FORM OF AUTHORIZED PARTICIPANT AGREEMENT]Authorized Participant Agreement • March 16th, 2015 • AccuShares Commodities Trust I • Investors, nec • New York
Third Amended and Restated Trust Agreement of AccuShares Trust I AccuShares Investment Management, LLC as Sponsor and Wilmington Trust, N.A., as Trustee Dated as of June 16, 2016Trust Agreement • June 17th, 2016 • AccuShares Trust I • Investors, nec • Delaware
THIS THIRD AMENDED AND RESTATED TRUST AGREEMENT (this “Trust Agreement”) is made and entered into as of June 16, 2016, by ACCUSHARES INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company, as sponsor (the “Sponsor”), and WILMINGTON TRUST, N.A., a national banking association, as trustee (the “Trustee”), for the purpose of continuing a Delaware statutory trust in accordance with the provisions hereinafter set forth;
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 17th, 2014 • AccuShares Commodities Trust I • Investors, nec • Massachusetts
THIS AGREEMENT (this “Agreement”) is made as of the 16th day of June, 2014, by and between STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and ACCUSHARES COMMODITIES TRUST I (the “Trust”), a Delaware statutory trust on behalf of each of its separate fund series listed on Schedule A attached hereto and made a part hereof (each a “Fund” and collectively the “Funds”).
ADMINISTRATION AGREEMENTAdministration Agreement • July 17th, 2014 • AccuShares Commodities Trust I • Investors, nec • Massachusetts
This Administration Agreement (this “Agreement”) dated and effective as of June 16, 2014, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and AccuShares Commodities Trust I (the “Trust”), a Delaware statutory trust on behalf of each of its separate fund series listed on Schedule A attached hereto and made a part hereof (each a “Fund” and collectively the “Funds”).
AMENDMENT TO THE SECOND AMENDED AND RESTATED TRUST AGREEMENT OF ACCUSHARES COMMODITIES TRUST ITrust Agreement • September 29th, 2015 • AccuShares Trust I • Investors, nec • Delaware
This Amendment (this “Amendment”), dated as of September 29, 2015, by ACCUSHARES INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company, as sponsor (the “Sponsor”) of AccuShares Trust I (formerly known as AccuShares Commodities Trust I) (the “Trust”), amends that certain Second Amended and Restated Trust Agreement of the Trust, made and executed as of June 16, 2014 (the “Trust Agreement”). Capitalized terms used and not defined herein shall have the meanings set forth in the Trust Agreement.
SPONSOR AGREEMENTSponsor Agreement • July 17th, 2014 • AccuShares Commodities Trust I • Investors, nec • New York
THIS SPONSOR AGREEMENT (this “Agreement”) is dated as of June 16, 2014 between AccuShares Investment Management, LLC, a Delaware limited liability company (“Sponsor”), and AccuShares Commodities Trust I, a statutory trust organized under the laws of the state of Delaware (the “Trust”), both for itself and on behalf of each of its series set forth on Schedule A hereto (each, a “Fund” and, collectively, the “Funds”).
FORM OF SPONSOR AGREEMENT]Form of Sponsor Agreement • March 18th, 2014 • AccuShares Commodities Trust I • Investors, nec • New York
THIS SPONSOR AGREEMENT (this “Agreement”) is dated as of [•], 2014 between AccuShares Investment Management, LLC, a Delaware limited liability company (“Sponsor”), and AccuShares Commodities Trust I, a statutory trust organized under the laws of the state of Delaware (the “Trust”), both for itself and on behalf of each of its series set forth on Schedule A hereto (each, a “Fund” and, collectively, the “Funds”).
AMENDMENT TO THE SECOND AMENDED AND RESTATED TRUST AGREEMENT OF ACCUSHARES COMMODITIES TRUST ITrust Agreement • June 13th, 2016 • AccuShares Trust I • Investors, nec • Delaware
This Amendment (this “Amendment”), dated as of June 8, 2016, by ACCUSHARES INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company, as sponsor (the “Sponsor”) of AccuShares Trust I (formerly known as AccuShares Commodities Trust I) (the “Trust”), amends that certain Second Amended and Restated Trust Agreement of the Trust, made and executed as of June 16, 2014 (the “Trust Agreement”). Capitalized terms used and not defined herein shall have the meanings set forth in the Trust Agreement.
