Credit Agreement Dated as of August 10, 2011 among Yuma Exploration and Production Company, inc., as Borrower, Amegy Bank National Association, as Administrative Agent, and The Lenders Party Hereto Sole Lead Arranger and Sole Bookrunner Amegy Bank...Credit Agreement • August 4th, 2014 • Pyramid Oil Co • Crude petroleum & natural gas • Texas
THIS CREDIT AGREEMENT dated as of August 10, 2011 is among YUMA EXPLORATION AND PRODUCTION COMPANY, INC., a corporation duly formed and existing under the laws of the State of Delaware (the "Borrower"); each of the Lenders from time to time party hereto; and AMEGY BANK NATIONAL ASSOCIATION (in its individual capacity, "Amegy Bank"), as administrative agent for the Lenders (in such capacity, together with its successors in such capacity, the "Administrative Agent").
YUMA ENERGY, INC. 477,273 Shares (Plus up an Option to Purchase up to 71,590 Shares to Cover Overallotments) UNDERWRITING AGREEMENTUnderwriting Agreement • October 22nd, 2014 • Yuma Energy, Inc. • Crude petroleum & natural gas • New York
Yuma Energy, Inc., a California corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the several Underwriters named in Schedule IV hereto (the “Underwriters”), for whom MLV & Co. LLC is acting as representative (the “Representative”), an aggregate of 477,273 shares (the “Firm Shares”) of the Company’s 9.25% Series A Cumulative Redeemable Preferred Stock, no par value per share (the “Preferred Stock”). The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 2 hereof, up to an additional 71,590 shares of Preferred Stock (the “Option Shares”) as may be necessary to cover overallotments made in connection with the offering of the Firm Shares. The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Securities”.
INDEMNIFICATION AGREEMENTIndemnification Agreement • September 16th, 2014 • Yuma Energy, Inc. • Crude petroleum & natural gas • California
This Indemnification Agreement (this “Agreement”) is made as of this ____ day of ________, 2014, by and between Yuma Energy, Inc., a California corporation (the “Company”), and _____________ (“Indemnitee”).
INDEMNITY AGREEMENTIndemnity Agreement • March 31st, 2014 • Pyramid Oil Co • Crude petroleum & natural gas • California
This Indemnity Agreement (the “Agreement) is made as of the 7th day of January 2014, by and between Pyramid Oil Company , a California corporation (the “Corporation”), and Gary L. Ronning (the “Indemnitee”), a director of the Corporation.
EXHIBIT 10.4 SEVERANCE AWARD AGREEMENT This Severance Award Agreement (this 'Agreement') is dated as of June 4, 2009, by and between and Pyramid Oil Company, a California corporation (the 'Company'), and John Alexander ('Executive') and together, the...Severance Award Agreement • March 30th, 2011 • Pyramid Oil Co • Crude petroleum & natural gas • California
EMPLOYMENT AGREEMENTEmployment Agreement • September 16th, 2014 • Yuma Energy, Inc. • Crude petroleum & natural gas • Texas
This Agreement shall become effective as of June 1, 2012. (This Agreement supersedes the previous Employment Agreement dated June 1, 2012 and executed July 11, 2012.) This Agreement shall continue in full force and effect for a primary period of two (2) years (the “Initial Term”), unless terminated pursuant to Article V of this Agreement. At the end of the Initial Term, the Agreement will be automatically extended for subsequent monthly periods (“Renewal Terms”) unless and until terminated pursuant to Article V. The period during which Employee is employed under this Agreement (including any Renewal Terms) will be referred to as the “Employment Period”.
YUMA ENERGY, INC. Common Stock (no par value per share) (no par value per share) At Market Issuance Sales AgreementYuma Energy, Inc. • December 29th, 2014 • Crude petroleum & natural gas • New York
YUMA ENERGY, INC., a California corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
FIRST AMENDMENT AND LIMITED WAIVER TO CREDIT AGREEMENT AND ASSIGNMENTCredit Agreement and Assignment • August 4th, 2014 • Pyramid Oil Co • Crude petroleum & natural gas
THIS FIRST AMENDMENT AND LIMITED WAIVER TO CREDIT AGREEMENT AND ASSIGNMENT (this "Amendment") is entered into effective as of September 21, 2012 (the "Effective Date"), among YUMA EXPLORATION AND PRODUCTION COMPANY, INC., a Delaware corporation ("Borrower"), the undersigned lenders party to the Credit Agreement (the "Lenders"), AMEGY BANK NATIONAL ASSOCIATION, as Administrative Agent (in such capacity, together with its successors in such capacity, "Administrative Agent"), and in its individual capacity as an assignor ("Assignor") and resigning Administrative Agent and resigning Issuing Bank hereunder ("Amegy"), and UNION BANK, N.A., in its individual capacity as an assignee ("Assignee") and successor Administrative Agent and successor Issuing Bank hereunder ("Union Bank").
