1. APPOINTMENT -----------Investment Advisory Agreement • December 16th, 2011 • Curian Series Trust
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN CURIAN CAPITAL, LLC AND PACIFIC INVESTMENT MANAGEMENT COMPANY LLCInvestment Sub-Advisory Agreement • December 23rd, 2013 • Curian Series Trust
AMENDED AND RESTATED DISTRIBUTION AGREEMENT This Agreement is executed on March 1, 2012, by and between CURIAN SERIES TRUST (the "Trust") and CURIAN CLEARING LLC ("Curian Clearing") and, as provided in Section 10 below, shall become effective on the...Distribution Agreement • December 23rd, 2013 • Curian Series Trust • Michigan
Fund Accounting Services AgreementFund Accounting Services Agreement • February 28th, 2014 • Curian Series Trust • Michigan
This Agreement was originally entered into on March 22, 2011, previously amended and restated on September 29, 2011, March 1, 2012, and October 1, 2012 by and between Curian Capital, LLC, a Michigan limited liability company (“Curian” or “Administrator”), and Jackson Fund Services (“JFS” or “Sub-Administrator”), a division of Jackson National Asset Management, LLC, a limited liability company organized under the laws of the State of Michigan (“JNAM”). This Agreement is now amended and restated as of July 1, 2013.
Amended and Restated Administration AgreementAdministration Agreement • February 21st, 2013 • Curian Series Trust • Michigan
This Agreement is made as of 1st day of March, 2012, between Curian Series Trust, a Massachusetts business trust (“Trust”), and Curian Capital, LLC, a Michigan limited liability company (“Administrator”).
EX 99.28(g)(1)Master Global Custody Agreement • April 6th, 2011 • Curian Series Trust • New York
This Agreement, dated March 24, 2011, is between JPMORGAN CHASE BANK, NATIONAL ASSOCIATION ("Bank"), with a place of business at One Chase Manhattan Plaza, New York, NY 10004; and each entity listed on Schedule A hereto that signs this Agreement or a separate addendum in the form attached to this Agreement on behalf of each of the series listed under its name on Schedule A, severally and not jointly (each such series a separate and distinct "Customer"). This Agreement, when executed by each Customer, shall constitute separate terms and conditions between Bank and each Customer.
Amendment to Master Global Custody Agreement between the Customer and JPMorgan Chase Bank, National AssociationMaster Global Custody Agreement • February 28th, 2014 • Curian Series Trust
This Amendment is to the Master Global Custody Agreement dated March 24, 2011, as amended (“Agreement”), among JPMorgan Chase Bank, National Association (“Custodian”), Curian Variable Series Trust (“CVST”) and Curian Series Trust (each individually “Trust,” and collectively, the “Trusts”).
Amendment to Investment Sub-Advisory Agreement between Curian Capital, LLC, Pacific Investment Management Company LLC, and Curian Series TrustInvestment Sub-Advisory Agreement • June 26th, 2014 • Curian Series Trust
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company and registered investment adviser (“Adviser”), and Pacific Investment Management Company LLC, a Delaware limited liability company and registered investment adviser (“Sub-Adviser”), and Curian Series Trust, a Massachusetts business trust (“Trust”) (collectively, the “Parties”).
Amendment to Master Global Custody Agreement between the Customer and JPMorgan Chase Bank, National AssociationMaster Global Custody Agreement • February 27th, 2015 • Curian Series Trust
This Amendment is to the Master Global Custody Agreement dated March 24, 2011, as amended (“Agreement”), among JPMorgan Chase Bank, National Association (“Custodian”), Curian Variable Series Trust (“CVST”), and Curian Series Trust (each individually “Trust,” and collectively, the “Trusts”).
Curian Series Trust Transfer Agency AgreementTransfer Agency Agreement • April 6th, 2011 • Curian Series Trust • Michigan
Agreement made as of this 22nd day of March 2011, by and between Curian Series Trust, a Massachusetts business trust (the “Trust”), and Jackson National Asset Management, LLC, a Michigan limited liability corporation (“JNAM”).
Amendment to Master Global Custody Agreement between the Customer and JPMorgan Chase Bank, N.A.Curian Series Trust • February 28th, 2014
This Amendment is to the Master Global Custody Agreement dated March 24, 2011, as amended (“Agreement”) among JPMorgan Chase Bank, N.A. (“Custodian”), Curian Variable Series Trust (“CVST”) and Curian Series Trust (each individually “Trust”, and collectively, the “Trusts”).
