Exhibit No. EX-99.g.3 ADDENDUM TO CUSTODIAN AGREEMENT BETWEEN GAM FUNDS, INC. AND BROWN BROTHERS HARRIMAN & CO. This Addendum is made this 3rd day of December, 2004 by and between the parties set forth below: Whereas, the parties to the Custodian...Custodian Agreement • February 25th, 2005 • Gam Funds Inc
BETWEENTransfer Agency and Service Agreement • April 29th, 2004 • Gam Funds Inc • Massachusetts
DISTRIBUTION AGREEMENT FOR CLASS C SHARES THIS AGREEMENT, made as of the __th day of April, 1998 by and between GAM FUNDS, INC. a Maryland corporation (the "Fund"), and GAM SERVICES INC., a Delaware corporation ("GAM Services"). WHEREAS, the Fund is...Distribution Agreement • April 30th, 1998 • Gam Funds Inc
EXHIBIT NO. EX-99.e.2 FIRST AMENDED AND RESTATED DISTRIBUTION AGREEMENT FOR CLASS B SHARES THIS AGREEMENT, made as of the 1st day of May, 2000 by and between GAM FUNDS, INC. a Maryland corporation (the "Fund"), and GAM SERVICES INC., a Delaware...Distribution Agreement • November 16th, 2001 • Gam Funds Inc
Exhibit No. EX-99.h.3 ADDENDUM TO ADMINISTRATION AGREEMENT BETWEEN GAM FUNDS, INC. AND BROWN BROTHERS HARRIMAN & CO. This Addendum is made this 3rd day of December, 2004 by and between the parties set forth below: Whereas, the parties to the...Administration Agreement • February 25th, 2005 • Gam Funds Inc
EXHIBIT NO. EX-99.e.3 FIRST AMENDED AND RESTATED DISTRIBUTION AGREEMENT FOR CLASS C SHARES THIS AGREEMENT, made as of the 1st day of May, 2000 by and between GAM FUNDS, INC. a Maryland corporation (the "Fund"), and GAM SERVICES INC., a Delaware...Distribution Agreement • November 16th, 2001 • Gam Funds Inc
EXHIBIT NO. EX-99.h.3 TRANSFER AGENCY SERVICES AGREEMENT ---------------------------------- THIS AGREEMENT is made as of May 20, 2002 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and GAM FUNDS, INC., a Maryland corporation (the...Transfer Agency Services Agreement • February 28th, 2003 • Gam Funds Inc
EXHIBIT NO. EX-99.h.3 ADDENDUM TO ADMINISTRATION AGREEMENT BETWEEN GAM FUNDS, INC. AND BROWN BROTHERS HARRIMAN & CO. THIS ADDENDUM is made this 12th day of November, 2001 by and between the parties set forth below: WHEREAS, the parties to the...Administration Agreement • November 16th, 2001 • Gam Funds Inc
GAM FUNDS, INC. GAM International Management Limited 12 St. James's Place London SWIA 1NX ENGLAND AMENDED AND RESTATED INVESTMENT ADVISORY CONTRACT Dear Sirs: The undersigned, GAM Funds, Inc., a Maryland corporation (the "Fund"), is an open-end...Gam Funds Inc • February 29th, 2000
April 25, 2001 Global Asset Management (USA) Inc. 135 East 57th Street New York, New York 10022 INVESTMENT ADVISORY AGREEMENT Dear Sirs: The undersigned, GAM Funds, Inc., a Maryland corporation (the "Fund"), is an open-end diversified series...Gam Funds Inc • April 23rd, 2001
EXHIBIT NO. EX-99.d.7 GAM FUNDS, INC. October 9, 2002 GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 Investment Advisory Agreement ----------------------------- Dear Sirs: The undersigned, GAM Funds, Inc., a Maryland corporation...Gam Funds Inc • February 28th, 2003
December 14, 2004 GAM International Management Limited 12 St. James's Place London SWIA 1NX ENGLAND Second Amended and Restated Investment Advisory Agreement Dear Sirs: The undersigned, GAM Funds, Inc., a Maryland corporation (the "Fund"), is an...Gam Funds Inc • February 25th, 2005
December 14, 2004 GAM USA Inc. 135 East 57th Street New York, New York 10022 Amended and Restated Investment Advisory Agreement Dear Sirs: The undersigned, GAM Funds, Inc., a Maryland corporation (the "Fund"), is an open-end diversified series...Investment Advisory Agreement • February 25th, 2005 • Gam Funds Inc
October 23 , 2001 Global Asset Management (USA) Inc. 135 East 57th Street New York, New York 10022 Amended and Restated Investment Advisory Agreement -------------------------------------------------- Dear Sirs: The undersigned, GAM Funds, Inc., a...Gam Funds Inc • February 28th, 2003
DISTRIBUTION AGREEMENT FOR CLASS C SHARESDistribution Agreement • February 24th, 2006 • Gam Funds Inc
THIS DISTRIBUTION AGREEMENT, made as of the December 2, 2005 (the “Agreement”) by and between GAM FUNDS, INC. a Maryland corporation (the “Fund”), and GAM SERVICES INC., a Delaware corporation (“GAM Services”).
