Exhibit(1)(a) WACHOVIA CORPORATION US $4,000,000,000 Senior Global Medium-Term Notes, Series E Subordinated Global Medium-Term Notes, Series F Due 9 Months or More from Date of Issue DISTRIBUTION AGREEMENTDistribution Agreement • May 29th, 2002 • Wachovia Corp New • National commercial banks • New York
6.30% Putable/Callable Subordinated Notes Due April 15, 2028Option Agreement • April 23rd, 1998 • First Union Corp • National commercial banks • New York
EXHIBIT 1 (b) FIRST UNION CORPORATION* [____%] [[Senior] [Subordinated]] [[Debentures] [Notes]] Due _________ __,____ Underwriting Agreement ----------------------Underwriting Agreement • March 2nd, 2000 • First Union Corp • National commercial banks • New York
TRANSACTION CONFIRMATIONLetter Agreement • April 23rd, 1998 • First Union Corp • National commercial banks
Exhibit (4)(i)(ii) FIRST UNION CORPORATION OF VIRGINIA, FIRST UNION CORPORATION AND MORGAN GUARANTY TRUST COMPANY OF NEW YORK, TRUSTEE SECOND SUPPLEMENTAL INDENTURE Dated: as of May 10, 1993 Supplemental to Indenture, dated as of June 24, 1987 as...First Union Corp • January 12th, 1999 • National commercial banks
betweenGuarantee Agreement • December 30th, 1996 • First Union Corp • National commercial banks • New York
guaranteed byFirst Union Corp • December 30th, 1996 • National commercial banks • New York
as amended by, Supplemental Indenture, dated as of April 15, 1997 as amended by, Second Supplemental Indenture, dated as of April 15, 1997 relating toFirst Union Corp • January 12th, 1999 • National commercial banks
Exhibit (4)(c)(ii) SECOND SUPPLEMENTAL INDENTURE, dated as of April 28, 1998 among CORESTATES FINANCIAL CORPORATION, a corporation duly organized and validly existing under the laws of the Commonwealth of Pennsylvania ("CoreStates"), FIRST UNION...First Union Corp • January 12th, 1999 • National commercial banks • New York
Exhibit (1)(a) CONFORMED COPY FORM OF UNDERWRITING AGREEMENT 52,218,844 SHARES FIRST UNION CORPORATION COMMON STOCK, PAR VALUE U.S.$3.33 1/3 PER SHARE UNDERWRITING AGREEMENT September 18, 1997Underwriting Agreement • September 22nd, 1997 • First Union Corp • National commercial banks • New York
ANDFirst Supplemental Indenture • October 24th, 2001 • Wachovia Corp New • National commercial banks • New York
Exhibit 4(h) AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • December 30th, 1996 • First Union Corp • National commercial banks • Delaware
WACHOVIA CORPORATIONIndenture • October 29th, 2001 • Wachovia Corp New • National commercial banks • New York
EXHIBIT 10(r) FORM OF EMPLOYMENT AGREEMENT ---------------------------- This EMPLOYMENT AGREEMENT, made and entered into as of this ______ day of ______________, 1999, by and between First Union Corporation (the "Company"), a North Carolina...Employment Agreement • March 15th, 2000 • First Union Corp • National commercial banks • North Carolina
AGREEMENT ---------Fourth Supplemental Indenture • July 7th, 2000 • First Union Corp • National commercial banks
THIRD SUPPLEMENTAL INDENTURE, dated as of February 26, 1998, among FIRST UNION CORPORATION, a corporation duly organized and existing under the laws of the State of North Carolina ("FUNC"), FIRST UNION CORPORATION OF NEW JERSEY, a corporation duly...Supplemental Indenture • January 12th, 1999 • First Union Corp • National commercial banks • New York
WITNESSETH:First Union Corp • August 13th, 2001 • National commercial banks • North Carolina
AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • December 30th, 1996 • First Union Corp • National commercial banks • Delaware
CALCULATION AGENCY AGREEMENT Between FIRST UNION NATIONAL BANK and FIRST UNION CORPORATIONCalculation Agency Agreement • April 23rd, 1998 • First Union Corp • National commercial banks • New York
WACHOVIA CORPORATIONIndenture • October 29th, 2001 • Wachovia Corp New • National commercial banks • New York
AND THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREINDeposit Agreement • January 10th, 1996 • First Union Corp • National commercial banks • New York
