TRIUMPH BANCORP, INC. (a Texas corporation) 1,800,000 Depositary Shares Each Representing a 1/40th Interest in a Share of 7.125% Series C Fixed-Rate Non- Cumulative Perpetual Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 19th, 2020 • Triumph Bancorp, Inc. • State commercial banks • New York
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • August 26th, 2021 • Triumph Bancorp, Inc. • State commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of August 26, 2021, and is made by and among Triumph Bancorp, Inc., a Texas corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 26th, 2021 • Triumph Bancorp, Inc. • State commercial banks • New York
This REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is dated as of August 26, 2021 and is made by and among Triumph Bancorp, Inc., a Texas corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined below) identified on the signature pages to the Purchase Agreement (as defined below) (collectively, the “Purchasers”).
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • October 17th, 2014 • Triumph Bancorp, Inc. • State commercial banks • Texas
THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of [—] between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and the undersigned (the “Indemnitee”).
TRIUMPH BANCORP, INC. (a Texas corporation)Triumph Bancorp, Inc. • September 30th, 2016 • State commercial banks • New York
Triumph Bancorp, Inc., a Texas corporation (the “Company”), confirms its agreement (the “Agreement”) with Sandler O’Neill + Partners, L.P. (“Sandler O’Neill”) and FIG Partners, LLC (“FIG”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Sandler O’Neill and FIG are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $50,000,000 aggregate principal amount of its 6.50% Fixed-to-Floating Rate Subordinated Notes due September 30, 2026 (the “Securities”). The Securities will be issued in book-entry only form to Cede & Co. as nominee of The Depository Trust Company (“DTC”) pursuant to an Indenture between the Company and Wells Fargo Bank, National Association, as Trustee (the “Trustee”), to be
DEPOSIT AGREEMENT among TRIUMPH BANCORP, INC. and EQUINITI TRUST COMPANY, as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of June 19, 2020Deposit Agreement • June 19th, 2020 • Triumph Bancorp, Inc. • State commercial banks • New York
DEPOSIT AGREEMENT dated as of June 19, 2020, by and among (i) Triumph Bancorp, Inc., a Texas corporation, (ii) Equiniti Trust Company, a limited trust company organized under the laws of the State of New York, as Depositary, and (iii) the Holders from time to time of the Receipts described herein.
EMPLOYMENT AGREEMENTEmployment Agreement • September 19th, 2014 • Triumph Bancorp, Inc. • State commercial banks • Texas
THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of 16 August 2012, by and between TRIUMPH SAVINGS BANK SSB, (the “Bank”), and GAIL LEHMANN (“Executive”).
EMPLOYMENT AGREEMENTEmployment Agreement • July 20th, 2022 • Triumph Bancorp, Inc. • State commercial banks • Texas
THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into on July 1, 2022 (the “Effective Date”), by and between TRIUMPH BANCORP, INC., (the “Company”), and Edward J. Schreyer (“Executive”). For purposes of this Agreement, the Company and Executive are each, individually, a “Party” and collectively, the “Parties.”
AGREEMENT AND PLAN OF MERGER by and between FIRST BANCORP OF DURANGO, INC. and TRIUMPH BANCORP, INC. Dated as of April 9, 2018Agreement and Plan of Merger • April 9th, 2018 • Triumph Bancorp, Inc. • State commercial banks • Delaware
Agreement and Plan of Merger (this “Agreement”), dated as of April 9, 2018, by and between Triumph Bancorp, Inc., a Texas corporation (“Parent”), and First Bancorp of Durango, Inc., a Colorado corporation (“Company”).
EMPLOYMENT AGREEMENTEmployment Agreement • July 20th, 2022 • Triumph Bancorp, Inc. • State commercial banks • Texas
THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into on July 1, 2022 (the “Effective Date”), by and between TBK BANK, SSB (the “Bank”), and Melissa Forman-Barenblit (“Executive”).
EMPLOYMENT AGREEMENTEmployment Agreement • September 19th, 2014 • Triumph Bancorp, Inc. • State commercial banks • Texas
THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of May 8, 2012 to become effective as of July 1, 2012, by and between TRIUMPH SAVINGS BANK SSB, (the “Bank”), and RAY SPERRING (“Executive”).
ContractTriumph Bancorp, Inc. • September 19th, 2014 • State commercial banks • Texas
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE U.S. STATE SECURITIES LAWS. THESE SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO DISTRIBUTION OR RESALE, AND MAY NOT BE MORTGAGED, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT.
Contract2014 Omnibus Incentive Plan Restricted Stock Award Agreement • May 6th, 2015 • Triumph Bancorp, Inc. • State commercial banks • Texas
THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”), dated as of _____________ (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and ______________ (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc. 2014 Omnibus Incentive Plan (the “Plan”).
TRIUMPH BANCORP, INC. AMENDED AND RESTATED RESTRICTED STOCK PLAN AWARD AGREEMENT RESTRICTED STOCK SHARESRestricted Stock Plan • September 19th, 2014 • Triumph Bancorp, Inc. • State commercial banks • Texas
This Restricted Stock Shares Award Agreement (“Agreement”), dated as of April 1, 2014 (“Grant Date”), is entered into by and between Triumph Bancorp, Inc. (the “Company”), a Texas corporation, and [ ] (the “Grantee”).
CONSULTING AGREEMENTConsulting Agreement • September 1st, 2021 • Triumph Bancorp, Inc. • State commercial banks • Texas
This CONSULTING AGREEMENT (this “Agreement”) dated as of September 1, 2021 to be effective as of the Effective Date, by and between TRIUMPH BANCORP, INC., a Texas corporation (the “Company”), and R. BRYCE FOWLER (“Consultant”).