DOMESTIC CUSTODIAN AGREEMENTDomestic Custodian Agreement • July 17th, 2014 • AccuShares Commodities Trust I • Investors, nec • Massachusetts
This Agreement (this “Agreement”) is made as of June 16, 2014 by and between AccuShares Commodities Trust I (the “Trust”), a Delaware statutory trust on behalf of each of its separate fund series listed on Appendix A attached hereto and made a part hereof (each a “Fund” and collectively the “Funds”) and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
FORM OF NON-CUSTODY INVESTMENT ADVISORY AGREEMENT]Investment Advisory Agreement • March 18th, 2014 • AccuShares Commodities Trust I • Investors, nec • Delaware
THIS NON-CUSTODY INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made this [•] day of [•], 2014, by and among ACCUSHARES COMMODITIES TRUST I (the “Trust”), a Delaware statutory trust on behalf of each of its separate fund series listed on Schedule A attached hereto and made a part hereof (each a “Fund” and collectively the “Funds”), ACCUSHARES INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company and party hereto solely for the purpose of Paragraph II(b) hereof (the “Sponsor”), and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association (the “Investment Advisor”).
FORM OF DOMESTIC CUSTODIAN AGREEMENT]Form of Domestic Custodian Agreement • March 18th, 2014 • AccuShares Commodities Trust I • Investors, nec • Massachusetts
This Agreement (this “Agreement”) is made as of [•], 2014 by and between AccuShares Commodities Trust I (the “Trust”), a Delaware statutory trust on behalf of each of its separate fund series listed on Schedule A attached hereto and made a part hereof (each a “Fund” and collectively the “Funds”) and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
FORM OF INDEX SUBLICENSE AGREEMENT]Form of Index Sublicense Agreement • March 18th, 2014 • AccuShares Commodities Trust I • Investors, nec • New York
This Index Sublicense Agreement (this “Sublicense Agreement”), dated as of [•], 2014, is made by and between AccuShares Commodities Trust I, a Delaware statutory trust (“Sublicensee”) on behalf of each of its separate fund series listed on Schedule A attached hereto and made a part hereof (each a “Fund” and collectively the “Funds”) and AccuShares Investment Management, LLC, a Delaware limited liability company (“Licensee” or “Sublicensor”).
NON-CUSTODY INVESTMENT ADVISORY AGREEMENTNon-Custody Investment Advisory Agreement • July 17th, 2014 • AccuShares Commodities Trust I • Investors, nec • Delaware
THIS NON-CUSTODY INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made this 16th day of June, 2014, by and among ACCUSHARES COMMODITIES TRUST I (the “Trust”), a Delaware statutory trust on behalf of each of its separate fund series listed on Schedule A attached hereto and made a part hereof (each a “Fund” and collectively the “Funds”), ACCUSHARES INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company and party hereto solely for the purpose of Paragraph II(b) hereof (the “Sponsor”), and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association (the “Investment Advisor”).
AMENDMENT TO THE SECOND AMENDED AND RESTATED TRUST AGREEMENT OF ACCUSHARES COMMODITIES TRUST ITrust Agreement • June 8th, 2015 • AccuShares Commodities Trust I • Investors, nec • Delaware
This Amendment (this “Amendment”), dated as of June 5, 2015, by ACCUSHARES INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company, as sponsor (the “Sponsor”) of AccuShares Commodities Trust I (the “Trust”), amends that certain Second Amended and Restated Trust Agreement of the Trust, made and executed as of June 16, 2014 (the “Trust Agreement”). Capitalized terms used and not defined herein shall have the meanings set forth in the Trust Agreement.
INDEX SUBLICENSE AGREEMENTIndex Sublicense Agreement • July 17th, 2014 • AccuShares Commodities Trust I • Investors, nec • New York
This Index Sublicense Agreement (this “Sublicense Agreement”), dated as of June 16, 2014, is made by and between AccuShares Commodities Trust I, a Delaware statutory trust (“Sublicensee”) on behalf of each of its separate fund series listed on Schedule A attached hereto and made a part hereof (each a “Fund” and collectively the “Funds”) and AccuShares Investment Management, LLC, a Delaware limited liability company (“Licensee” or “Sublicensor”).