VOTING AGREEMENTVoting Agreement • February 16th, 2016 • Yuma Energy, Inc. • Crude petroleum & natural gas • Delaware
THIS VOTING AGREEMENT (this “Agreement”) is dated as of February 10, 2016 by and among Davis Petroleum Acquisition Corp., a Delaware corporation. (“Davis”), and each of the persons listed on Schedule A hereto (each a “Stockholder” and collectively, the “Stockholders”).
FOURTH AMENDMENT TO CREDIT AGREEMENTCredit Agreement • August 4th, 2014 • Pyramid Oil Co • Crude petroleum & natural gas
THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into effective as of April 22, 2014 (the “Effective Date”), among YUMA EXPLORATION AND PRODUCTION COMPANY, INC., a Delaware corporation (the “Borrower”), the undersigned lenders party to the Credit Agreement (the “Lenders”) and SOCIÉTÉ GÉNÉRALE, in its capacity as Administrative Agent and Issuing Bank (the “Administrative Agent”).
AGREEMENT AND PLAN OF MERGER AND REORGANIZATION dated as of February 10, 2016 by and among YUMA ENERGY, INC., YUMA DELAWARE MERGER SUBSIDIARY, INC., YUMA MERGER SUBSIDIARY, INC., and DAVIS PETROLEUM ACQUISITION CORP.Agreement and Plan of Merger and Reorganization • February 16th, 2016 • Yuma Energy, Inc. • Crude petroleum & natural gas • Delaware
THIS AGREEMENT AND PLAN OF MERGER AND REORGANIZATION (this “Agreement”) entered into as of February 10, 2016, by and among DAVIS PETROLEUM ACQUISITION CORP., a Delaware corporation (the “Company”), YUMA ENERGY, INC., a California corporation (“Yuma”), YUMA DELAWARE MERGER SUBSIDIARY, INC., a Delaware corporation and wholly-owned subsidiary of Yuma (“Delaware Merger Subsidiary”), and YUMA MERGER SUBSIDIARY, INC., a Delaware corporation and wholly-owned subsidiary of Delaware Merger Subsidiary (“Merger Subsidiary”). Terms with their initial letter capitalized have the meaning assigned herein as provided in Section 10.14 below.
EXHIBIT 10.3 EMPLOYMENT AGREEMENT - VICE PRESIDENT This Employment Agreement (the "Agreement") is effective as of February 21, 2002, by and between Pyramid Oil Company, a California corporation (the "Employer") and John H. Alexander (the "Employee")....Employment Agreement • March 29th, 2002 • Pyramid Oil Co • Crude petroleum & natural gas • California
STOCK OPTION AGREEMENTStock Option Agreement • August 15th, 2011 • Pyramid Oil Co • Crude petroleum & natural gas • California
This Stock Option Agreement (the “Agreement”) is entered into as of June 2, 2011 by and between Pyramid Oil Company, a California corporation (“Pyramid Oil”), and Gary L. Ronning (the “Option Holder”).
1 Exhibit 10.2 (2) EMPLOYMENT AGREEMENT - VICE PRESIDENT This Employment Agreement (the "Agreement") is effective as of August 1, 2001, by and between Pyramid Oil Company, a California corporation (the "Employer") and John H. Alexander (the...Employment Agreement • August 14th, 2001 • Pyramid Oil Co • Crude petroleum & natural gas • California
AMENDED AND RESTATED VOTING AGREEMENTVoting Agreement • August 4th, 2014 • Pyramid Oil Co • Crude petroleum & natural gas • Delaware
THIS AMENDED AND RESTATED VOTING AGREEMENT (this “Agreement”) is dated as of August 1, 2014 by and among Yuma Energy, Inc., a Delaware corporation (the “Company”), and each of the persons listed on Schedule A hereto (each a “Shareholder” and collectively, the “Shareholders”).
EMPLOYMENT AGREEMENTEmployment Agreement • August 4th, 2014 • Pyramid Oil Co • Crude petroleum & natural gas • Texas
This Agreement supersedes the Employment Agreement dated June 1, 2011 and shall become effective as of October 1, 2012. This Agreement shall continue in full force and effect for a primary period of two (2) years (the “Initial Term”), unless terminated pursuant to Article V of this Agreement. At the end of the Initial Term, the Agreement will be automatically extended for subsequent monthly periods (“Renewal Terms”) unless and until terminated pursuant to Article V. The period during which Employee is employed under this Agreement (including any Renewal Terms) will be referred to as the “Employment Period”.