Fund Compliance Services AgreementFund Compliance Services Agreement • April 6th, 2011 • Curian Series Trust • Michigan
This Fund Compliance Services Agreement (“Agreement”) effective as of the 22nd day of March, 2011, between Curian Series Trust, a Massachusetts Business Trust (the “Trust), and Jackson Fund Services (“JFS”), a division of Jackson National Asset Management, LLC a limited liability company organized under the laws of the State of Michigan (“JNAM”), having its principal place of business at 225 West Wacker Drive, Suite 1000, Chicago, Illinois 60606.
Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • November 1st, 2011 • Curian Series Trust • Michigan
I, Susan S. Rhee, the Secretary of the Curian Series Trust, a business trust organized under the laws of the Commonwealth of Massachusetts (the “Trust”), do hereby certify that:
Amended and Restated Distribution AgreementDistribution Agreement • February 21st, 2013 • Curian Series Trust • Michigan
This Agreement is executed on March 1, 2012, by and between Curian Series Trust (the “Trust”) and Curian Clearing LLC (“Curian Clearing”) and, as provided in Section 10 below, shall become effective on the effective date of the registration statement of the Trust on Form N-1A (the “Registration Statement”), as amended from time to time under the Investment Company Act of 1940, as amended (the “1940 Act”).
EX 99.28(g)(3)Settled Securities Class Action Services • April 6th, 2011 • Curian Series Trust
THIS ADDENDUM, dated March 24, 2011 supplements the global custody agreement dated March 24, 2011 (the “Global Custody Agreement”) between JPMorgan Chase Bank, National Association, (“JPMorgan”) and each entity listed on Schedule A thereto (each the “Customer”).
Amendment toGlobal Custody Agreement • February 27th, 2015 • Curian Series Trust
This Amendment is to the Master Global Custody Agreement dated March 24, 2011, as amended ("Agreement"), among JPMorgan Chase Bank, National Association ("Custodian"), Curian Variable Series Trust ("CVST"), and Curian Series Trust (each individually "Trust," and collectively, the "Trusts").
Expense Waiver AgreementExpense Waiver Agreement • April 6th, 2011 • Curian Series Trust
This Agreement, dated as of March 22, 2011, is made and entered into by and between Curian Series Trust, a Massachusetts business trust (the “Trust”), on behalf of the investment series set forth on Schedule A attached hereto (each, a “Fund,” and collectively, the "Funds"), and Curian Capital, LLC (the “Adviser”).
AMENDMENT TO INVESTMENT ADVISORY AGREEMENT BETWEEN CURIAN SERIES TRUST AND CURIAN CAPITAL, LLC This AMENDMENT is made by and between CURIAN CAPITAL, LLC, a Michigan limited liability company (the "Adviser"), and CURIAN SERIES TRUST, a Massachusetts...Investment Advisory Agreement • December 23rd, 2013 • Curian Series Trust
Amendment to Investment Sub-Advisory Agreement between Curian Capital, LLC, Wellington Management Company, LLP, and Curian Series TrustCurian Series Trust • February 27th, 2015
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company and registered investment adviser ("Adviser"), Wellington Management Company, LLP, a Massachusetts limited liability partnership and registered investment adviser ("Sub-Adviser"), and Curian Series Trust, a Massachusetts business trust ("Trust").
Amendment toCurian Series Trust • February 28th, 2014
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company and registered investment adviser (“Adviser”), and Pacific Investment Management Company LLC, a Delaware limited liability company and registered investment adviser (“Sub-Adviser”), and Curian Series Trust, a Massachusetts business trust (“Trust”) (collectively, the “Parties”).
Amendment to Investment Sub-Advisory Agreement between Curian Capital, LLC and Wellington Management Company, LLPCurian Series Trust • February 21st, 2013
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company and registered investment adviser (“Adviser”), and Wellington Management Company, LLP, a Massachusetts limited liability partnership and registered investment adviser (“Sub-Adviser”), and Curian Series Trust, a Massachusetts business trust (“Trust”).
Amendment to Master Global Custody Agreement between the Customer and JPMorgan Chase Bank, N.A.Curian Series Trust • February 21st, 2013
This Amendment to the Master Global Custody Agreement between the Customer and JPMorgan Chase Bank, N.A. dated March 24, 2011 (“Agreement”), is by and between Curian Variable Series Trust (“CVST”) and Curian Series Trust (each individually “Trust”, and collectively, the “Trusts”) and JPMorgan Chase Bank, N.A. (“Custodian”).
Investment Advisory AgreementInvestment Advisory Agreement • April 6th, 2011 • Curian Series Trust
This Investment Advisory Agreement is dated as of the 22nd day of March, 2011 between Curian Series Trust, a Massachusetts business trust, (the “Trust”) and Curian Capital, LLC, a Michigan limited liability company (the “Adviser”).
