DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2020 • Brookfield Investment Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 31st day of March, 2020, by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). BROOKFIELD PUBLIC SECURITIES GROUP LLC (f/n/a Brookfield Investment Management Inc.), the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
FORM OF FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 4th, 2011 • Brookfield Investment Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this day of , 2011, by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 4th, 2022 • Brookfield Investment Funds • New York
AGREEMENT made as of February 1, 2022, by and between Brookfield Public Securities Group LLC, a Delaware limited liability company (the “Adviser”), and Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Brookfield Global Renewables & Sustainable Infrastructure Fund (the “Fund”).
BROOKFIELD INVESTMENT FUNDS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated: September 27, 2011Agreement and Declaration of Trust • October 4th, 2011 • Brookfield Investment Funds
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Brookfield Investment Funds, a Delaware statutory trust, made as of September 27, 2011, by the undersigned Trustees.
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 4th, 2011 • Brookfield Investment Funds • New York
AGREEMENT made as of [·], by and among Brookfield Investment Management Inc., a Delaware corporation (the “Adviser”), Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Brookfield Global Listed Infrastructure Fund, solely with respect to Section 10(b) of this Agreement, and AMP Capital Brookfield (US) LLC, a Delaware limited liability company (the “Sub-Adviser”).
ADMINISTRATION AGREEMENTAdministration Agreement • February 4th, 2022 • Brookfield Investment Funds
THIS AGREEMENT is made as of the 1st day of February, 2022, by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Brookfield Global Renewables & Sustainable Infrastructure Fund (the “Fund”), and Brookfield Public Securities Group LLC, a Delaware limited liability company (the “Administrator”).
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 12th, 2013 • Brookfield Investment Funds • New York
AGREEMENT made as of [ ], 2013, by and between Brookfield Investment Management Inc., a Delaware corporation (the “Adviser”), and Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Brookfield U.S. Listed Real Estate Fund (the “Fund”).
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • October 4th, 2011 • Brookfield Investment Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this day of , 2011, by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). BROOKFIELD INVESTMENT MANAGEMENT INC., the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
FORM OF TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 4th, 2011 • Brookfield Investment Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this day of , 2011, by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF INVESTMENT ADVISORY AGREEMENTForm of Investment Advisory Agreement • July 1st, 2015 • Brookfield Investment Funds • New York
AGREEMENT made as of [ ], 2015, by and between Brookfield Investment Management Inc., a Delaware corporation (the “Adviser”), and Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Brookfield Real Assets Debt Fund (the “Fund”).
FORM OF ADMINISTRATION AGREEMENTForm of Administration Agreement • July 1st, 2015 • Brookfield Investment Funds
THIS AGREEMENT is made as of the [ ] day of [ ], 2015 by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Brookfield Real Assets Debt Fund (the “Fund”), and Brookfield Investment Management Inc., a Delaware corporation (the “Administrator”);
BROOKFIELD PUBLIC SECURITIES GROUP LLC AMENDED AND RESTATED FUND SUB- ADMINISTRATION SERVICING AGREEMENTServicing Agreement • May 14th, 2021 • Brookfield Investment Funds • Wisconsin
THIS AMENDED AND RESTATED AGREEMENT, dated as of [·], 2021 (the “Agreement”), is entered into by and among BROOKFIELD PUBLIC SECURITIES GROUP LLC, a Delaware limited liability company (the “Company”), BROOKFIELD INVESTMENT FUNDS (the “Trust”), on behalf of each series of the Trust (each, a “Fund,” or “Series,” and collectively, the “Funds”) (solely with respect to Sections 3, 10, 11, 18 and 19 of this Agreement), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT MANAGEMENT INC. FIFTH AMENDMENT TO THE FUND SUB- ADMINISTRATION SERVICING AGREEMENTBrookfield Investment Funds • September 5th, 2018
THIS FIFTH AMENDMENT, dated as of [·], 2018, to the Fund Sub-Administration Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, and February 2, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT MANAGEMENT INC. (the “Company”), with respect to the BROOKFIELD INVESTMENT FUNDS (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS FIRST AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTBrookfield Investment Funds • February 4th, 2022
THIS FIRST AMENDMENT, dated as of the 1st day of February, 2022 (the “Amendment”), to the Amended and Restated Fund Sub-Administration Servicing Agreement, dated as of April 30, 2021 (the “Agreement”), is entered into by and among BROOKFIELD PUBLIC SECURITIES GROUP LLC, a Delaware limited liability company (the “Company”), BROOKFIELD INVESTMENT FUNDS (the “Trust”), on behalf of each series of the Trust (each, a “Fund,” or “Series,” and collectively, the “Funds”) (solely with respect to Sections 3, 10, 11, 18 and 19 of the Agreement), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS SEVENTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 4th, 2022 • Brookfield Investment Funds
THIS SEVENTH AMENDMENT dated as of the 1st day of February, 2022, to the Fund Accounting Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, February 2, 2018, September 18, 2018 and June 2, 2021 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS SEVENTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 4th, 2022 • Brookfield Investment Funds
THIS SEVENTH AMENDMENT dated as of the 1st day of February, 2022, to the Transfer Agent Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, February 2, 2018, September 18, 2018 and June 2, 2021 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (the “USBFS”).
