Smart Trust, Tax Advantaged Growth & Income Trust, Series 3 Sample Contracts

April 12th, 2012 · Common Contracts · 49 similar
Smart Trust, Tax Advantaged Growth & Income Trust, Series 3Smart Trust, Tax-Advantaged Growth & Income Trust, Series 3 Reference Trust Agreement

This Reference Trust Agreement (the “Agreement”) dated April 12, 2012, among Hennion & Walsh, Inc., as Depositor, Hennion & Walsh Asset Management, Inc., as Portfolio Supervisor and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Smart Trust, Smart Ten Trust, Series 1, and Subsequent Series, Trust Indenture and Agreement” dated January 22, 2004 (the “Indenture”), and as amended in part by this Agreement (collectively, such documents hereinafter called the “Indenture and Agreement”). This Agreement and the Indenture, as incorporated by reference herein, will constitute a single instrument.

April 12th, 2012
Smart Trust, Tax Advantaged Growth & Income Trust, Series 3April 12, 2012

We have served as counsel for Smart Trust, Tax-Advantaged Growth & Income Trust, Series 3 (the “Fund”), in connection with the preparation, execution and delivery of a trust agreement dated April 12, 2012 (the “Indenture”) among Hennion & Walsh, Inc., as depositor (the “Depositor”), Hennion & Walsh Asset Management, Inc., as supervisor and The Bank of New York Mellon, as trustee (the “Trustee”), pursuant to which the Depositor has delivered to and deposited the securities listed in the schedule to the Indenture with the Trustee and pursuant to which the Trustee has provided to or on the order of the Depositor documentation evidencing ownership of units (the “Units”) of fractional undivided interest in and ownership of the trust of the Fund (the “Trust”), created under said Indenture.