Lehman Brothers Holdings Inc Sample Contracts

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF OCTOBER 4, 2018 BALANCE SHEETS AND CASH FLOW ESTIMATES (December 27th, 2018)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF JUNE 30, 2018 BALANCE SHEETS AND CASH FLOW ESTIMATES (September 27th, 2018)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF APRIL 5, 2018 BALANCE SHEETS AND POST- FIFTEENTH DISTRIBUTION CASH FLOW ESTIMATES (July 27th, 2018)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF DECEMBER 31, 2017 (March 28th, 2018)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF OCTOBER 5, 2017 BALANCE SHEETS AND POST- THIRTEENTH DISTRIBUTION CASH FLOW ESTIMATES (November 30th, 2017)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF JUNE 30, 2017 (September 27th, 2017)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF APRIL 6, 2017 BALANCE SHEETS AND POST-TWELFTH DISTRIBUTION CASH FLOW ESTIMATES (July 20th, 2017)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF DECEMBER 31, 2016 BALANCE SHEETS AND ACCOMPANYING SCHEDULES (March 29th, 2017)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF OCTOBER 6, 2016 BALANCE SHEETS, ACCOMPANYING SCHEDULES, AND POST-ELEVENTH DISTRIBUTION CASH FLOW ESTIMATES (February 1st, 2017)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF JUNE 30, 2016 BALANCE SHEETS, ACCOMPANYING SCHEDULES, AND RESPONSES TO QUESTIONS SUBMITTED (September 22nd, 2016)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF MARCH 31, 2016 BALANCE SHEETS, ACCOMPANYING SCHEDULES, AND POST-NINTH DISTRIBUTION CASH FLOW ESTIMATES (July 27th, 2016)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF DECEMBER 31, 2015 BALANCE SHEETS AND ACCOMPANYING SCHEDULES (March 23rd, 2016)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF OCTOBER 1, 2015 BALANCE SHEETS, MANAGEMENT’S DISCUSSION AND ANALYSIS, ACCOMPANYING SCHEDULES, AND POST-EIGHTH DISTRIBUTION CASH FLOW ESTIMATES (December 22nd, 2015)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – QUARTERLY FINANCIAL REPORT AS OF JUNE 30, 2015 BALANCE SHEETS, MANAGEMENT’S DISCUSSION AND ANALYSIS, AND ACCOMPANYING SCHEDULES (September 24th, 2015)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a response (maintaining the anonymity of the originators of the questions). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – In re: Chapter 11 Case No. Lehman Brothers Holdings Inc., et al., 08-13555 Jointly Administered Debtors. (July 30th, 2015)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a responses (maintaining the anonymity of the questions’ origination). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – In re: Chapter 11 Case No. Lehman Brothers Holdings Inc., et al., 08-13555 Jointly Administered Debtors. (March 26th, 2015)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a responses (maintaining the anonymity of the questions’ origination). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF OCTOBER 2, 2014 MANAGEMENT’S DISCUSSION AND ANALYSIS AND ACCOMPANYING SCHEDULES (January 30th, 2015)

The Company has established an email address to receive questions from readers regarding this presentation and its other financial disclosures. The Company plans to review questions received, and for those subjects which the Company determines a response would not (i) violate a confidentiality provision, (ii) place the Company in a competitive or negotiation disadvantage, or (iii) be unduly burdensome relative to the value of information requested, the Company shall endeavor to post a responses (maintaining the anonymity of the questions’ origination). The Company assumes no obligation to respond to email inquiries.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF JUNE 30, 2014 MANAGEMENT’S DISCUSSION AND ANALYSIS AND ACCOMPANYING SCHEDULES (October 2nd, 2014)

The following entities (the “Debtors”) filed for bankruptcy in the United States Bankruptcy Court for Southern District of New York (the “Bankruptcy Court”) on the dates indicated below. On December 6, 2011, the Bankruptcy Court confirmed the Modified Third Amended Joint Chapter 11 Plan for Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). On March 6, 2012, the “Effective Date” (as defined in the Plan) occurred. The Debtors’ Chapter 11 cases remain open as of the date hereof.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF MARCH 31, 2014 MANAGEMENT’S DISCUSSION AND ANALYSIS AND ACCOMPANYING SCHEDULES (July 30th, 2014)

