Tidal Trust IV Sample Contracts
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 20th, 2025 • Tidal Trust IV • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of April 15, 2025, by and between Tidal Trust IV, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments LLC, a Delaware limited liability company (the “Adviser”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 20th, 2025 • Tidal Trust IV • Delaware
This Distribution Agreement (the “Agreement”) is effective as of April 15, 2025, by and between Tidal Trust IV, a Delaware statutory trust (the “Trust”) having its principal place of business at 234 West Florida Street, Suite 203, Milwaukee, WI 53204, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT TIDAL TRUST IVAuthorized Participant Agreement • June 20th, 2025 • Tidal Trust IV • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and [___] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services (the “Transfer Agent”), and is further subject to acknowledgement and agreement by Tidal Trust IV (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 2(d), 4(c) and 13(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time (“Fund Documents”), or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus
CUSTODY AGREEMENTCustody Agreement • July 7th, 2026 • Tidal Trust IV • New York
THIS AGREEMENT is made and entered into as of June 8, 2026 (the “Effective Date”), by and between TIDAL TRUST IV, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”). Tidal Investments LLC, a Delaware limited liability company, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 7.01 only.
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • October 22nd, 2025 • Tidal Trust IV • New York
THIS AGREEMENT is made as of October 17, 2025 by and between each Trust listed on the signature page hereto (each a “Fund”, and collectively the “Funds” as applicable) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY”).
FIRST AMENDMENT TO THE TRUST INVESTMENT ADVISORY AGREEMENT with TIDAL INVESTMENTS LLCInvestment Advisory Agreement • May 19th, 2026 • Tidal Trust IV
This First Amendment to the Investment Advisory Agreement (the “Amendment”) is made as of May 12, 2026, by and between TIDAL TRUST IV (the “Trust”) and TIDAL INVESTMENTS LLC (the “Adviser”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 7th, 2026 • Tidal Trust IV • New York
THIS AGREEMENT is made and entered into as of June 8, 2026 (the “Effective Date”) by and between TIDAL TRUST IV, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). Tidal Investments LLC, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 7 only.
FORM OF AMENDMENT NO. 3 TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 19th, 2026 • Tidal Trust IV
This AMENDMENT NO. 3 (“Amendment”) is made and entered into, as of the latest date on the signature page hereto (the “Effective Date”), by and between each Trust (hereinafter each a “Trust”, and collectively the “Trusts” as applicable) listed on Appendix A hereto and THE BANK OF NEW YORK MELLON (“BNY”). BNY and the Trust are collectively referred to as the “Parties” and individually as a “Party”.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 27th, 2025 • Tidal Trust IV • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of October 15, 2025, by and between Tidal Trust IV, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments LLC, a Delaware limited liability company (the “Adviser”).
FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 22nd, 2025 • Tidal Trust IV
THIS FIRST AMENDMENT, effective as of October 15, 2025, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of April 15, 2025, by and between Tidal Trust IV, a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”) and Tidal Investments LLC (the “Adviser”), solely in respect of the rights and obligations set forth in Section 4 and applicable provisions of Section 12 and 13 of the Agreement.
FIRST AMENDMENT TO THE SUB-ADVISORY ADVISORY AGREEMENTSub-Advisory Agreement • July 30th, 2026 • Tidal Trust IV
This First Amendment to the Sub-Advisory Agreement (the “Amendment”) is made as of July 13, 2026, by and between TIDAL INVESTMENTS LLC (the “Adviser”) and Vega Capital Partners LLC (the “Sub-Adviser”).
