FIRST AMENDMENT toCredit Agreement • March 30th, 2000 • Ambac Financial Group Inc • Surety insurance • New York
TERMS AGREEMENTTerms Agreement • April 9th, 1998 • Ambac Financial Group Inc • Surety insurance • New York
We understand that Ambac Financial Group, Inc., a Delaware corporation (the "Company"), proposes to issue and sell $200,000,000 aggregate principal amount of its Senior Debt Securities (such securities being hereinafter referred to as the "Underwritten Securities"). Subject to the terms and conditions set forth and incorporated by reference herein, the underwriters named below (the "Underwriters") offer to purchase, severally and not jointly, the principal amount of Underwritten Securities set forth opposite their names below at the purchase price set forth below.
Exhibit 1.01 AMBAC FINANCIAL GROUP, INC. (a Delaware corporation) UNDERWRITING AGREEMENT Dated: ____________, 1998Underwriting Agreement • February 6th, 1998 • Ambac Financial Group Inc • Surety insurance • New York
amongCredit Agreement • August 14th, 1998 • Ambac Financial Group Inc • Surety insurance
No. R-1 8,000,000 Debentures CUSIP No. 023139405Ambac Financial Group Inc • October 26th, 2001 • Surety insurance
EXHIBIT 10.01) SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT dated as of July 18, 1991, as initially amended and restated in full as of December 30, 1994 and subsequently further amended and restated...Employment Agreement • March 31st, 1998 • Ambac Financial Group Inc • Surety insurance • Delaware
Exhibit 10.24 U.S. $50,000,000 REVOLVING CREDIT AGREEMENT Dated as of July 1, 1999Revolving Credit Agreement • August 13th, 1999 • Ambac Financial Group Inc • Surety insurance
TO JPMORGAN CHASE BANK Trustee INDENTUREIndenture • April 25th, 2003 • Ambac Financial Group Inc • Surety insurance • New York
AMENDMENT AND RESTATEMENT TO AND OF AMENDED AND RESTATED CREDIT AGREEMENT by and among AMBAC ASSURANCE CORPORATION, as Borrower, VARIOUS BANKS,Credit Agreement • March 26th, 2002 • Ambac Financial Group Inc • Surety insurance • New York
EXHIBIT 10.20 April 10, 1997 Mr. W. Dayle Nattress 5 Harvest Lane Weston, CT 06883 Dear Mr. Nattress: This Agreement and General Release sets forth our agreement regarding your employment relationship with AMBAC Indemnity Corporation and AMBAC Inc....Ambac Inc /De/ • August 14th, 1997 • Surety insurance • New York
Exhibit 1.1 AMBAC FINANCIAL GROUP, INC. (a Delaware corporation) UNDERWRITING AGREEMENT Dated: __________, 2003 TABLE OF CONTENTSAmbac Financial Group Inc • April 25th, 2003 • Surety insurance • New York
EXHIBIT 10.21 AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • March 30th, 1999 • Ambac Financial Group Inc • Surety insurance • New York
171,111,112 Shares AMBAC FINANCIAL GROUP, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 12th, 2008 • Ambac Financial Group Inc • Surety insurance • New York
PART II AMENDMENT TO THE EXISTING CREDIT AGREEMENTCredit Agreement • March 28th, 2001 • Ambac Financial Group Inc • Surety insurance • New York
Exhibit 2 AMENDMENT NO. 1 TO THE RIGHTS AGREEMENT Amendment No. 1 to the Rights Agreement, dated as of May 16, 2003 (the "Amendment"), by and between Ambac Financial Group, Inc. (formerly known as Ambac Inc.), a Delaware corporation (the "Company"),...The Rights Agreement • May 21st, 2003 • Ambac Financial Group Inc • Surety insurance
amongCredit Agreement • March 28th, 2001 • Ambac Financial Group Inc • Surety insurance • New York
betweenPut Option Agreement • March 26th, 2002 • Ambac Financial Group Inc • Surety insurance
EXHIBIT 10.06(b) FORM OF AMENDMENT NO. 1 TO MANAGEMENT RETENTION AGREEMENT AMENDMENT NO. 1, DATED AS OF JANUARY 29, 1997, TO THE MANAGEMENT RETENTION AGREEMENT, MADE AS OF DECEMBER 30, 1994 (THE "AGREEMENT"), BY AND BETWEEN AMBAC INC., A DELAWARE...Management Retention Agreement • March 31st, 1997 • Ambac Inc /De/ • Surety insurance