Amendment to Investment Advisory Agreement Between Curian Series Trust and Curian Capital, LLCInvestment Advisory Agreement • February 21st, 2013 • Curian Series Trust
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company (the “Adviser”), and Curian Series Trust, a Massachusetts business trust (the “Trust”).
Amended and Restated Sub -Administration and Fund Accounting Services AgreementAccounting Services Agreement • February 24th, 2012 • Curian Series Trust • Michigan
This Agreement is made and entered into as of December 31, 2011, by and between Curian Capital, LLC, a Michigan limited liability company (“Curian” or “Administrator”), and Jackson Fund Services (“JFS” or “Sub-Administrator”), a division of Jackson National Asset Management, LLC, a limited liability company organized under the laws of the State of Michigan (“JNAM”).
Amendment to Transfer Agency Agreement Between Curian Series Trust and Jackson National Asset Management, LLCTransfer Agency Agreement • February 21st, 2013 • Curian Series Trust
This Amendment is made by and between Jackson National Asset Management, LLC, a Michigan limited liability company (“JNAM”), and Curian Series Trust, a Massachusetts business trust (the “Trust”).
Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • November 1st, 2011 • Curian Series Trust • Michigan
This Agreement is effective this 2nd day of September, 2011, by and between Curian Capital, LLC, a Michigan limited liability company and registered investment adviser (“Adviser”), Wellington Management Company, LLP, a Massachusetts limited liability partnership and registered investment adviser (“Sub-Adviser”) and Curian Series Trust, a Massachusetts business trust (“Trust).
Amendment to Investment Sub-Advisory Agreement Among Curian Capital, LLC, Pacific Investment Management Company LLC, and Curian Series TrustInvestment Sub-Advisory Agreement • December 29th, 2015 • Curian Series Trust
This Amendment is made by and between Curian Captial, LLC, a Michigan limited liability company and registered investment adviser ("Adviser"), Pacific Investment Management Company LLC, a Delaware limited liability company and registered investment adviser ("Sub-Adviser"), and Curian Series Trust, a Massachusetts business trust ("Trust").
Amendment to Investment Sub-Advisory Agreement between Curian Capital, LLC, Wellington Management Company, LLP, and Curian Series TrustInvestment Sub-Advisory Agreement • June 26th, 2014 • Curian Series Trust
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company and registered investment adviser (“Adviser”), and Wellington Management Company, LLP, a Massachusetts limited liability partnership and registered investment adviser (“Sub-Adviser”), and Curian Series Trust, a Massachusetts business trust (“Trust”).
Amendment to Investment Sub-Advisory Agreement between Curian Capital, LLC, Wellington Management Company LLP, and Curian Series TrustCurian Series Trust • June 29th, 2015
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company and registered investment adviser ("Adviser"), Wellington Management Company LLP, a Delaware limited liability partnership and registered investment adviser ("Sub-Adviser"), and Curian Series Trust, a Massachusetts business trust ("Trust").
Amendment to Amended and Restated Distribution Agreement Between Curian Series Trust And Curian Clearing LLCDistribution Agreement • February 21st, 2013 • Curian Series Trust
This Amendment is made by and between Curian Clearing LLC (“Curian Clearing”) and Curian Series Trust, a Massachusetts business trust (the “Trust”).
Amendment to Amended and Restated Administration Agreement Between Curian Series Trust And Curian Capital, LLCCurian Series Trust • February 21st, 2013
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company (the “Administrator”), and Curian Series Trust, a Massachusetts business trust (the “Trust”).
Amendment to Amended and Restated Administration Agreement Between Curian Series Trust and Curian Capital, LLCAdministration Agreement • February 28th, 2014 • Curian Series Trust
This Amendment is made by and between Curian Capital, LLC, a Michigan limited liability company (“Administrator”), and Curian Series Trust, a Massachusetts business trust (“Trust”).
AMENDMENT TO AMENDED AND RESTATED DISTRIBUTION AGREEMENT BETWEEN CURIAN SERIES TRUST AND CURIAN CLEARING LLC This AMENDMENT is made by and between CURIAN CLEARING LLC ("Curian Clearing") and CURIAN SERIES TRUST, a Massachusetts business trust (the...Distribution Agreement • December 23rd, 2013 • Curian Series Trust
Amendment to theTransfer Agency Agreement • February 27th, 2015 • Curian Series Trust
This Amendment is made by and between Curian Series Trust, a Massachusetts business trust ("Trust"), and Jackson National Asset Management, LLC, a Michigan limited liability corporation ("JNAM").
