a “Licensee”).
NAME OF FUND] FORM OF DISTRIBUTION AGREEMENT PFS Distributors, Inc. 3100 Breckinridge Blvd., Bldg. 200 Duluth Georgia 30199-0062 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment...Distribution Agreement • April 20th, 2001 • Smith Barney Appreciation Fund Inc • New York
AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSI December 1, 2005Distribution Agreement and Assumption • April 28th, 2006 • Legg Mason Partners Appreciation Fund, Inc • Maryland
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Appreciation Fund Inc. (the “Investment Company”), with respect to one or more separate series listed on Exhibit A (each a “Fund”) and PFS Distributors, Inc. (“PFSD”). This letter agreement (the “Amendment”) incorporates all of the conditions, responsibilities, representations and other terms of the Agreement, except as amended or modified in this Amendment.
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Smith Barney Appreciation Fund Inc • April 20th, 2001
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 28th, 2006 • Legg Mason Partners Appreciation Fund, Inc • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