BROOKFIELD INVESTMENT FUNDS SIXTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • May 14th, 2021 • Brookfield Investment Funds
THIS SIXTH AMENDMENT dated as of [·], 2021, to the Transfer Agent Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, February 2, 2018 and September 18, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (the “USBFS”).
BROOKFIELD INVESTMENT FUNDS SIXTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • May 14th, 2021 • Brookfield Investment Funds
THIS SIXTH AMENDMENT dated as of the [●] day of [●], 2021, to the Fund Accounting Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, February 2, 2018 and September 18, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS FIFTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • September 5th, 2018 • Brookfield Investment Funds
THIS FIFTH AMENDMENT, dated as of [·], 2018, to the Custody Agreement, dated as of September 20, 2011, as amended and restated on November 15, 2013, November 1, 2014, May 29, 2015, and December 29, 2017 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its separate series listed on Exhibit C and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
BROOKFIELD INVESTMENT FUNDS ADDENDUM TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTServicing Agreement • January 30th, 2023 • Brookfield Investment Funds
This Addendum (the “Addendum”) to the Amended and Restated Fund Sub-Administration Servicing Agreement dated April 30, 2021, (the “Agreement”) is entered into by and between Brookfield Public Securities Group LLC (the “Fund”), Brookfield Investment Funds (the “Trust” and collectively with the Fund, the “Company”) and U.S. Bancorp Fund Services, LLC (“USBFS”).
BROOKFIELD INVESTMENT FUNDS FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • February 4th, 2022 • Brookfield Investment Funds
THIS FIRST AMENDMENT dated as of the 1st day of February, 2022, to the Distribution Agreement, dated as of September 30, 2021 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and BROOKFIELD PUBLIC SECURITIES GROUP LLC (f/n/a Brookfield Investment Management Inc.), the investment advisor to the Trust (the “Advisor”), is a party to the Agreement with respect to Section 5 only.
BROOKFIELD INVESTMENT FUNDS FORM OF FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • November 12th, 2013 • Brookfield Investment Funds
THIS FIRST AMENDMENT, dated as of the ___ day of ___________, 2013, to the Distribution Agreement dated as of September 20th, 2011 (the “Agreement”) is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor.”)
BROOKFIELD INVESTMENT MANAGEMENT INC. SIXTH AMENDMENT TO THE FUND SUB- ADMINISTRATION SERVICING AGREEMENTBrookfield Investment Funds • April 30th, 2020
THIS SIXTH AMENDMENT, dated as of the last date on the signature block to the Fund Sub-Administration Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, February 2, 2018, and September 18, 2018 (the “Agreement”), is entered into by and between BROOKFIELD PUBLIC SECURITIES GROUP LLC (f/k/a Brookfield Investment Management Inc.), and U.S. BANCORP FUND SERVICES, LLC.
Brookfield Investment Funds OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • May 14th, 2021 • Brookfield Investment Funds • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the [●] day of [●], 2021, by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of the Oaktree Emerging Markets Equity Fund (the “Fund”), and each of the Fund’s classes of shares (each, a “Class”) listed on Appendix A, and the Fund’s investment adviser, Oaktree Fund Advisors, LLC (the “Adviser”).