SECOND AMENDMENT TO CREDIT AGREEMENT AND ASSIGNMENTCredit Agreement • August 4th, 2014 • Pyramid Oil Co • Crude petroleum & natural gas
THIS SECOND AMENDMENT TO CREDIT AGREEMENT AND ASSIGNMENT (this “Amendment”) is entered into effective as of February 13, 2013 (the “Effective Date”), among YUMA EXPLORATION AND PRODUCTION COMPANY, INC., a Delaware corporation (“Borrower”), the undersigned lenders party to the Credit Agreement (the “Lenders”), Union Bank, N.A., in its individual capacity as an assignor and resigning Administrative Agent and resigning Issuing Bank hereunder (“Union Bank”) and in its capacity as resigning Administrative Agent (“Prior Agent”), Amegy Bank National Association, in its individual capacity as an assignor (and together with Union Bank, the “Assignors”) and SOCIÉTÉ GÉNÉRALE, in its individual capacity as an assignee (“Assignee”) and successor Administrative Agent and successor Issuing Bank hereunder (“SocGen”).
THIRD AMENDMENT TO CREDIT AGREEMENT AND ASSIGNMENTCredit Agreement and Assignment • August 4th, 2014 • Pyramid Oil Co • Crude petroleum & natural gas
THIS THIRD AMENDMENT TO CREDIT AGREEMENT AND ASSIGNMENT (this “Amendment”) is entered into effective as of May 20, 2013 (the “Effective Date”), among YUMA EXPLORATION AND PRODUCTION COMPANY, INC., a Delaware corporation (“Borrower”), the undersigned lenders party to the Credit Agreement (the “Lenders”), UNION BANK, N.A., in its individual capacity as an assignor (“Union”), SOCIÉTÉ GÉNÉRALE, in its individual capacity as an assignor (“SocGen” and collectively with Union, the “Assignors”) and in its capacity as Administrative Agent and Issuing Bank (“Administrative Agent”), and ONEWEST BANK, FSB, in its individual capacity as an assignee (the “Assignee”).
CONSULTING AGREEMENTConsulting Agreement • October 4th, 2013 • Pyramid Oil Co • Crude petroleum & natural gas • California
This Consulting Agreement (this “Agreement”), dated as of October 1, 2013 is entered into by and between Pyramid Oil Company, a California corporation (the “Company”), and John H. Alexander.
EMPLOYMENT AGREEMENTEmployment Agreement • November 14th, 2014 • Yuma Energy, Inc. • Crude petroleum & natural gas • Texas
This Agreement shall become effective as of October 15, 2014. This Agreement shall continue in full force and effect for a primary period of two (2) years (the “Initial Term”), unless terminated pursuant to Article V of this Agreement. At the end of the Initial Term, the Agreement will be automatically extended for subsequent monthly periods (“Renewal Terms”) unless and until terminated pursuant to Article V. The period during which Employee is employed under this Agreement (including any Renewal Terms) will be referred to as the “Employment Period”.
TRUST AGREEMENTTrust Agreement • October 4th, 2013 • Pyramid Oil Co • Crude petroleum & natural gas • California
This Agreement (“Trust Agreement”) is effective as of October 1, 2013, by and between Pyramid Oil Company ( “Company”) and Gilbert Ansolabehere (“Trustee”).
EIGHTH AMENDMENT TO CREDIT AGREEMENTCredit Agreement • August 12th, 2015 • Yuma Energy, Inc. • Crude petroleum & natural gas
THIS EIGHTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) dated as of July 27, 2015, among YUMA EXPLORATION AND PRODUCTION COMPANY, INC., a Delaware corporation (the “Borrower”), the undersigned lenders party to the Credit Agreement (the “Lenders”) and SOCIETE GENERALE, in its capacity as Administrative Agent and Issuing Bank (the “Administrative Agent”).
WAIVER, BORROWING BASE REDETERMINATION AND NINTH AMENDMENT TO CREDIT AGREEMENTCredit Agreement • January 5th, 2016 • Yuma Energy, Inc. • Crude petroleum & natural gas
THIS WAIVER, BORROWING BASE REDETERMINATION AND NINTH AMENDMENT TO CREDIT AGREEMENT (this “Waiver and Amendment”) dated as of December 30, 2015, among YUMA EXPLORATION AND PRODUCTION COMPANY, INC., a Delaware corporation (the “Borrower”), the undersigned lenders party to the Credit Agreement (the “Lenders”) and SOCIÉTÉ GÉNÉRALE, in its capacity as Administrative Agent and Issuing Bank (the “Administrative Agent”).