Re: Interim Engagement as Co-Investment Adviser to GAM Gabelli Long/ShortGam Funds Inc • February 24th, 2006
Pursuant to Section 9 of the Investment Advisory Agreement, your engagement as co-investment adviser to GAM Gabelli Long/Short will automatically terminate upon the closing of the sale of all of the voting securities of GAM Holding AG by UBS AG to Julius Baer Holding Ltd. under that certain purchase and sale agreement by and between UBS AG and Julius Baer Holding Ltd. dated as of September 5, 2005 (the “Transaction”). This letter agreement confirms your engagement on an interim basis (the “Interim Engagement”) as co-investment adviser to GAM Gabelli Long/Short, subject to the following terms and conditions:
October 9, 2002 GAM International Management Limited 12 St. James's Place London SWIA INX England Investment Advisory Agreement ----------------------------- Dear Sirs: The undersigned, GAM Funds, Inc., a Maryland corporation (the "Fund"), is an...Gam Funds Inc • February 28th, 2003
ADMINISTRATION AGREEMENT THIS ADMINISTRATION AGREEMENT is made as of October 1, 1995 by and between Brown Brothers Harriman & Co., a limited partnership organized under the laws of the State of New York (the "Administrator"), and GAM Funds Inc. on...Administration Agreement • March 3rd, 1997 • Gam Funds Inc • Massachusetts
Re: New Engagement as Investment Adviser to GAM International Equity, GAM Asia- Pacific Equity, GAM European Equity and GAMericaGam Funds Inc • February 24th, 2006
We refer to (i) the Second Amended and Restated Investment Advisory Agreement (the “Investment Advisory Agreement”) dated December 14, 2004 between GAM Funds, Inc. (the “Fund”) and you relating to each of the following series of the Fund’s shares: GAM International Equity; GAM Asia-Pacific Equity; GAM European Equity and GAMerica (the “Covered Funds”), and (ii) our letter to you dated as of even date, which confirms your engagement, subject to the terms and conditions set forth therein, as investment adviser to the Covered Funds on an interim basis (as described in Rule 15a-4 of the Investment Company Act of 1940 (the “1940 Act”)). All capitalized terms used but not defined herein shall have the meanings ascribed to them in the Investment Advisory Agreement.
GAM FUNDS, INC. GAM International Management Limited 12 St. James's Place London SWIA 1NX ENGLAND AMENDMENT NUMBER 4 TO AMENDED AND RESTATED INVESTMENT ADVISORY CONTRACT Dear Sirs: The undersigned, GAM Funds, Inc., a Maryland corporation (the "Fund"),...Gam Funds Inc • April 23rd, 2001
The undersigned, GAM Funds, Inc., a Maryland corporation (the "Fund"), is an open-end diversified series investment company, registered under the Investment Company Act of 1940, as amended (the "1940 Act"). We refer to the Amended and Restated Investment Advisory Contract dated December 17, 1999 now in effect between you and the Fund. This letter confirms our agreement that you shall cease to serve as co-investment adviser with respect to the GAM American Focus Fund (formerly known as GAM North American Fund) series of the Fund's shares effective on the date of approval by the shareholders of GAM American Focus Fund of the appointment of Global Asset Management (USA) Inc. as its investment adviser.
Re: New Engagement as Investment Adviser to GAM Gabelli Long/ShortGam Funds Inc • February 24th, 2006
We refer to (i) the Investment Advisory Agreement (the “Investment Advisory Agreement”) dated February 12, 2003 between GAM Funds, Inc. (the “Fund”) and you relating to GAM Gabelli Long/Short, a series of the Fund’s shares (“GAM Gabelli Long/Short”), and (ii) our letter to you dated as of even date, which confirms your engagement, subject to the terms and conditions set forth therein, as investment adviser to GAM Gabelli Long/Short on an interim basis (as described in Rule 15a-4 of the Investment Company Act of 1940 (the “1940 Act”)). All capitalized terms used but not defined herein shall have the meanings ascribed to them in the Investment Advisory Agreement.
Re: Interim Engagement as Investment Adviser to GAM International Equity, GAM Asia-Pacific Equity, GAM European Equity and GAMericaInvestment Advisory Agreement • February 24th, 2006 • Gam Funds Inc
Pursuant to Section 10 of the Investment Advisory Agreement, your engagement as investment adviser to the Covered Funds will automatically terminate upon the closing of the sale of all of the voting securities of GAM Holding AG by UBS AG to Julius Baer Holding Ltd. under that certain purchase and sale agreement by and between UBS AG and Julius Baer Holding Ltd. dated as of September 5, 2005 (the “Transaction”). This letter agreement confirms your engagement on an interim basis (the “Interim Engagement”) as investment adviser to the Covered Funds, subject to the following terms and conditions:
DISTRIBUTION AGREEMENT FOR CLASS B SHARESDistribution Agreement • February 24th, 2006 • Gam Funds Inc
THIS DISTRIBUTION AGREEMENT, made as of December 2, 2005 (the “Agreement”), by and between GAM FUNDS, INC. a Maryland corporation (the “Fund”), and GAM SERVICES INC., a Delaware corporation (“GAM Services”).
Exhibit 6(c) GAM FUNDS, INC. SALES AGREEMENT GAM Services Inc., a Delaware corporation, serves as Distributor (the "Distributor") of GAM Funds, Inc., an open-end investment company registered under the Investment Company Act of 1940 (the "Investment...Gam Funds Inc • March 3rd, 1997
