UNDERWRITING AGREEMENTUnderwriting Agreement • May 7th, 2014 • China Commercial Credit Inc • National commercial banks • New York
The undersigned, China Commercial Credit, Inc., a corporation formed under the laws of the State of Delaware (“CCC”) together with each of CCC’s direct and indirect subsidiaries (the “Subsidiaries”) identified on Schedule 1-A hereto and the variable interest entity (the “VIE”) identified on Schedule 1-B hereto through which CCC partially conducts its operations in the People’s Republic of China (the “PRC”) by way of contractual arrangements (CCC, all of the Subsidiaries and the VIE collectively as the “Company”), and the selling stockholders named in Schedule 2 hereto (the “Selling Stockholders”) hereby confirm the agreement (this “Agreement”) with Axiom Capital Management, Inc. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 3 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individuall
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 24th, 2020 • TD Holdings, Inc. • National commercial banks • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of November [ ], 2020, between TD Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
EMPLOYMENT AGREEMENTEmployment Agreement • September 11th, 2023 • TD Holdings, Inc. • Wholesale-metals & minerals (no petroleum) • Delaware
This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of September 11, 2023 (the “Effective Date”), by and between TD Holdings, Inc., incorporated under the laws of the State of Delaware (the “Company”), and Ge Ouyang, an individual (the “Executive”). Except with respect to the direct employment of the Executive by the Company, the term “Company” as used herein with respect to all obligations of the Executive hereunder shall be deemed to include the Company and all of its subsidiaries and affiliated entities (collectively, the “Group”).
Securities Purchase AgreementSecurities Purchase Agreement • March 14th, 2023 • TD Holdings, Inc. • Wholesale-metals & minerals (no petroleum) • Utah
This Securities Purchase Agreement (this “Agreement”), dated as of March 13, 2023, is entered into by and between TD Holdings, Inc., a Delaware corporation (“Company”), and Streeterville Capital, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”).
FORM OF COMMON STOCK PURCHASE WARRANT China Commercial Credit, IncChina Commercial Credit Inc • December 7th, 2017 • National commercial banks
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [ ], or his assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five-year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from China Commercial Credit, Inc., a Delaware corporation (the “Company”), up to [ ] shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT CHINA BAT GROUP, INC.China Bat Group, Inc. • May 22nd, 2019 • National commercial banks
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the date that is the five (5) year anniversary of the earlier of (i) the first date on which all of the Warrant Shares (as defined below) may be sold pursuant to an effective registration statement or (ii) the first date on which this Warrant may be exercised on a cashless basis pursuant to Section 2(c) hereof and all of the Warrant Shares issued upon exercise may be immediately sold pursuant to Rule 144, provided that, in the case of (i) or (ii), if such date is not a Trading Day, such date shall be the immediately following Trading Day (the “Termination Date”) but not thereafter, to subscribe for and purchase from China Bat
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 31st, 2023 • TD Holdings, Inc. • Wholesale-metals & minerals (no petroleum) • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of July 31, 2023 by and among TD Holdings, Inc., a Delaware corporation, (the “Company”), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a “Purchaser”; collectively, the “Purchasers”).
FORM OF COMMON STOCK PURCHASE WARRANTBat Group, Inc. • September 3rd, 2019 • National commercial banks
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the date that is the five (5) year anniversary of the earlier of (i) the first date on which all of the Warrant Shares (as defined below) may be sold pursuant to an effective registration statement or (ii) the first date on which this Warrant may be exercised on a cashless basis pursuant to Section 2(c) hereof and all of the Warrant Shares issued upon exercise may be immediately sold pursuant to Rule 144, provided that, in the case of (i) or (ii), if such date is not a Trading Day, such date shall be the immediately following Trading Day (the “Termination Date”) but not thereafter, to subscribe for and purchase from Bat Group
SHARE EXCHANGE AGREEMENTShare Exchange Agreement • August 10th, 2017 • China Commercial Credit Inc • National commercial banks • New York
This Share Exchange Agreement (this “Agreement”) is made and entered into as of August 9, 2017 by and among (i) China Commercial Credit, Inc., a corporation incorporated in the State of Delaware (the “Purchaser”), (ii) Sorghum Investment Holdings Limited, a British Virgin Islands Company (the “Company”) and (iii) each of the shareholders of the Company named on Annex I hereto (collectively, the “Sellers”). The Purchaser, the Company and the Sellers are sometimes referred to herein individually as a “Party” and, collectively, as the “Parties”. Capitalized terms, unless otherwise defined, shall have the meanings ascribed to such terms in Article XII hereof.
CHINA COMMERCIAL CREDIT, INC. FORM OF WARRANT AGENCY AGREEMENTWarrant Agreement • January 15th, 2014 • China Commercial Credit Inc • National commercial banks • New York
WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of [______________], 2014 (the “Issuance Date”), between China Commercial Credit, Inc., a Delaware corporation, with offices at No. 1688, Yunli Road, Tongli, Wujiang, Jiangsu Province, People’s Republic of China (“Company”), and [_____________], with offices at [__________________________] (“Warrant Agent”).