SEPARATION AGREEMENT, GENERAL RELEASE OF CLAIMS AND WAIVERSeparation Agreement • December 21st, 2015 • Yuma Energy, Inc. • Crude petroleum & natural gas • Texas
The following shall evidence the agreement between Yuma Energy, Inc., its subsidiaries and affiliates (“Yuma” or “Company”) and Kirk F. Sprunger (“Employee”) (Yuma and Employee are sometimes collectively referred to herein as the “Parties”) for the termination of that certain Employment Agreement entered into between the Parties on June 1, 2012 (the “Employment Agreement”). This Agreement will become effective when signed by the Parties (“Effective Date”).
SEVENTH AMENDMENT TO CREDIT AGREEMENTCredit Agreement • April 22nd, 2015 • Yuma Energy, Inc. • Crude petroleum & natural gas
THIS SEVENTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) dated as of April 7, 2015, among YUMA EXPLORATION AND PRODUCTION COMPANY, INC., a Delaware corporation (the “Borrower”), the undersigned lenders party to the Credit Agreement (the “Lenders”) and SOCIÉTÉ GÉNÉRALE, in its capacity as Administrative Agent and Issuing Bank (the “Administrative Agent”).
FIRST AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATIONThe Agreement and Plan of Merger and Reorganization • September 6th, 2016 • Yuma Energy, Inc. • Crude petroleum & natural gas • Delaware
This First Amendment to the Agreement and Plan of Merger and Reorganization (this “Amendment”) is dated as of September 2, 2016, among Davis Petroleum Acquisition Corp., a Delaware corporation (the “Company”), Yuma Energy, Inc., a California corporation (“Yuma”), Yuma Delaware Merger Subsidiary, Inc., a Delaware corporation and wholly-owned subsidiary of Yuma (“Delaware Merger Subsidiary”), and Yuma Merger Subsidiary, Inc., a Delaware corporation and wholly-owned subsidiary of Delaware Merger Subsidiary (“Merger Subsidiary”), and amends that certain Agreement and Plan of Merger made as of February 10, 2016, among Davis, Yuma, Delaware Merger Subsidiary and Merger Subsidiary (the “Merger Agreement”). Capitalized terms used and not otherwise defined in this Amendment shall have the respective meanings set forth in the Merger Agreement (as defined below). Davis, Yuma, Delaware Merger Subsidiary and Merger Subsidiary are sometimes referred to herein individually as a “Party” and, collectiv
AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER AND REORGANIZATION dated as of August 1, 2014 by and among Pyramid Oil Company, PYRAMID DELAWARE MERGER SUBSIDIARY, INC., PYRAMID MERGER SUBSIDIARY, INC., and YUMA ENERGY, INC.Amended and Restated Agreement and Plan of Merger and Reorganization • August 4th, 2014 • Pyramid Oil Co • Crude petroleum & natural gas • Delaware
THIS AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER AND REORGANIZATION (this “Agreement”) entered into as of August 1, 2014, by and among YUMA ENERGY, INC., a Delaware corporation (the “Company”), PYRAMID OIL COMPANY, a California corporation (“Pyramid”), PYRAMID DELAWARE MERGER SUBSIDIARY, INC., a Delaware corporation and wholly-owned subsidiary of Pyramid (“Delaware Merger Subsidiary”), and PYRAMID MERGER SUBSIDIARY, INC., a Delaware corporation and wholly-owned subsidiary of Pyramid (“Merger Subsidiary”).
FIFTH AMENDMENT TO CREDIT AGREEMENTCredit Agreement • October 14th, 2014 • Yuma Energy, Inc. • Crude petroleum & natural gas
THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into effective as of October 14, 2014 (the “Effective Date”), among YUMA EXPLORATION AND PRODUCTION COMPANY, INC., a Delaware corporation (the “Borrower”), the undersigned lenders party to the Credit Agreement (the “Lenders”) and SOCIÉTÉ GÉNÉRALE, in its capacity as Administrative Agent and Issuing Bank (the “Administrative Agent”).
SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMSRestricted Stock Unit Agreement • December 29th, 2014 • Yuma Energy, Inc. • Crude petroleum & natural gas • Texas
This Separation Agreement and General Release of Claims (this “Agreement”) is made as of December 25, 2014, between Yuma Energy, Inc., a California corporation, its predecessors, subsidiaries and affiliates (“Yuma” or the “Company”), and Michael F. Conlon (“Employee”) (collectively referred to as the “Parties”).
