EXHIBIT 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this "Agreement") is made and entered into as of this ______ day of May, 2003, by and among Total Compensation Group Consulting, Inc., a Texas corporation (the "Company"), John Pesce...Stock Purchase Agreement • June 10th, 2003 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJune 10th, 2003 Company Industry Jurisdiction
RECITALSOption Agreement • June 10th, 2003 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJune 10th, 2003 Company Industry Jurisdiction
RECITALS:Stock Option Agreement • February 7th, 2007 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledFebruary 7th, 2007 Company Industry Jurisdiction
EXHIBIT 10.8 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") dated as of the 4th day of June, 2003 ("Agreement Date") by and between Financial Industries Corporation, a Texas company ("Company"), and William P. Tedrow ("Executive"), a...Employment Agreement • June 10th, 2003 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJune 10th, 2003 Company Industry Jurisdiction
EXHIBIT 10.3 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this "Agreement") is made and entered into as of this ______ day of May, 2003, by and among Paragon Benefits, Inc., a Texas corporation ("Paragon Benefits"), The Paragon Group, Inc.,...Stock Purchase Agreement • June 10th, 2003 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJune 10th, 2003 Company Industry Jurisdiction
EXHIBIT 10.11 FINANCIAL INDUSTRIES CORPORATION PLACEMENT AGREEMENTFinancial Industries Corp • June 10th, 2003 • Life insurance • New York
Company FiledJune 10th, 2003 Industry Jurisdiction
EXHIBIT 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement") made and entered into this 7th day of January, 2004, to be effective as of the 7th day of January, 2004 (the "Effective Date"), by and between Financial Industries Corporation,...Employment Agreement • January 8th, 2004 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJanuary 8th, 2004 Company Industry Jurisdiction
RECITALSRegistration Rights Agreement • June 10th, 2003 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJune 10th, 2003 Company Industry Jurisdiction
EXHIBIT 10(aau) FAMILY LIFE CORPORATION AMENDMENT AGREEMENTAmendment Agreement • March 29th, 1996 • Financial Industries Corp • Life insurance • Illinois
Contract Type FiledMarch 29th, 1996 Company Industry Jurisdiction
ARTICLE I PURCHASEAcquisition Agreement • January 7th, 2004 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJanuary 7th, 2004 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the "Agreement") dated as of December 13, 2002 ("Agreement Date") by and between Financial Industries Corporation, a Texas company ("Company"), and Thomas C. Richmond ("Executive"), a resident of Texas....Employment Agreement • April 18th, 2003 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledApril 18th, 2003 Company Industry Jurisdiction
AMENDMENT NO. 2 TOFinancial Industries Corp • July 29th, 2005 • Life insurance
Company FiledJuly 29th, 2005 Industry
EXHIBIT 10.1 STOCK PURCHASE AGREEMENTStock Purchase Agreement • January 7th, 2004 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJanuary 7th, 2004 Company Industry Jurisdiction
EXHIBIT 10.4 MARKETING AGREEMENT This Marketing Agreement (the "Agreement") is executed to be effective this ___ day of _______, 2003, by and among INVESTORS LIFE INSURANCE COMPANY OF NORTH AMERICA, a Washington corporation ("Investors Life"), FAMILY...Marketing Agreement • June 10th, 2003 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJune 10th, 2003 Company Industry Jurisdiction
Amendment No. 1 to Employment AgreementEmployment Agreement • February 17th, 2004 • Financial Industries Corp • Life insurance
Contract Type FiledFebruary 17th, 2004 Company Industry
EXHIBIT 99.1 AMENDMENT NO. 1 TO CEO ENGAGEMENT AGREEMENT THIS AMENDMENT NO. 1 (this "AMENDMENT"), dated as of January 31, 2008, to that certain CEO Engagement Agreement, dated February 1, 2007 (the "EMPLOYMENT AGREEMENT"), by and between Financial...Engagement Agreement • February 6th, 2008 • Financial Industries Corp • Life insurance
Contract Type FiledFebruary 6th, 2008 Company Industry
EXHIBIT 10.50 AGREEMENT OF SALE AND PURCHASE THE STATE OF TEXAS COUNTY OF TRAVIS THIS AGREEMENT OF SALE AND PURCHASE ("Agreement") is made by and between INVESTORS LIFE INSURANCE COMPANY OF NORTH AMERICA, a Texas corporation ("Seller") and ASPEN...Agreement of Sale and Purchase • July 29th, 2005 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJuly 29th, 2005 Company Industry Jurisdiction
EXHIBIT 10.51 FIRST AMENDMENT TO AGREEMENT OF SALE AND PURCHASEFinancial Industries Corp • July 29th, 2005 • Life insurance
Company FiledJuly 29th, 2005 Industry
toEmployment Agreement • January 7th, 2004 • Financial Industries Corp • Life insurance
Contract Type FiledJanuary 7th, 2004 Company Industry
EXHIBIT 10.45 MUTUAL RELEASE AGREEMENT This Mutual Release Agreement (the "Agreement") dated as of July 30, 2004 by and between Financial Industries Corporation, a Texas company (the "Company"), and Eugene E. Payne ("Payne"), a resident of Texas....Mutual Release Agreement • July 29th, 2005 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJuly 29th, 2005 Company Industry Jurisdiction