Form of SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • August 3rd, 2026 • Tidal Trust IV
THIS SECOND AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Fund Accounting Servicing Agreement dated as of June 8, 2026, as amended (the “Agreement”), is entered into by and between TIDAL TRUST IV, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
AMENDMENT NO. 1 TO CUSTODY AGREEMENTCustody Agreement • November 4th, 2025 • Tidal Trust IV
This AMENDMENT NO. 1 (“Amendment”) is made and entered into, as of the latest date on the signature page hereto (the “Effective Date”), by and between TIDAL TRUST IV (“Customer”) and THE BANK OF NEW YORK MELLON (“BNY”). BNY and Customer are collectively referred to as the “Parties” and individually as a “Party”.
fORM OF AMENDMENT NO. 3 TO Fund Accounting AgreementFund Accounting Agreement • May 19th, 2026 • Tidal Trust IV
This AMENDMENT NO. 3 (“Amendment”) is made and entered into, as of the latest date on the signature page hereto (the “Effective Date”), by and between each Trust listed on the signature page hereto (each a “Fund”, and collectively the “Funds” as applicable) and THE BANK OF NEW YORK MELLON (“BNY”). BNY and the Fund are collectively referred to as the “Parties” and individually as a “Party”.
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 20th, 2025 • Tidal Trust IV • Delaware
THIS FUND ADMINISTRATION SERVICING AGREEMENT (the “Agreement”) is made and entered into as of April 15, 2025 by and between Tidal Trust IV, a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”) and Tidal Investments LLC (the “Adviser”), solely in respect of the rights and obligations set forth in Section 4 and applicable provisions of Section 12 and 13 of this Agreement).
CUSTODY AGREEMENTCustody Agreement • June 12th, 2026 • Tidal Trust IV • New York
THIS AGREEMENT is made and entered into as of June 8, 2026 (the “Effective Date”), by and between TIDAL TRUST IV, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”). Tidal Investments LLC, a Delaware limited liability company, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 7.01 only.
AMENDMENT NO. 2 TO Fund Accounting AgreementFund Accounting Agreement • May 19th, 2026 • Tidal Trust IV
This AMENDMENT NO. 2 (“Amendment”) is made and entered into, as of the latest date on the signature page hereto (the “Effective Date”), by and between each Trust listed on the signature page hereto (each a “Fund”, and collectively the “Funds” as applicable) and THE BANK OF NEW YORK MELLON (“BNY”). BNY and the Fund are collectively referred to as the “Parties” and individually as a “Party”.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 7th, 2026 • Tidal Trust IV • New York
THIS AGREEMENT is made and entered into as of June 8, 2026 (the “Effective Date”) by and between TIDAL TRUST IV, a Delaware statutory trust (the “Trust”), U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). Tidal Investments LLC, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 5 only.
THIRD AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 12th, 2026 • Tidal Trust IV
THIS THIRD AMENDMENT, effective as of May 12, 2026, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of April 15, 2025, by and between Tidal Trust IV, a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”) and Tidal Investments LLC (the “Adviser”), solely in respect of the rights and obligations set forth in Section 4 and applicable provisions of Section 12 and 13 of the Agreement.
Form of SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • August 3rd, 2026 • Tidal Trust IV
THIS SECOND AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Transfer Agent Servicing Agreement dated as of June 8, 2026, as amended (the “Agreement”), is entered into by and between TIDAL TRUST IV, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
form of AMENDMENT NO. 3 TO CUSTODY AGREEMENTCustody Agreement • May 19th, 2026 • Tidal Trust IV
This AMENDMENT NO. 3 (“Amendment”) is made and entered into, as of the latest date on the signature page hereto (the “Effective Date”), by and between TIDAL TRUST IV (“Customer”) and THE BANK OF NEW YORK MELLON (“BNY”). BNY and Customer are collectively referred to as the “Parties” and individually as a “Party”.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 12th, 2026 • Tidal Trust IV • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of June 8, 2026 by and between Vega Capital Partners LLC, a Delaware limited liability company, with its principal place of business at 330 Spring St, #4B, New York, NY 10013 States (the “Sub-Adviser”) and Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 700, Milwaukee, Wisconsin 53204 (the “Adviser”), with respect to each series of Tidal Trust IV (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 7th, 2026 • Tidal Trust IV
THIS FIRST AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Fund Accounting Servicing Agreement dated as of June 8, 2026 (the “Agreement”), is entered into by and between TIDAL TRUST IV, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And TIDAL TRUST IVCustody Agreement • October 22nd, 2025 • Tidal Trust IV
This Custody Agreement is made and entered into as of the latest date set forth on the signature page hereto (the “Effective Date”) by and between THE BANK OF NEW YORK MELLON, a New York state chartered bank (“BNY”), and TIDAL TRUST IV, a [CONTRACTING ENTITY TYPE] (“Customer”). BNY and Customer are collectively referred to as the “Parties” and individually as a “Party”.
FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • July 30th, 2026 • Tidal Trust IV
THIS FIRST AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Custody Agreement dated as of June 8, 2026 (the “Agreement”), is entered into by and between TIDAL TRUST IV, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 30th, 2026 • Tidal Trust IV
THIS FIRST AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Fund Accounting Servicing Agreement dated as of June 8, 2026 (the “Agreement”), is entered into by and between TIDAL TRUST IV, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
SIXTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 30th, 2026 • Tidal Trust IV
THIS SIXTH AMENDMENT, effective as of July 16, 2026, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of April 15, 2025, by and between Tidal Trust IV, a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”) and Tidal Investments LLC (the “Adviser”), solely in respect of the rights and obligations set forth in Section 4 and applicable provisions of Section 12 and 13 of the Agreement.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 12th, 2026 • Tidal Trust IV • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of June 8, 2026, by and between Tidal Trust IV, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments LLC, a Delaware limited liability company (the “Adviser”).
TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 8th, 2025 • Tidal Trust IV • Delaware
This second amendment (“Amendment”) to the ETF Distribution Agreement dated as of April 15, 2025 (the “Agreement”), by and between Tidal Trust IV (the “Trust”) and Foreside Fund Services, LLC (“Foreside” and together with the Trust, the “Parties”) is entered into as of November 4, 2025 (the “Effective Date”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 22nd, 2025 • Tidal Trust IV • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of this 15th day of October, 2025 by and between Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 (the “Adviser”) and Voya Investment Management Co. LLC, a Delaware limited liability company, with its principal place of business at 200 Park Avenue, New York, NY 10166 (the “Sub-Adviser”), with respect to each series of Tidal Trust IV (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 12th, 2026 • Tidal Trust IV • Delaware
This fourth amendment (“Amendment”) to the ETF Distribution Agreement dated as of April 15, 2025 (the “Agreement”), by and between Tidal Trust IV (the “Trust”) and Foreside Fund Services, LLC (“Foreside” and together with the Trust, the “Parties”) is entered into as of June 8, 2026 (the “Effective Date”).
TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 12th, 2026 • Tidal Trust IV • Delaware
This third amendment (“Amendment”) to the ETF Distribution Agreement dated as of April 15, 2025 (the “Agreement”), by and between Tidal Trust IV (the “Trust”) and Foreside Fund Services, LLC (“Foreside” and together with the Trust, the “Parties”) is entered into as of May 12, 2026 (the “Effective Date”).
Form of SECOND AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • August 3rd, 2026 • Tidal Trust IV
THIS SECOND AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Custody Agreement dated as of June 8, 2026, as amended (the “Agreement”), is entered into by and between TIDAL TRUST IV, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
SECOND AMENDMENT TO THE SUB-ADVISORY ADVISORY AGREEMENTSub-Advisory Agreement • July 30th, 2026 • Tidal Trust IV
This Second Amendment to the Sub-Advisory Agreement (the “Amendment”) is made as of July 16, 2026, by and between TIDAL INVESTMENTS LLC (the “Adviser”) and Vega Capital Partners LLC (the “Sub-Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 8th, 2025 • Tidal Trust IV • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of November 4, 2025, by and between Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 (the “Adviser”), and LOGIQ Capital LLC, a New Jersey limited liability company, with its principal place of business at 61 West Palisade Avenue, Englewood, New Jersey 07631 (the “Sub-Adviser”), with respect to each series of Tidal Trust IV (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).