EXHIBIT 10.32 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the "Agreement") is entered into as of November 29, 2007, by and among AETHLON MEDICAL, INC., a Nevada corporation (the "Company"), and the parties who are signatories to...Registration Rights Agreement • February 11th, 2008 • Aethlon Medical Inc • Laboratory analytical instruments • California
EXHIBIT 10.9 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD,...Aethlon Medical Inc • December 19th, 2000 • Laboratory analytical instruments • New York
COMMON STOCK PURCHASE WARRANT AETHLON MEDICAL, INC.Aethlon Medical Inc • January 17th, 2020 • Laboratory analytical instruments
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Issue Date”) and on or prior to 5:00 p.m. (New York City time) on ______________[1] (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aethlon Medical, Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
OPTION AGREEMENT ----------------Option Agreement • February 23rd, 2006 • Aethlon Medical Inc • Laboratory analytical instruments • Massachusetts
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 17th, 2020 • Aethlon Medical Inc • Laboratory analytical instruments • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of January 17, 2020, between Aethlon Medical, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
ARTICLE I. DEFINITIONSSecurities Purchase Agreement • June 9th, 2004 • Aethlon Medical Inc • Laboratory analytical instruments • California
LEASELease • September 10th, 2004 • Aethlon Medical Inc • Laboratory analytical instruments
EXHIBIT 10.42 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD,...Aethlon Medical Inc • February 11th, 2008 • Laboratory analytical instruments • California
EXHIBIT 10.37 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the "Agreement") is entered into as of December 15, 2005, by and among AETHLON MEDICAL, INC., a Nevada corporation (the "Company"), and the parties who are signatories to...Registration Rights Agreement • January 9th, 2006 • Aethlon Medical Inc • Laboratory analytical instruments • California
ARTICLE I DUTIES AND TERMEmployment Agreement • September 10th, 2004 • Aethlon Medical Inc • Laboratory analytical instruments • California
WHEREAS:Common Stock Purchase Agreement • July 13th, 2007 • Aethlon Medical Inc • Laboratory analytical instruments • Nevada
PREFUNDED COMMON STOCK PURCHASE WARRANT AETHLON MEDICAL, INC.Aethlon Medical Inc • December 11th, 2019 • Laboratory analytical instruments • New York
THIS PREFUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Issue Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aethlon Medical, Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
EXHIBIT 4.1 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD,...Aethlon Medical Inc • August 17th, 2007 • Laboratory analytical instruments • California
ARTICLE I DUTIES AND TERMEmployment Agreement • July 15th, 1999 • Bishop Equities Inc • Blank checks • New York
PLACEMENT AGENT’S COMMON STOCK PURCHASE WARRANT aethlon medical, inc.Aethlon Medical Inc • September 22nd, 2017 • Laboratory analytical instruments • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after [_______][THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT] (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on ______________ [THE FIFTH YEAR ANNIVERSARY OF THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT] (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aethlon Medical, Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to the Engagement Agreement, dated July 28, 2017, between the Company and H.C. Wainwright &
RECITALS: ---------Consulting Agreement • September 10th, 2004 • Aethlon Medical Inc • Laboratory analytical instruments • New York
OFFICE LEASE ------------ THE AVENTINE 8910 UNIVERSITY CENTER LANE, SUITE 255 SAN DIEGO, CA 92122Office Lease • November 16th, 2009 • Aethlon Medical Inc • Laboratory analytical instruments
COMMON STOCK PURCHASE WARRANT AETHLON MEDICAL, Inc.Aethlon Medical Inc • November 10th, 2014 • Laboratory analytical instruments
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _________________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five-year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aethlon Medical, Inc., a Nevada corporation (the “Company”), up to shares (the “Warrant Shares”) of common stock, par value $.001 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Aethlon Medical, Inc., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [·], 20__ Debt SecuritiesIndenture • March 19th, 2020 • Aethlon Medical Inc • Laboratory analytical instruments • New York
