ACQUISITION AGREEMENT between SIEBERT FINANCIAL CORP., THE ESTATE OF MURIEL F. SIEBERT and KENNEDY CABOT ACQUISITION, LLC dated September 1, 2016Acquisition Agreement • September 6th, 2016 • Kennedy Cabot Acquisition, LLC • Security brokers, dealers & flotation companies • New York
This ACQUISITION AGREEMENT (this “Agreement”), is entered into on September 1, 2016, by and among SIEBERT FINANCIAL CORP., a New York corporation (the “Company”), THE ESTATE OF MURIEL F. SIEBERT (the “Majority Shareholder”) and KENNEDY CABOT ACQUISITION, LLC a Nevada limited liability company (the “Buyer”). Capitalized terms used herein (including in the immediately preceding sentence) and not otherwise defined herein shall have the meanings set forth in Section 1.01 hereof.
AMENDED AND RESTATED JOINT FILING AND GROUP AGREEMENTJoint Filing and Group Agreement • June 24th, 2020 • Kennedy Cabot Acquisition, LLC • Security brokers, dealers & flotation companies
This Amended and Restated Joint Filing and Group Agreement (this “Agreement”) is dated as of June 22, 2020, by and among Kennedy Cabot Acquisition, Gloria Gebbia, Richard Gebbia, and John M. Gebbia (each a “Party” to this Agreement, and collectively, the “Parties” or the “Group”).
Joint Filing AgreementJoint Filing Agreement • December 21st, 2016 • Kennedy Cabot Acquisition, LLC • Security brokers, dealers & flotation companies
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the shares of common stock, par value $0.01, of Siebert Financial Corp., a New York corporation, and that this agreement may be included as an exhibit to such joint filing. Each person executing this agreement is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but no person executing this agreement is responsible for the completeness or accuracy of the information concerning any other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This agreement
JOINT FILING AND GROUP AGREEMENTJoint Filing and Group Agreement • April 25th, 2018 • Kennedy Cabot Acquisition, LLC • Security brokers, dealers & flotation companies
This Joint Filing and Group Agreement (this “Agreement”) is dated as of March 28, 2018, by and among Kennedy Cabot Acquisition, Gloria Gebbia, Richard Gebbia, John M. Gebbia and David Gebbia (each a “Party” to this Agreement, and collectively, the “Parties” or the “Group”).