SUBSCRIPTION AGREEMENTSubscription Agreement • December 22nd, 2017 • Brookfield Investment Funds
Brookfield Investment Funds (the “Trust”), a Delaware statutory trust, and Brookfield Investment Management Inc. (the “Purchaser”), a Delaware corporation, hereby agree as follows:
FORM OF CUSTODY AGREEMENTForm of Custody Agreement • October 4th, 2011 • Brookfield Investment Funds • Minnesota
THIS AGREEMENT is made and entered into as of this day of , 2011, by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
JOINT FIDELITY BOND AGREEMENT As of March 15, 2024Joint Fidelity Bond Agreement • March 28th, 2024 • Brookfield Investment Funds • New York
WHEREAS, Brookfield Infrastructure Income Fund Inc., Brookfield Real Assets Income Fund Inc., Oaktree Diversified Income Fund Inc. and Brookfield Investment Funds and its separate series, Brookfield Global Listed Infrastructure Fund, Brookfield Global Listed Real Estate Fund, Brookfield Global Renewables & Sustainable Infrastructure Fund, Brookfield Real Assets Securities Fund, Center Coast Brookfield Midstream Focus Fund and Oaktree Emerging Markets Equity Fund as parties to this Agreement (the "Insureds") are named insureds under a financial institution fidelity bond issued by Great American Insurance Company (the "Policy");
BROOKFIELD INVESTMENT FUNDS SIXTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • May 14th, 2021 • Brookfield Investment Funds
THIS SIXTH AMENDMENT, dated as of [●], 2021, to the Custody Agreement, dated as of September 20, 2011, as amended and restated on November 15, 2013, November 1, 2014, May 29, 2015, December 29, 2017 and September 18, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its separate series listed on Exhibit C and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
FORM OF PURCHASE AGREEMENTForm of Purchase Agreement • October 15th, 2014 • Brookfield Investment Funds
Brookfield Investment Funds (the “Trust”), a Delaware statutory trust, and Brookfield Investment Management Inc. (the “Purchaser”), a Delaware corporation, hereby agree as follows:
FORM OF SUBSCRIPTION AGREEMENTSubscription Agreement • February 4th, 2022 • Brookfield Investment Funds
Brookfield Investment Funds (the “Trust”), a Delaware statutory trust, and Brookfield Public Securities Group LLC (the “Purchaser”), a Delaware limited liability company, hereby agree as follows:
FORM OF PURCHASE AGREEMENTForm of Purchase Agreement • November 12th, 2013 • Brookfield Investment Funds
Brookfield Investment Funds (the “Trust”), a Delaware statutory trust, and Brookfield Investment Management Inc. (the “Purchaser”), a Delaware corporation, hereby agree as follows:
BROOKFIELD INVESTMENT FUNDS FORM OF SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • October 15th, 2014 • Brookfield Investment Funds
THIS SECOND AMENDMENT dated as of the [ ] day of [ ], 2014, to the Transfer Agent Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (the “USBFS”).
BROOKFIELD INVESTMENT MANAGEMENT INC. FORM OF FIRST AMENDMENT TO THE FUND SUB- ADMINISTRATION SERVICING AGREEMENTBrookfield Investment Funds • November 12th, 2013
THIS FIRST AMENDMENT dated as of __________________ , 2013, to the Fund Sub-Administration Servicing Agreement dated as of September 20th, 2011 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT MANAGEMENT INC., (the “Company”) with respect to the BROOKFIELD INVESTMENT FUNDS (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS FORM OF THIRD AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTBrookfield Investment Funds • July 1st, 2015
THIS THIRD AMENDMENT dated as of the [ ] day of [ ], 2015, to the Transfer Agent Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013 and November 1, 2014 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (the “USBFS”).
BROOKFIELD INVESTMENT FUNDS FORM OF THIRD AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • July 1st, 2015 • Brookfield Investment Funds
THIS THIRD AMENDMENT dated as of the [ ] day of [ ], 2015, to the Distribution Agreement, dated as of September 20, 2011, as amended and restated on November 15, 2013 and November 1, 2014 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”).
