Waterstone Financial, Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENTAgency Agreement • July 18th, 2013 • Waterstone Financial, Inc. • Savings institution, federally chartered • New York
Payment for Securities purchased by us shall be made at the offices of Sandler O’Neill, 1251 Avenue of Americas., 6th Floor, New York, New York 10020, at the Offering Price (as hereinafter defined), or, if you shall advise us, at such price less the Concession to dealers (as hereinafter defined) or at the price set forth or indicated in a Written Communication, on such date as you shall determine, on one day’s prior notice to us, payable in New York Clearing House funds against delivery of the Securities. If Securities are purchased and paid for at such Offering Price, such Concession will be paid after the termination of the provisions of Section 3(b) hereof with respect to such Securities. Notwithstanding the foregoing, unless we give you written instructions otherwise, if transactions in the Securities may be settled through the facilities of The Depository Trust Company, payment for and delivery of Securities purchased by us will be made through such facilities if we are a member,
Mr. Douglas S. Gordon President and Chief Executive Officer Waterstone Financial, Inc. / WaterStone Bank, SSB 11200 West Plank Court Wauwatosa, Wisconsin 53226 Dear Mr. Gordon:Waterstone Financial, Inc. • June 7th, 2013
This letter sets forth the agreement between WaterStone Bank, SSB, Wauwatosa, Wisconsin (the “Bank”), the wholly-owned subsidiary of Waterstone Financial, Inc. (the “Company”), which in turn is the majority-owned subsidiary of Lamplighter Financial, MHC (the “MHC”), and RP® Financial, LC. (“RP Financial”), whereby RP Financial will provide the independent conversion appraisal services in conjunction with the second step conversion transaction by the Company. The scope, timing and fee structure for these appraisal services are described below.
Stock OptionEquity Incentive Plan • March 6th, 2015 • Waterstone Financial, Inc. • Savings institution, federally chartered
This stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2015 Equity Incentive Plan (the “Plan”) of Waterstone Financial, Inc. (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided to each person granted a stock option pursuant to the Plan. The holder of this Option (the “Participant”) hereby accepts this Option, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the Committee appointed to administer the Plan (“Committee”) or the Board will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, the term “Company” will include the parent and all present and future subsidiaries of
PERFORMANCE AWARDWaterstone Financial, Inc. • October 1st, 2020 • Savings institution, federally chartered • Wisconsin
This Performance Award Agreement for Restricted Stock (“Performance Award” or “Agreement”) is and will be subject in every respect to the provisions of the 2020 Omnibus Incentive Plan (the “Plan”) of Waterstone Financial, Inc. (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided or made available to each person granted a Performance Award for Restricted Stock pursuant to the Plan. The holder of this Performance Award (the “Participant”) hereby accepts this Performance Award, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the Compensation Committee of the Board of Directors of the Company (“Committee”) will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Capitalized terms u
Non-Qualified Stock Option2020 Omnibus Incentive Plan • October 1st, 2020 • Waterstone Financial, Inc. • Savings institution, federally chartered • Wisconsin
This non-qualified stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2020 Omnibus Incentive Plan (the “Plan”) of Waterstone Financial, Inc. (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided or made available to each person granted a stock option pursuant to the Plan. The holder of this Option (the “Participant”) hereby accepts this Option, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the committee responsible for administering the Plan (the “Committee”) will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, the term “Company” will include the parent and all prese
RESIGNATION AND RELEASE AGREEMENTResignation and Release Agreement • July 27th, 2018 • Waterstone Financial, Inc. • Savings institution, federally chartered
This Resignation and Release Agreement (the "Agreement') is made by and among (i) Eric Egenhoefer ("Mr. Egenhoefer"), and (ii) Waterstone Mortgage Corporation (the "Company"), (collectively, the Parties").