The following entities (the “Debtors”) filed for bankruptcy in the United States Bankruptcy Court for Southern District of New York (the “Bankruptcy Court”) on the dates indicated below. On December 6, 2011, the Bankruptcy Court confirmed the Modified Third Amended Joint Chapter 11 Plan for Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). On March 6, 2012, the “Effective Date” (as defined in the Plan) occurred. The Debtors’ Chapter 11 cases remain open as of the date hereof.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF DECEMBER 31, 2013 MANAGEMENT’S DISCUSSION AND ANALYSIS AND ACCOMPANYING SCHEDULES (April 3rd, 2014)

The following entities (the “Debtors”) filed for bankruptcy in the United States Bankruptcy Court for Southern District of New York (the “Bankruptcy Court”) on the dates indicated below. On December 6, 2011, the Bankruptcy Court confirmed the Modified Third Amended Joint Chapter 11 Plan for Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). On March 6, 2012, the “Effective Date” (as defined in the Plan) occurred. The Debtors’ Chapter 11 cases remain open as of the date hereof.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF SEPTEMBER 30, 2013 MANAGEMENT’S DISCUSSION AND ANALYSIS AND ACCOMPANYING SCHEDULES (January 28th, 2014)

The following entities (the “Debtors”) filed for bankruptcy in the United States Bankruptcy Court for Southern District of New York (the “Bankruptcy Court”) on the dates indicated below. On December 6, 2011, the Bankruptcy Court confirmed the Modified Third Amended Joint Chapter 11 Plan for Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). On March 6, 2012, the “Effective Date” (as defined in the Plan) occurred. The Debtors’ Chapter 11 cases remain open as of the date hereof.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF JUNE 30, 2013 MANAGEMENT’S DISCUSSION AND ANALYSIS AND ACCOMPANYING SCHEDULES (September 26th, 2013)

The following entities (the “Debtors”) filed for bankruptcy in the United States Bankruptcy Court for Southern District of New York (the “Bankruptcy Court”) on the dates indicated below. On December 6, 2011, the Bankruptcy Court confirmed the Modified Third Amended Joint Chapter 11 Plan for Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). On March 6, 2012, the “Effective Date” (as defined in the Plan) occurred. The Debtors’ Chapter 11 cases remain open as of the date hereof.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF MARCH 31, 2013 MANAGEMENT’S DISCUSSION AND ANALYSIS AND ACCOMPANYING SCHEDULES (July 30th, 2013)

The following entities (the “Debtors”) filed for bankruptcy in the United States Bankruptcy Court for Southern District of New York (the “Bankruptcy Court”) on the dates indicated below. On December 6, 2011, the Bankruptcy Court confirmed the modified Third Amended Joint Chapter 11 Plan for Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). On March 6, 2012, the “Effective Date” (as defined in the Plan) occurred. The Debtors’ Chapter 11 cases remain open as of the date hereof.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF DECEMBER 31, 2012 MANAGEMENT’S DISCUSSION AND ANALYSIS AND ACCOMPANYING SCHEDULES (March 28th, 2013)

The following entities (the “Debtors”) filed for bankruptcy in the United States Bankruptcy Court for Southern District of New York (the “Bankruptcy Court”). On December 6, 2011, the Bankruptcy Court confirmed the modified Third Amended Joint Chapter 11 Plan for Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). On March 6, 2012, the “Effective Date” (as defined in the Plan) occurred. The Debtors’ Chapter 11 cases remain open as of the date hereof.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF SEPTEMBER 30, 2012 MANAGEMENT’S DISCUSSION AND ANALYSIS AND ACCOMPANYING SCHEDULES (December 28th, 2012)

The following entities (the “Debtors”) filed for bankruptcy in the United States Bankruptcy Court for Southern District of New York (the “Bankruptcy Court”). On December 6, 2011, the Bankruptcy Court confirmed the modified Third Amended Joint Chapter 11 Plan for Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). On March 6, 2012, the “Effective Date” (as defined in the Plan) occurred. The Debtors’ Chapter 11 cases remain open as of the date hereof.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF JUNE 30, 2012 MANAGEMENT’S DISCUSSION AND ANALYSIS AND ACCOMPANYING SCHEDULES (October 15th, 2012)

The following entities (the “Debtors”) filed for bankruptcy in the United States Bankruptcy Court for Southern District of New York (the “Bankruptcy Court”). On December 6, 2011, the Bankruptcy Court confirmed the modified Third Amended Joint Chapter 11 Plan for Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). On March 6, 2012, the “Effective Date” (as defined in the Plan) occurred. The Debtors’ Chapter 11 cases remain open as of the date hereof.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF MARCH 31, 2012 MANAGEMENT’S DISCUSSION AND ANALYSIS AND ACCOMPANYING SCHEDULES (July 30th, 2012)

The following entities (the “Debtors”) filed for bankruptcy in the United States Bankruptcy Court for Southern District of New York (the “Bankruptcy Court”). On December 6, 2011, the Bankruptcy Court confirmed the modified Third Amended Joint Chapter 11 Plan for Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). On March 6, 2012, the “Effective Date” (as defined in the Plan) occurred. The Debtors’ Chapter 11 cases remain open as of the date hereof.