EXHIBIT (10)(L) AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 dated February 19, 2002 (the "Amendment"), to the Employment Agreement dated November 15, 1999 (the "Employment Agreement"), by and between Wachovia Corporation (formerly...Employment Agreement • March 14th, 2002 • Wachovia Corp New • National commercial banks
RECITALSFirst Union Corp • January 12th, 1999 • National commercial banks • New York
SHAREHOLDER PROTECTION RIGHTS AGREEMENTShareholder Protection Rights Agreement • December 20th, 2000 • First Union Corp • National commercial banks • North Carolina
betweenWarrant Agreement • August 22nd, 1997 • First Union Corp • National commercial banks • New York
REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT, dated as of November 27, 1996, among First Union Corporation, a Delaware corporation (the "Company"), First Union Institutional Capital I, a Delaware statutory business trust (the "Trust"),...Registration Rights Agreement • December 30th, 1996 • First Union Corp • National commercial banks • New York
EXHIBIT 10(M) FORM OF WACHOVIA CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT, made and entered into as of the 1st day of November, 2001, by and between Wachovia Corporation (the "Company"), a North Carolina corporation, and...Employment Agreement • March 14th, 2002 • Wachovia Corp New • National commercial banks • North Carolina
EXHIBIT (4)(i)(iii) THIRD SUPPLEMENTAL INDENTURE, dated as of July 30, 1997, among FIRST UNION CORPORATION, a corporation duly organized and existing under the laws of the State of North Carolina ("FUNC"), FIRST UNION CORPORATION OF VIRGINIA, a...First Union Corp • January 12th, 1999 • National commercial banks • New York
RecitalsReplacement Capital Covenant • May 8th, 2007 • Wachovia Corp New • National commercial banks
anniversary of the commencement of any deferral period that is not earlier than the fifth such anniversary and not later than the ninth such anniversary (as designated in the terms of such Qualifying Capital Securities) with respect to deferred Distributions attributable to the first five years of such deferral period, either:
FIRST UNION NATIONAL BANK OF NORTH CAROLINA], AS DEPOSITARY AND THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREINDeposit Agreement • August 22nd, 1997 • First Union Corp • National commercial banks • New York
EXHIBIT (99)(D) EMPLOYMENT AGREEMENT AGREEMENT by and between First Union Corporation, a North Carolina corporation (the "Company") and Malcolm S. McDonald (the "Executive") dated as of the 18th day of July, 1997. The Board of Directors of the Company...Employment Agreement Agreement • September 30th, 1997 • First Union Corp • National commercial banks
WACHOVIA CORPORATION, WACHOVIA BANK, NATIONAL ASSOCIATION, AS DEPOSITARY, AND THE HOLDERS FROM TIME TO TIME OF THE RECEIPTS EVIDENCING THE DEPOSITARY SHARES DESCRIBED HEREIN.Deposit Agreement • December 5th, 2002 • Wachovia Corp New • National commercial banks • North Carolina
WHEREAS, it is desired to provide, as hereinafter set forth in this Deposit Agreement, for the deposit of shares of Series G, Class A Preferred Stock, liquidation preference $150.00 per share, of the Company with the Depositary for the purposes set forth in this Deposit Agreement and for the issuance hereunder of Receipts by the Depositary evidencing Depositary Shares in respect of the Stock so deposited (capitalized terms used herein shall have the meaning assigned to them in Article I below).
FIRST UNION CORPORATION* [____%] [[Senior] [Subordinated]] [[Debentures] [Notes]] Due _________ __,____ Underwriting AgreementUnderwriting Agreement • August 22nd, 1997 • First Union Corp • National commercial banks • New York
RECITALSAgreement and Plan of Mergers • July 21st, 1997 • First Union Corp • National commercial banks • North Carolina
EMPLOYMENT AGREEMENTEmployment Agreement • September 9th, 2008 • Wachovia Corp New • National commercial banks • North Carolina
This Employment Agreement, made and entered into as of the 8th day of September, 2008, by and between Wachovia Corporation (the “Company”), a North Carolina corporation, and David K. Zwiener (the “Executive”);