Whereas, for its lawful corporate purposes, the Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of debt securities (hereinafter referred to as the “Securities”), in an unlimited aggregate principal amount to be issued from time to time in one or more series as in this Indenture provided, as registered Securities without coupons, to be authenticated by the certificate of the Trustee;
ARTICLE IAethlon Medical Inc • December 19th, 2000 • Laboratory analytical instruments • New York
ARTICLE IAethlon Medical Inc • August 14th, 2009 • Laboratory analytical instruments • California
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 11th, 2021 • Aethlon Medical Inc • Surgical & medical instruments & apparatus • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June 10, 2021, between Aethlon Medical, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
5% ORIGINAL ISSUE DISCOUNT UNSECURED CONVERTIBLE DEBENTURE DUE APRIL 20, 2012Aethlon Medical Inc • November 18th, 2011 • Laboratory analytical instruments • New York
THIS 5% ORIGINAL ISSUE DISCOUNT UNSECURED CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued 5% Original Issue Discount Unsecured Convertible Debentures of Aethlon Medical, Inc., a Nevada corporation, (the “Company”), having its principal place of business at 8910 University Center Lane, Suite 660, San Diego, California 92122, designated as its 5% Original Issue Discount Unsecured Convertible Debenture due April 20, 2012 (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
WHEREAS:Registration Rights Agreement • July 13th, 2007 • Aethlon Medical Inc • Laboratory analytical instruments • Nevada
Aethlon Medical, Inc. and _____________, As Warrant Agent Form of Common Stock Warrant Agreement Dated As Of __________Common Stock Warrant Agreement • March 19th, 2020 • Aethlon Medical Inc • Laboratory analytical instruments • New York
This Common Stock Warrant Agreement (this “Agreement”), dated as of [●], between Aethlon Medical, Inc., a Nevada corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “Warrant Agent”).
RECITALS:Subscription Agreement • February 17th, 2004 • Aethlon Medical Inc • Laboratory analytical instruments • Nevada
UNDERWRITER COMMON STOCK PURCHASE WARRANT AETHLON MEDICAL, INC.Aethlon Medical Inc • December 11th, 2019 • Laboratory analytical instruments • New York
THIS UNDERWRITER COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Issue Date”) and on or prior to 5:00 p.m. (New York City time) on ______, 2024 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aethlon Medical, Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to the Underwriting Agreement.
EXHIBIT 10.7 STANDARD INDUSTRIAL NET LEASEAethlon Medical Inc • November 16th, 2009 • Laboratory analytical instruments • California
PRE-FUNDED COMMON STOCK PURCHASE WARRANT aethlon medical, inc.Aethlon Medical Inc • September 15th, 2017 • Laboratory analytical instruments
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aethlon Medical, Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
WHEREAS:Registration Rights Agreement • February 11th, 2008 • Aethlon Medical Inc • Laboratory analytical instruments • Nevada
AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • March 22nd, 2021 • Aethlon Medical Inc • Surgical & medical instruments & apparatus • New York
Aethlon Medical, Inc., a corporation organized under the laws of Nevada (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
NON-STATUTORY STOCK OPTION AGREEMENT OF AETHLON, INC.Non-Statutory Stock Option Agreement • November 14th, 2000 • Aethlon Medical Inc • Laboratory analytical instruments
STRICTLY CONFIDENTIAL Aethlon Medical, Inc.Letter Agreement • July 31st, 2017 • Aethlon Medical Inc • Laboratory analytical instruments • New York
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 28th, 2014 • Aethlon Medical Inc • Laboratory analytical instruments • New York
REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of November 26, 2014, by and among Aethlon Medical, Inc., a Nevada corporation, with headquarters located at 9635 Granite Ridge Drive, Suite 100, San Diego, California 92123 (the "Company"), and the investors listed on the Schedule of Buyers attached hereto (each, a "Buyer" and collectively, the "Buyers").
EXHIBIT 4.5 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Securities Purchase Agreement • June 9th, 2004 • Aethlon Medical Inc • Laboratory analytical instruments