EXHIBIT 10.43 Asset Management Agreement This ASSET MANAGEMENT AGREEMENT (the "Agreement"), dated October 20, 2003 by and between Investors Life Insurance Company of North America, a company domiciled in the State of Washington, (the "Company") and...Asset Management Agreement • July 29th, 2005 • Financial Industries Corp • Life insurance • New York
Contract Type FiledJuly 29th, 2005 Company Industry Jurisdiction
RECITALSStock Purchase and Option Agreement • June 10th, 2003 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJune 10th, 2003 Company Industry Jurisdiction
CONSULTING AGREEMENT This Consulting Agreement ("Agreement") is made and entered into as of the 31st day of December , 2003, between FINANCIAL INDUSTRIES CORPORATION, a Texas business corporation ("FIC") and ACTUARIAL RISK CONSULTANTS, INC., a Nevada...Consulting Agreement • January 7th, 2004 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJanuary 7th, 2004 Company Industry Jurisdiction
Defendant 200TH JUDICIAL DISTRICT COMPROMISE SETTLEMENT AGREEMENT AND MUTUAL RELEASE This Compromise Settlement Agreement and Mutual Release (this "Agreement") is made as of the 16th day of December, 2003, by and among Otter Creek Partners I, L.P....Compromise Settlement Agreement and Mutual Release • July 29th, 2005 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJuly 29th, 2005 Company Industry Jurisdiction
RECITALS:Senior Notes Subscription Agreement • June 10th, 2003 • Financial Industries Corp • Life insurance • New York
Contract Type FiledJune 10th, 2003 Company Industry Jurisdiction
ADMINISTRATIVE SERVICES AGREEMENT between FIC INSURANCE SERVICES, L.P. Austin, Texas and FAMILY LIFE INSURANCE COMPANY Houston, TexasAdministrative Services Agreement • January 12th, 2007 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJanuary 12th, 2007 Company Industry JurisdictionTHIS ADMINISTRATIVE SERVICES AGREEMENT (“Services Agreement”) is made as of the date set forth below by and between FIC INSURANCE SERVICES, L.P. (“Company”), a Texas limited partnership, and FAMILY LIFE INSURANCE COMPANY (“Insurer”), a Texas stock life insurance corporation.
EXHIBIT 10.3 AGREEMENT AND RELEASE This Agreement and Release (this "Release") is made and entered into as of the 31st day of December, 2003, by and between Scott A. Bell ("Bell"), FIC Financial Services, Inc., a Nevada corporation ("FICFS"), and...3 Agreement and Release • January 7th, 2004 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJanuary 7th, 2004 Company Industry Jurisdiction
FINANCIAL INDUSTRIES CORPORATION AMENDMENT NO. 3 TO 9% SUBORDINATED SENIOR NOTE DATED JULY 30, 1993Third Amendment • October 30th, 2006 • Financial Industries Corp • Life insurance
Contract Type FiledOctober 30th, 2006 Company IndustryThis Amendment No. 3 (this “Third Amendment”) dated as of March 9, 2006, is entered into by and between Financial Industries Corporation (the “Company”), and Investors Life Insurance Company of North America (the “Payee”). Capitalized terms used but not defined herein shall have the meaning set forth in the Subordinated Senior Note (as hereinafter defined).
EXHIBIT 10.7 AGREEMENT AND RELEASE This Agreement and Release (this "Release") is made and entered into as of the 31st day of December, 2003, by and between John Pesce ("Pesce"), FIC Financial Services, Inc., a Nevada corporation ("FICFS"), and...7 Agreement and Release • January 7th, 2004 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJanuary 7th, 2004 Company Industry Jurisdiction
EXHIBIT 10.3 ------------ DLB CAPITAL FUND FNIN, LLC 187 DANBURY ROAD WILTON, CONNECTICUT 06897 February 1, 2007 Financial Industries Corporation 6500 River Place Boulevard, Building One Austin, Texas 78730 Attention: R. Keith Long RE: ENGAGEMENT...Financial Industries Corp • February 7th, 2007 • Life insurance • Texas
Company FiledFebruary 7th, 2007 Industry Jurisdiction
EXHIBIT 10.52 RIVER PLACE POINTE I LEASE AGREEMENT BY AND BETWEEN RIVER PLACE POINTE, L.P. ("LANDLORD")Pointe Lease Agreement • July 29th, 2005 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJuly 29th, 2005 Company Industry Jurisdiction
RETENTION AGREEMENTRetention Agreement • June 27th, 2008 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJune 27th, 2008 Company Industry JurisdictionTHIS RETENTION AGREEMENT (this “Agreement”) is made and entered into as of June 25, 2008, by and between Financial Industries Corporation, a Texas corporation (hereinafter, together with its successors, referred to as the “Company”), on the one hand, and Michael P. Hydanus (hereinafter referred to as the “Executive”), on the other hand.
STOCK PURCHASE AGREEMENT BY AND BETWEEN FAMILY LIFE CORPORATION AND THE MANHATTAN LIFE INSURANCE COMPANY Dated as of December 8, 2006Stock Purchase Agreement • January 12th, 2007 • Financial Industries Corp • Life insurance • Texas
Contract Type FiledJanuary 12th, 2007 Company Industry Jurisdiction
AMENDMENT NO. 2 TOFinancial Industries Corp • July 29th, 2005 • Life insurance
Company FiledJuly 29th, 2005 Industry
EXHIBIT 10.46 FIC Insurance Group Investors Life Insurance Company of North America Family Life Insurance Commpany April 5, 2004 Jeffrey Demgen P.O. Box 49361 Austin, Texas 78765 Dear Mr. Demgen: After reviewing your employment agreement and the...Financial Industries Corp • July 29th, 2005 • Life insurance
Company FiledJuly 29th, 2005 Industry