Contract2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement • July 20th, 2023 • Triumph Financial, Inc. • State commercial banks • Texas
THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2023 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Financial, Inc. 2014 Omnibus Incentive Plan (the “Plan”), pursuant to which this Award is granted.
AGREEMENT AND PLAN OF MERGER by and between SOUTHERN COLORADO CORP. and TRIUMPH BANCORP, INC. Dated as of April 9, 2018Agreement and Plan of Merger • April 9th, 2018 • Triumph Bancorp, Inc. • State commercial banks • Delaware
Agreement and Plan of Merger (this “Agreement”), dated as of April 9, 2018, by and between Triumph Bancorp, Inc., a Texas corporation (“Parent”), and Southern Colorado Corp., a Colorado corporation (“Company”).
Contract2014 Omnibus Incentive Plan Restricted Stock Award Agreement • May 4th, 2016 • Triumph Bancorp, Inc. • State commercial banks • Texas
THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”), dated as of _________, 2016 (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and ______________ (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc. 2014 Omnibus Incentive Plan (the “Plan”).
Contract2014 Omnibus Incentive Plan Nonqualified Stock Option Agreement • May 4th, 2016 • Triumph Bancorp, Inc. • State commercial banks • Texas
THIS OPTION AGREEMENT (this “Agreement”), dated as of _______, 2016 (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and [___________] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc., 2014 Omnibus Incentive Plan (the “Plan”).
RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • October 17th, 2014 • Triumph Bancorp, Inc. • State commercial banks • Texas
THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”), dated as of December [1], 2014 (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc. 2014 Omnibus Incentive Plan (the “Plan”).
CONFIDENTIAL SEVERANCE AGREEMENT AND GENERAL RELEASEConfidential Severance Agreement and General Release • February 15th, 2023 • Triumph Financial, Inc. • State commercial banks • Texas
This Confidential Severance Agreement and General Release (“Agreement”), is made and entered into by and between the undersigned individual Geoffrey Brenner (“you,” “your,” and “yourself”) and Triumph Financial Services LLC (f/k/a Advance Business Capital LLC) (the “Company”), (collectively, the “Parties”) as follows:
ContractIncentive Plan Performance Restricted Stock Unit Award Agreement • July 19th, 2019 • Triumph Bancorp, Inc. • State commercial banks • Texas
THIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of ____________ (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and ___________ (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc. 2014 Omnibus Incentive Plan (the “Plan”), pursuant to which this Award is granted.
ContractIncentive Plan Performance Restricted Stock Unit Award Agreement • February 11th, 2020 • Triumph Bancorp, Inc. • State commercial banks • Texas
THIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of December 31, 2019 (the “Grant Date”), is made by and between Triumph Bancorp, Inc., a Texas corporation (the “Company”), and ________ (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Bancorp, Inc. 2014 Omnibus Incentive Plan (the “Plan”), pursuant to which this Award is granted.
Contract2014 Omnibus Incentive Plan Nonqualified Stock Option Agreement • July 20th, 2023 • Triumph Financial, Inc. • State commercial banks • Texas
THIS OPTION AGREEMENT (this “Agreement”), dated as of May 1, 2023 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Financial, Inc., 2014 Omnibus Incentive Plan (the “Plan”).
ContractOmnibus Incentive Plan Performance Restricted Stock Unit Award Agreement • July 20th, 2023 • Triumph Financial, Inc. • State commercial banks • Texas
THIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2023 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Financial, Inc. 2014 Omnibus Incentive Plan (the “Plan”), pursuant to which this Award is granted.
ASSET PURCHASE AGREEMENT by and among ADVANCE BUSINESS CAPITAL LLC, TRIUMPH BANCORP, INC., (solely for the purposes set forth on its signature page hereto) INTERSTATE CAPITAL CORPORATION, BIDPAY, INC., CHECK FREIGHT BROKERS, LLC, INTERSTATE BUSINESS...Asset Purchase Agreement • April 9th, 2018 • Triumph Bancorp, Inc. • State commercial banks • Delaware
ASSET PURCHASE AGREEMENT dated as of April 9, 2018 (this “Agreement”), by and among Advance Business Capital LLC, a Delaware limited liability company (“Purchaser”), Triumph Bancorp, Inc., a Texas corporation (“Purchaser Parent”), Interstate Capital Corporation, a New Mexico corporation (“ICC”), BidPay, Inc., a Texas corporation (“Bidpay”), Check Freight Brokers, LLC, a Texas limited liability company (“Check Freight”), Interstate Business Capital, a California Corporation (“IBC”), Factoring Company Guide, LLC, a Texas limited liability company (“Factoring Company Guide,” and together with, ICC, Bidpay, Check Freight, IBC and, in their capacities as transferors of assets hereunder, the Individual Sellers, the “Group Companies” or “Sellers”), American Finance and Investment Co., Inc., a Texas corporation (“AFIC”), Clifford R. Eisenberg, an individual resident of the State of Texas, Anthony B. Furman, an individual resident of the State of Texas (together with AFIC and Clifford R. Eisenb
ContractOmnibus Incentive Plan Performance Restricted Stock Unit Award Agreement • July 20th, 2023 • Triumph Financial, Inc. • State commercial banks • Texas
THIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2023 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph Financial, Inc. 2014 Omnibus Incentive Plan (the “Plan”), pursuant to which this Award is granted.