FORM OF COMMON STOCK PURCHASE WARRANT TD HOLDINGS, INC.TD Holdings, Inc. • August 27th, 2021 • National commercial banks
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_____________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issuance Date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the date that is the five (5) year anniversary of the Issuance Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from TD Holdings, Inc., a Delaware corporation (the “Company”), up to [_____] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. This Warrant is one of the warrants to purchase shares of Common Stock issued pursuant to that certain Securities Purchase Agreement (the “Purchase Agreement”) dated as of August [ ], 2021 among the Company and the purchasers signatory thereto, as amended from time to time.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 20th, 2021 • TD Holdings, Inc. • National commercial banks • New York
This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and TD Holdings, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement of an equity line of credit facility (the “Placement”) of registered shares of common stock (the “Offered Shares”) of the Company, par value $0.001 per share (“Common Stock”) to White Lion Capital LLC (the “Purchaser”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the Purchaser and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Offered Shares or complete the Placement. This Agreement and the documents executed and deliv
SHARE PURCHASE AGREEMENTShare Purchase Agreement • August 28th, 2020 • TD Holdings, Inc. • National commercial banks • New York
This Share Purchase Agreement (this “Agreement”) is made and entered into as of August 28, 2020 by and between Vision Loyal Limited (the “Purchaser”), a Hong Kong company, HC High Summit Limited, a Hong Kong company (the “Subsidiary”), HC High Summit Holding Limited, a British Virgin Islands exempt company (the “Seller”) and TD Holdings, Inc. (the “Company”), a Delaware corporation. The Purchaser, the Subsidiary, the Seller and the Company are sometimes referred to herein individually as a “Party” and, collectively, as the “Parties.”
SUBJECT TO LEGAL REVIEW AND COMMITMENT COMMITTEE APPROVALChina Bat Group, Inc. • May 22nd, 2019 • National commercial banks • New York
This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) the “Lead Manager”) and China Bat Group, Inc. Corporation (the “Company”), that Maxim shall serve as (i) sole lead/exclusive placement agent for the Company, on a “reasonable best efforts” basis (“Direct Placement”) or (ii) sole lead book running manager for the Company, on a firm commitment basis (“Underwritten Placement”) and collectively with a Direct Placement (a “Placement”), in connection with the proposed offering of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock (the “Common Stock”). The terms of such Placement and the Securities shall be mutually agreed upon by the Company, the Lead Manager and, if a Direct Placement, the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein grants the Lead Manager the power or authority to bind the Company or any Purchaser or creates an obligation for
Share Pledge AgreementShare Pledge Agreement • October 18th, 2022 • TD Holdings, Inc. • National commercial banks
This Share Pledge Agreement (this “Agreement”) has been executed by and among the following parties on October 17, 2022 in Shenzhen People’s Republic of China (“China” or the “PRC”):
COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • January 20th, 2021 • TD Holdings, Inc. • National commercial banks • New York
This Common Stock Purchase Agreement is entered into effective as of this 19th day of January, 2021 (this “Agreement”), by and between TD HOLDINGS, INC., a Delaware corporation (the “Company”), and WHITE LION CAPITAL LLC, a Nevada limited liability company (the “Investor”).
Exclusive Option AgreementExclusive Option Agreement • June 25th, 2018 • China Commercial Credit Inc • National commercial banks
This Exclusive Option Agreement (this "Agreement") is executed by and among the following Parties as of June 15, 2018 in Beijing the People’s Republic of China (“China” or the “PRC”):
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 22nd, 2019 • China Bat Group, Inc. • National commercial banks • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of May 20, 2019, between China Bat Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SHARE PURCHASE AGREEMENTShare Purchase Agreement • October 29th, 2020 • TD Holdings, Inc. • National commercial banks
This Share Purchase Agreement (this “Agreement”) is entered into as of October 26, 2020 (“Effective Date”), by and between Shenzhen Huamucheng Trading Co., Ltd., a limited liability company incorporated under the laws of the PRC (the “Buyer”), Shenzhen Qianhai Baiyu Supply Chain Co., Ltd., a PRC limited liability company (the “Company”), and Shenzhen Xinsuniao Technology Co., Ltd., a PRC limited liability company (the “Seller”) Buyer, the Company and the Seller are sometimes referred to herein individually as a “Party” and collectively as the “Parties.”
Exclusive Business Cooperation AgreementExclusive Business Cooperation Agreement • November 26th, 2019 • Bat Group, Inc. • National commercial banks
This Exclusive Business Cooperation Agreement (this “Agreement”) is made and entered into by and between the following parties on November 22, 2019 in Shenzhen, the People’s Republic of China (“China” or the “PRC”).