SIXTH AMENDMENT TO CREDIT AGREEMENTCredit Agreement • January 29th, 2015 • Yuma Energy, Inc. • Crude petroleum & natural gas
THIS SIXTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into effective as of January 23, 2015 (the “Effective Date”), among YUMA EXPLORATION AND PRODUCTION COMPANY, INC., a Delaware corporation (the “Borrower”), the undersigned lenders party to the Credit Agreement (the “Lenders”) and SOCIÉTÉ GÉNÉRALE, in its capacity as Administrative Agent and Issuing Bank (the “Administrative Agent”).
WAIVER AND TENTH AMENDMENT TO CREDIT AGREEMENTCredit Agreement • June 6th, 2016 • Yuma Energy, Inc. • Crude petroleum & natural gas
THIS WAIVER AND TENTH AMENDMENT TO CREDIT AGREEMENT (this “Waiver and Amendment”) entered into on June 6, 2016, but effective as of May 31, 2016, among YUMA EXPLORATION AND PRODUCTION COMPANY, INC., a Delaware corporation (the “Borrower”), the undersigned lenders party to the Credit Agreement (the “Lenders”) and SOCIÉTÉ GÉNÉRALE, in its capacity as Administrative Agent and Issuing Bank (the “Administrative Agent”).
FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENTEmployment Agreement • November 1st, 2016 • Yuma Energy, Inc. • Crude petroleum & natural gas • Texas
This First Amendment to the Employment Agreement (this “Amendment”) is dated as of October 26, 2016, among Yuma Energy, Inc. (as successor to The Yuma Companies, Inc.) (“Yuma” or the “Company”) and Sam L. Banks (“Employee”), and amends that certain Employment Agreement effective as of October 1, 2012 between the Company and Employee (the “Employment Agreement”). Capitalized terms used and not otherwise defined in this Amendment shall have the respective meanings set forth in the Employment Agreement (as defined below).
EMPLOYMENT AGREEMENTEmployment Agreement • August 4th, 2014 • Pyramid Oil Co • Crude petroleum & natural gas • Texas
This agreement (“this Agreement”) supersedes the Employment Agreement dated May 1, 2012 and shall become effective as of June 15, 2014. This Agreement shall continue in full force and effect for a primary period until January 1, 2015 (the “Initial Term”), unless and until terminated pursuant to Article VI of this Agreement. At the end of the Initial Term, the Agreement will be automatically extended for subsequent monthly periods (“Renewal Terms”) unless and until terminated pursuant to Article VI. The period during which Employee is employed under this Agreement (including any Renewal Term) will be referred to as the “Employment Period”.
Amendment No. 1 Dated March 12, 2015 To EXHIBIT “B” To that Employment Agreement Dated October 15, 2014 Between Yuma Energy, Inc. and Paul McKinney Restricted Stock Terms and ConditionsEmployment Agreement • March 17th, 2015 • Yuma Energy, Inc. • Crude petroleum & natural gas
The terms and conditions of the grant of restricted stock will be as follows: $525,000 of Restricted Stock (“Grant 1”) will be granted in a Restricted Stock Agreement pursuant to the Stock Plan during the next compensation committee meeting, which is expected to occur on or around March 2015. The valuation will be based upon the closing price of Yuma common stock on October 10, 2014. Grant 1 will vest in three equal installments on October 15, 2015, October 15, 2016 and October 15, 2017.
AGREEMENT AND PLAN OF MERGER AND REORGANIZATION dated as of February 6, 2014 by and among Pyramid Oil Company, PYRAMID DELAWARE MERGER SUBSIDIARY, INC., PYRAMID MERGER SUBSIDIARY, INC., and YUMA ENERGY, INC.Agreement and Plan of Merger and Reorganization • February 6th, 2014 • Pyramid Oil Co • Crude petroleum & natural gas • Delaware
THIS AGREEMENT AND PLAN OF MERGER AND REORGANIZATION (this “Agreement”) entered into as of February 6, 2014, by and among YUMA ENERGY, INC., a Delaware corporation (the “Company”), PYRAMID OIL COMPANY, a California corporation (“Pyramid”), PYRAMID DELAWARE MERGER SUBSIDIARY, INC., a Delaware corporation and wholly-owned subsidiary of Pyramid (“Delaware Merger Subsidiary”), and PYRAMID MERGER SUBSIDIARY, INC., a Delaware corporation and wholly-owned subsidiary of Delaware Merger Subsidiary (“Merger Subsidiary”).