Restricted Stock AwardRestricted Stock Award • March 6th, 2015 • Waterstone Financial, Inc. • Savings institution, federally chartered • Wisconsin
This restricted stock agreement (“Restricted Stock Award” or “Agreement”) is and will be subject in every respect to the provisions of the 2015 Equity Incentive Plan (the “Plan”) of Waterstone Financial, Inc. (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided to each person granted a Restricted Stock Award pursuant to the Plan. The holder of this Restricted Stock Award (the “Participant”) hereby accepts this Restricted Stock Award, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the Committee appointed to administer the Plan (“Committee”) or the Board will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, the term “Company” will
Incentive Stock Option2020 Omnibus Incentive • October 1st, 2020 • Waterstone Financial, Inc. • Savings institution, federally chartered • Wisconsin
This incentive stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2020 Omnibus Incentive Plan (the “Plan”) of Waterstone Financial, Inc. (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided or made available to each person granted a stock option pursuant to the Plan. The holder of this Option (the “Participant”) hereby accepts this Option, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the committee responsible for administering the Plan (the “Committee”) will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, the term “Company” will include the parent and all present a
WATERSTONE BANK SSB EMPLOYMENT AGREEMENTWaterstone Bank SSB • October 24th, 2014 • Waterstone Financial, Inc. • Savings institution, federally chartered • Wisconsin
This Agreement (this "Agreement") is made effective as of the 23rd day of October, 2014 (the "Effective Date"), by and between WaterStone Bank SSB (the "Bank"), a Wisconsin-chartered savings bank with its principal offices at 11200 West Plank Road, Wauwatosa, Wisconsin 53226, and Douglas S. Gordon ("Executive").
WATERSTONE MORTGAGE CORPORATIONEmployment Agreement • July 18th, 2013 • Waterstone Financial, Inc. • Savings institution, federally chartered
This Employment Agreement (the "Agreement") by and between WATERSTONE MORTGAGE CORPORATION (the "Company") and ERIC J. EGENHOEFER ("Employee") is hereby entered into and effective as of the Closing Date. This Agreement hereby supersedes any other employment agreements or understandings; written or oral, between the Company and Employee.
THIS AGREEMENT is made effective the last date entered opposite the Parties’ signatures, below (the “Effective Date”) by and among Alterra Group, LLC, a/k/a Panorama Mortgage Group, LLC, on behalf of itself and each business entity in which it has a...Agreement • April 4th, 2019 • Waterstone Financial, Inc. • Savings institution, federally chartered • Wisconsin
This Agreement shall bind the undersigned, their heirs and/or successors or assigns and shall inure to the benefit of all the parties released, their heirs and/or succesors and assigns.
Restricted Stock Award AgreementRestricted Stock Award Agreement • October 1st, 2020 • Waterstone Financial, Inc. • Savings institution, federally chartered • Wisconsin
This restricted stock award agreement (“Restricted Stock Award” or “Agreement”) is and will be subject in every respect to the provisions of the 2020 Omnibus Incentive Plan (the “Plan”) of Waterstone Financial, Inc. (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided or made available to each person granted a Restricted Stock Award pursuant to the Plan. The holder of this Restricted Stock Award (the “Participant”) hereby accepts this Restricted Stock Award, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the committee responsible for administering the Plan (the “Committee”) will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, th
WATERSTONE MORTGAGE CORPORATION EMPLOYMENT AGREEMENTEmployment Agreement • December 23rd, 2014 • Waterstone Financial, Inc. • Savings institution, federally chartered
This Employment Agreement (the "Agreement") by and between WATERSTONE MORTGAGE CORPORATION (the "Company") and ERIC J. EGENHOEFER ("Executive") is hereby entered into on December 17, 2014. This Agreement hereby supersedes any other employment agreements or understandings; written or oral, between the Company and Executive.
CHANGE IN CONTROL AGREEMENTChange in Control Agreement • March 6th, 2019 • Waterstone Financial, Inc. • Savings institution, federally chartered • Wisconsin
This Change in Control Agreement (this “Agreement”) is made effective as of April 17, 2018 (the “Effective Date”), by and between Waterstone Bank SSB, a Wisconsin-chartered savings bank (the “Bank”) and Julie Glynn (“Officer”). Any reference to the “Company” shall mean Waterstone Financial, Inc., the stock holding company of the Bank, or any successor thereto.