RECITALS --------Credit Agreement • August 11th, 2000 • Ambac Financial Group Inc • Surety insurance
RECITALS --------Credit Agreement • August 10th, 2001 • Ambac Financial Group Inc • Surety insurance
EXHIBIT 10.20) August 1, 1997 Ambac Assurance Corporation One State Street Plaza New York, NY 10004 Attention: Mr. Bill Mitchell Dear Sirs: Reference is made to the Lease between South Ferry Building Company, Landlord, and Ambac Assurance Corporation...Ambac Financial Group Inc • March 31st, 1998 • Surety insurance
Rabobank New York Branch 245 Park Avenue New York, NY 10167-0062 U.S.A. 212-916-7800 April 26, 1999 Ambac Assurance Corporation One State Street Plaza New York, New York 10004 Attn: Anne Gill Deutsche Bank AG, New York Branch, as Agent 31 West 52nd...Ambac Financial Group Inc • August 13th, 1999 • Surety insurance
Reference is hereby made to the Amended and Restated Credit Agreement dated as of December 2, 1998 (the "Credit Agreement"), among Ambac Assurance Corporation (the "Borrower"), the Banks party thereto from time to time and Deutsche Bank AG, New York Branch, as Agent (the "Agent"), and (b) the Increase Request dated April 23, 1999 delivered by the Borrower. Terms defined in the Credit Agreement are used herein as therein defined unless otherwise defined herein.
W I T N E S S E T H : - - - - - - - - - -Credit Agreement • March 31st, 1997 • Ambac Inc /De/ • Surety insurance • New York
EXHIBIT 10.18 December 21, 1999 as amended December 29, 1999 Joseph V. Salzano, Esq. 2 Charlton Street, #6A New York, NY 10014 Dear Mr. Salzano: This Agreement and General Release ("Agreement") sets forth our agreement regarding your employment...Ambac Financial Group Inc • March 30th, 2000 • Surety insurance • New York
EXHIBIT 10.28 AMENDMENT NO. 5 TO CREDIT AGREEMENT ----------------------------------- AMENDMENT NO. 5 TO CREDIT AGREEMENT (this "Amendment") dated as of December 2, 1997 among Ambac Assurance Corporation (formerly, AMBAC Indemnity Corporation) (the...Credit Agreement • March 31st, 1998 • Ambac Financial Group Inc • Surety insurance • New York
DANIEL MCGINNIS EMPLOYMENT AGREEMENTEmployment Agreement • November 7th, 2023 • Ambac Financial Group Inc • Surety insurance • New York
This EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of the 5th day of October 2023, by and among Ambac Financial Group, Inc., a Delaware corporation (“AFG” or the “Company”), Daniel McGinnis, an individual (the “Executive”) and solely for the limited purposes set forth in Section 24 of this Agreement, Ambac Assurance Corporation, a Wisconsin corporation (“AAC”).
EXHIBIT 10.25 SUPPLEMENTAL PENSION AGREEMENT AGREEMENT, dated as of this 30th day of April, 1997 (the "Effective Date"), by and between AMBAC Inc., a Delaware corporation (the "Company"), and DAVID L. BOYLE (the "Executive"). WHEREAS, the Company and...Supplemental Pension Agreement • August 14th, 1997 • Ambac Inc /De/ • Surety insurance • Delaware
AMBAC FINANCIAL GROUP, INC. and THE BANK OF NEW YORK, as Purchase Contract Agent PURCHASE CONTRACT AGREEMENT Dated as of March 12, 2008Purchase Contract Agreement • March 12th, 2008 • Ambac Financial Group Inc • Surety insurance • New York
PURCHASE CONTRACT AGREEMENT, dated as of March 12, 2008, between AMBAC FINANCIAL GROUP, INC., a Delaware corporation (the “Company”), and THE BANK OF NEW YORK, a New York banking corporation, acting as purchase contract agent for, and as attorney-in-fact of, the Holders of Units (as defined herein) from time to time (in such capacities, together with its successors and assigns in such capacities, the “Purchase Contract Agent”).
AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AGREEMENT FOR LONG-TERM INCENTIVE COMPENSATION AWARDRestricted Stock Unit Agreement • May 9th, 2023 • Ambac Financial Group Inc • Surety insurance • New York
Effective as of March 3, 2023 (the “Grant Date”), [[FIRSTNAME]] [[LASTNAME]] (the “Participant”) has been granted a Full Value Award under the Ambac Financial Group, Inc. 2020 Incentive Compensation Plan (the “Incentive Plan”) in the form of restricted stock units. In addition to the terms and conditions of the Incentive Plan, the Award shall be subject to the following terms and conditions (sometimes referred to as this “Agreement”).
FORM OFManagement Retention Agreement • March 31st, 1998 • Ambac Financial Group Inc • Surety insurance • New York
AMBAC FINANCIAL GROUP, INC. PERFORMANCE STOCK UNIT AGREEMENT FOR LONG-TERM INCENTIVE COMPENSATION AWARD (Employees without Employment Agreements)Performance Stock Unit Agreement • May 9th, 2023 • Ambac Financial Group Inc • Surety insurance • New York
Effective as of [Date], 2023 (the “Grant Date”), [Name] (the “Participant”) has been granted an Award under the Ambac Financial Group, Inc. 2020 Incentive Compensation Plan (the “Incentive Plan”). This Agreement evidences the Award, which shall consist of a Full Value Award in the form of performance stock units (“Performance Stock Units”). In addition to the terms and conditions of the Incentive Plan and the Award shall be subject to the following terms and conditions (sometimes referred to as this “Agreement”).
EXHIBIT 10.16 AMENDMENT NO. 3 TO CREDIT AGREEMENT ----------------------------------- AMENDMENT NO. 3 TO CREDIT AGREEMENT (this "Amendment") dated as of December 2, 1996 among AMBAC Indemnity Corporation (the "Borrower"), Deutsche Bank AG, New York...Credit Agreement • March 31st, 1997 • Ambac Inc /De/ • Surety insurance • New York
AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AGREEMENT FOR LONG-TERM INCENTIVE COMPENSATION AWARDRestricted Stock Unit Agreement • May 9th, 2023 • Ambac Financial Group Inc • Surety insurance • New York
Effective as of March 3, 2023 (the “Grant Date”), [[FIRSTNAME]] [[LASTNAME]] (the “Participant”) has been granted a Full Value Award under the Ambac Financial Group, Inc. 2020 Incentive Compensation Plan (the “Incentive Plan”) in the form of restricted stock units. In addition to the terms and conditions of the Incentive Plan, the Award shall be subject to the following terms and conditions (sometimes referred to as this “Agreement”).
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • March 31st, 1997 • Ambac Inc /De/ • Surety insurance
PUT OPTION AGREEMENT between AMBAC ASSURANCE CORPORATION and ANCHORAGE FINANCE MASTER TRUST, ON BEHALF OF ITS SERIES ANCHORAGE FINANCE SUB-TRUST IV Dated as of May 23, 2002Put Option Agreement • March 28th, 2003 • Ambac Financial Group Inc • Surety insurance
This Put Option Agreement, dated as of May 23, 2002 (the “Agreement”), is by and between Ambac Assurance Corporation, a Wisconsin corporation (“Ambac Assurance”) and Anchorage Finance Master Trust (the “Master Trust”), a Delaware business trust, on behalf of its series, Anchorage Finance Sub-Trust IV (the “Sub-Trust”).
