Public Shrek Royalties LLC Sample Contracts

November 30, 2023
Public Shrek Royalties LLC • December 1st, 2023 • Retail-retail stores, nec

This letter confirms the agreement between Dalmore Group, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and the Securities Industry Protection Corporation (“SIPC”), (“Dalmore” or “we” or “us”) and Public Shrek Royalties LLC (the “Issuer” or “you”) as follows:

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SUBSCRIPTION AGREEMENT Definitions: Subscription Details:
Subscription Agreement • September 22nd, 2022 • Public Shrek Royalties LLC • Delaware

THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. NO PUBLIC MARKET EXISTS FOR THE SECURITIES, AND NO PUBLIC MARKET IS EXPECTED TO DEVELOP FOLLOWING THIS OFFERING.

LIMITED LIABILITY COMPANY AGREEMENT OF PUBLIC SHREK ROYALTIES LLC
Limited Liability Company Agreement • September 22nd, 2022 • Public Shrek Royalties LLC • Delaware

This LIMITED LIABILITY COMPANY AGREEMENT OF PUBLIC SHREK ROYALTIES LLC (this “Agreement”) is dated as of September 12, 2022. Capitalized terms used herein without definition shall have the respective meanings ascribed to them in Section 1.01.

ASSET MANAGEMENT & ADMINISTRATIVE SERVICES AGREEMENT
Administrative Services Agreement • September 22nd, 2022 • Public Shrek Royalties LLC • Delaware

This ASSET MANAGEMENT & ADMINISTRATIVE SERVICES AGREEMENT (this “Agreement”), dated as of _______, is entered into between Otis Wealth, Inc., a Delaware corporation (the “Asset Manager”), Public Shrek Royalties LLC, a Delaware limited liability company (the “Company”) and Otis Wealth, Inc., a Delaware corporation, separately in its capacity as managing member of the Company (the “Managing Member”). Terms used but not defined herein shall have the meanings ascribed to them in the Limited Liability Company Agreement, dated September 12, 2022, of the Company (as amended, the “Operating Agreement”).

INTERCOMPANY AGREEMENT
Intercompany Agreement • September 22nd, 2022 • Public Shrek Royalties LLC • Delaware

This intercompany agreement (this “Agreement”), dated as of _______, is entered into by and between Otis Wealth, Inc., a Delaware corporation (the “Manager”), and Public Shrek Royalties LLC, a Delaware limited liability company (the “Company”).

Broker-Dealer Agreement
Broker-Dealer Agreement • September 22nd, 2022 • Public Shrek Royalties LLC

This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Public Shrek Royalties LLC (“Client”), a Delaware Limited Liability Company, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”). Client and Dalmore agree to be bound by the terms of this Agreement, effective as of September 20, 2022 (the “Effective Date”):

PPEX ATS COMPANY AGREEMENT
Company Agreement • December 1st, 2023 • Public Shrek Royalties LLC • Retail-retail stores, nec • New York

This PPEX ATS Company Agreement (including the policies and documents referenced below, collectively, this “Agreement”), effective as of the effective date set forth below (“Effective Date”), is entered into by and between Company set forth below (“Company”), and North Capital Private Securities Corporation, a Delaware corporation (“NCPS”, together with Company, the “Parties”, and each, a “Party”).

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