Form of Representative’s Warrant AgreementUnderwriting Agreement • May 7th, 2014 • China Commercial Credit Inc • National commercial banks • Delaware
THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY (180) DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) AXIOM CAPITAL MANAGEMENT, INC. OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF AXIOM CAPITAL MANAGEMENT, INC. OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.
LOCK-UP AGREEMENTLock-Up Agreement • April 12th, 2019 • China Bat Group, Inc. • National commercial banks • New York
Exclusive Option AgreementExclusive Option Agreement • October 18th, 2022 • TD Holdings, Inc. • National commercial banks
This Exclusive Option Agreement (this “Agreement”) is executed by and among the following parties as of October 17, 2022, in Shenzhen, the People’s Republic of China (“China” or the “PRC”):
SETTLEMENT AND MUTUAL RELEASE AGREEMENTSettlement and Mutual Release Agreement • September 14th, 2021 • TD Holdings, Inc. • National commercial banks • New York
This Settlement and Mutual Release Agreement is dated as of September 13, 2021 (the “Settlement Agreement”), by and between White Lion Capital, LLC. (“White Lion”) and TD Holdings, Inc. (“the Company” or “TD Holdings”), (together, the “Parties”, and each, a “Party”).
FORM OF SECURITIES PURCHASE AGREEMENTForm of Securities Purchase Agreement • September 29th, 2017 • China Commercial Credit Inc • National commercial banks • New York
THIS SECURITIES PURCHASE AGREEMENT (“Agreement”) is made as of September 27, 2017 by and between China Commercial Credit Inc., a Delaware corporation (the “Company”) and each of the Investors whose names are set forth on the Schedule of Investors attached hereto (individually, an “Investor” and collectively, the “Investors”).
FORM SECURITIES PURCHASE AGREEMENTForm Securities Purchase Agreement • December 7th, 2017 • China Commercial Credit Inc • National commercial banks • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of December 1, 2017, between China Commercial Credit, Inc. a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
FORM OF COMMON STOCK PURCHASE WARRANT China Commercial Credit, IncChina Commercial Credit Inc • September 29th, 2017 • National commercial banks
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [ ] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five-year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from China Commercial Credit, Inc., a Delaware corporation (the “Company”), up to [ ]shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
FORM OF SECURITIES PURCHASE AGREEMENTForm of Securities Purchase Agreement • May 30th, 2018 • China Commercial Credit Inc • National commercial banks • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of May 25, 2018 by and among China Commercial Credit, Inc., a Delaware corporation, (the “Company”), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a “Purchaser”; collectively, the “Purchasers”).
Agriculture bank of china Loan Agreement with Microcredit Company 编号/No：32010120120022431China Commercial Credit Inc • April 22nd, 2013 • National commercial banks
Dear Customer: In order to protect your rights, please carefully read all of these terms (especially those in bold) in connection with your rights and obligations before signing this agreement. If you have any question regarding this agreement, please consult with the party who provides loans.
Timely Reporting AgreementTimely Reporting Agreement • May 21st, 2018 • China Commercial Credit Inc • National commercial banks
This Timely Reporting Agreement (this “Agreement”) has been executed by and among the following parties on May [ ], 2018 in [Beijing], the People’s Republic of China (“China” or the “PRC”):
Timely Reporting AgreementTimely Reporting Agreement • April 4th, 2014 • China Commercial Credit Inc • National commercial banks
This Timely Reporting Agreement (this “Agreement”) has been executed by and among the following parties on Feb 19, 2014 in Suzhou, the People’s Republic of China (“China” or the “PRC”):
INVESTOR’S RIGHTS AGREEMENT dated as of July 28, 2014 By and Between CHINA COMMERCIAL CREDIT, INC. and LANGWORTH HOLDINGS LIMITEDInvestor’s Rights Agreement • August 1st, 2014 • China Commercial Credit Inc • National commercial banks • New York
This INVESTOR’S RIGHTS AGREEMENT (this “Agreement”) dated as of July 28, 2014, is made and entered into by and between China Commercial Credit, Inc., a Delaware corporation (the “Company”) and Langworth Holdings Limited , an exempted company organized and existing under the laws of the Seychelles Islands (“Holder”).
Timely Reporting AgreementTimely Reporting Agreement • May 16th, 2018 • China Commercial Credit Inc • National commercial banks
This Timely Reporting Agreement (this “Agreement”) has been executed by and among the following parties on May 10 2018 in [Wujiang], the People’s Republic of China (“China” or the “PRC”):
Purchase AgreementPurchase Agreement • January 22nd, 2020 • Bat Group, Inc. • National commercial banks
5、 Payment method: The purchaser must pay the full amount of the contract within the validity period of the contract. The settlement price of the product is 13% VAT.
Termination agreement of “Exclusive Business Cooperation Agreement,” “Exclusive Option Agreement,” “Share Pledge Agreement,” “Timely Reporting Agreement,” and “Powers of Attorney”Termination Agreement • June 30th, 2020 • TD Holdings, Inc. • National commercial banks