Lehman Brothers Holdings Inc. Plan Trust – BALANCE SHEETS AS OF DECEMBER 31, 2011 AND ACCOMPANYING SCHEDULES (May 1st, 2012)

The following entities (the “Debtors”) filed for bankruptcy in the United States Bankruptcy Court for Southern District of New York (the “Bankruptcy Court”). On December 6, 2011, the Bankruptcy Court confirmed the modified Third Amended Joint Chapter 11 Plan for Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). On March 6, 2012, the “Effective Date” (as defined in the Plan) occurred. The Debtors’ Chapter 11 cases remain open as of the date hereof.

Lehman Brothers Holdings Inc – LEHMAN BROTHERS HOLDINGS INC. Form of Director Indemnification Agreement [Name of Director/Indemnitee] (March 12th, 2012)
Lehman Brothers Holdings Inc – AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LEHMAN BROTHERS HOLDINGS INC. (March 12th, 2012)

Lehman Brothers Holdings Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows:

Lehman Brothers Holdings Inc – MONTHLY OPERATING REPORT JANUARY 2012 SCHEDULE OF CASH RECEIPTS AND DISBURSEMENTS SCHEDULE OF PROFESSIONAL FEE AND EXPENSE DISBURSEMENTS (March 1st, 2012)

The undersigned, having reviewed the attached report and being familiar with the Debtors’ financial affairs, verifies under penalty of perjury, that the information contained therein is complete, accurate and truthful to the best of my knowledge.

Lehman Brothers Holdings Inc – INTEREST PURCHASE AGREEMENT (January 23rd, 2012)

This Interest Purchase Agreement (this “Agreement”) is made effective as of January 20, 2012, by and among Lehman Brothers Holdings Inc., a Delaware corporation (“Buyer”), and each of BIH ASN LLC (“BIH”), Archstone Equity Holdings Inc. (“AEH” and, collectively with BIH, “Barclays”), Bank of America, N.A. (“BANA”) and Banc of America Strategic Ventures, Inc. (“BofA Strategic”, and, collectively with BANA, “Bank of America”). Barclays and Bank of America are sometimes referred to herein as “Sellers” and, each, a “Seller.”  Buyer and Sellers are sometimes referred to herein as the “Parties” and each, a “Party.”

Lehman Brothers Holdings Inc – MONTHLY OPERATING REPORT DECEMBER 2011 SCHEDULE OF CASH RECEIPTS AND DISBURSEMENTS SCHEDULE OF PROFESSIONAL FEE AND EXPENSE DISBURSEMENTS SCHEDULE OF HEDGING TRANSACTIONS (January 20th, 2012)

The undersigned, having reviewed the attached report and being familiar with the Debtors’ financial affairs, verifies under penalty of perjury, that the information contained therein is complete, accurate and truthful to the best of my knowledge.

Lehman Brothers Holdings Inc – MONTHLY OPERATING REPORT SEPTEMBER 2011 – SUPPLEMENTAL BALANCE SHEETS AS OF SEPTEMBER 30, 2011 WITH ACCOMPANYING SCHEDULES (December 27th, 2011)

The undersigned, having reviewed the attached report and being familiar with the Debtors’ financial affairs, verifies under penalty of perjury, that the information contained therein is complete, accurate and truthful to the best of my knowledge.

Lehman Brothers Holdings Inc – MONTHLY OPERATING REPORT NOVEMBER 2011 SCHEDULE OF CASH RECEIPTS AND DISBURSEMENTS SCHEDULE OF PROFESSIONAL FEE AND EXPENSE DISBURSEMENTS (December 23rd, 2011)

The undersigned, having reviewed the attached report and being familiar with the Debtors’ financial affairs, verifies under penalty of perjury, that the information contained therein is complete, accurate and truthful to the best of my knowledge.