SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF UNITED STATES COMMODITY FUNDS LLC Dated as of May 15, 2015Limited Liability Company Agreement • March 11th, 2016 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF UNITED STATES COMMODITY FUNDS LLC Dated as of July 22, 2011Limited Liability Company Agreement • April 3rd, 2012 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
THIS FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of UNITED STATES COMMODITY FUNDS LLC, is entered into as of the 22nd day of July, 2011, by Wainwright Holdings, Inc., as the sole member of the limited liability company.
MARKETING AGENT AGREEMENTMarketing Agent Agreement • July 23rd, 2010 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
Form of] United States Commodity Index Fund Trust AUTHORIZED PURCHASER AGREEMENTAuthorized Purchaser Agreement • April 2nd, 2015 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Authorized Purchaser Agreement (the “Agreement”), dated as of , is entered into by and among United States Commodity Funds LLC, a Delaware limited liability company (the “Sponsor”), the United States Commodity Index Funds Trust, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each series established and designated by the Trust as a fund and listed on Annex A (each, a “Fund”), and [ ], (the “Authorized Purchaser”).
UNITED STATES COMMODITY INDEX FUNDS TRUST FOURTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENTAnd Trust Agreement • December 15th, 2017 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • Delaware
This FOURTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT of UNITED STATES COMMODITY INDEX FUNDS TRUST (the “Trust”) is made and entered into as of December 15, 2017, by and between United States Commodity Funds LLC, a Delaware limited liability company, as Sponsor, and Wilmington Trust Company, a Delaware banking corporation, as Delaware trustee.
CUSTODIAN AGREEMENTCustodian Agreement • July 23rd, 2010 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
THIS CUSTODIAN AGREEMENT (this “Agreement”), dated as of July 22, 2010, is entered into among the UNITED STATES COMMODITY FUNDS LLC, a Delaware limited liability company (the “Sponsor”), the UNITED STATES COMMODITY INDEX FUNDS TRUST, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each series established and designated by the Trust as a fund and listed on Annex A, including the United States Commodity Index Fund (each, a “Fund”), and BROWN BROTHERS HARRIMAN & CO. (“BBH&Co.” or the “Custodian”), a limited partnership formed under the laws of the State of New York.
SECOND AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF UNITED STATES COMMODITY INDEX FUNDS TRUST Dated as of November 10, 2010 By and Between UNITED STATES COMMODITY FUNDS LLC, as Sponsor and WILMINGTON TRUST COMPANY, as Delaware TrusteeTrust Agreement • November 10th, 2010 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • Delaware
This SECOND AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT of UNITED STATES COMMODITY INDEX FUNDS TRUST (the “Trust”) is made and entered into as of November 10, 2010, by and between United States Commodity Funds LLC, a Delaware limited liability company, as Sponsor, and Wilmington Trust Company, a Delaware banking corporation, as Delaware trustee.
Wells Fargo Securities, LLC FUTURES AND CLEARED SWAPS AGREEMENTFutures and Cleared Swaps Agreement • July 7th, 2014 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Futures and Cleared Swaps Agreement (the “Agreement”), dated as of , sets forth the terms and conditions pursuant to which Wells Fargo Securities, LLC (“WFS”), acting as a futures commission merchant (“FCM”), and (“Customer”) have agreed shall govern the purchase, sale, execution, clearing and carrying of derivatives products cleared through WFS, including futures contracts and options on future contracts, including foreign futures and options, commodities and commodity options and Cleared Derivatives Transactions (as defined in the Cleared Derivatives Transactions Addendum attached hereto) cleared through one or more of the derivatives clearing organizations or other clearinghouses (collectively, “Derivatives”) for the account and risk of Customer through one or more accounts carried by WFS on behalf of and in the name of Customer (collectively, the “Account”). The Agreement includes the Annexes and Schedules incorporated herein and incorporates the representations and other info
FORM OF United States Commodity Index Fund Trust AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 31st, 2016 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Authorized Participant Agreement (the “Agreement”), dated as of [ DATE], 2016, is entered into by and among United States Commodity Funds LLC, a Delaware limited liability company (the “Sponsor”), the United States Commodity Index Funds Trust, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each series established and designated by the Trust as a fund and listed on Annex A (each, a “Fund”), and [Insert name of Authorized Participant and type of company (Corporation, LLC, Inc., LLP)], a [state of incorporation/formation] (the “Authorized Participant”).
AMENDMENT AGREEMENT TO ADD SERIES TRUST(S) TO TO THE CUSTODIAN AGREEMENTThe Custodian Agreement • August 31st, 2011 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Amendment to the Custodian Agreement dated as of December 16, 2010 (this “Amendment”), is made and entered into by and among UNITED STATES COMMODITY FUNDS LLC, a Delaware limited liability company (the “Sponsor”), the UNITED STATES COMMODITY INDEX FUNDS TRUST, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of the UNITED STATES COMMODITY INDEX FUND, UNITED STATES METALS INDEX FUND, UNITED STATES AGRICULTURE INDEX FUND and UNITED STATES COPPER INDEX FUND (each, a “Fund”), and BROWN BROTHERS HARRIMAN & CO. (“BBH&Co.” or the “Custodian”) (each, a “Party” and collectively, “the Parties”).
AMENDMENT TO ADVISORY AGREEMENTAdvisory Agreement • November 26th, 2010 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
This Amendment to the Advisory Agreement dated December 11, 2009 (“Advisory Agreement”), is made and entered into as of the 18th day of October, 2010 (the “Amendment Effective Date”), by and among SummerHaven Investment Management, LLC (“SHIM”), a Delaware limited liability company with its principal place of business at 1266 East Main Street, Soundview Plaza, Fourth Floor, Stamford, CT 06902, and United States Commodity Funds LLC (“USCF”), a Delaware limited liability company with its principal place of business at 1320 Harbor Bay Parkway, Suite 145, Alameda, California 94502.
SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF UNITED STATES COMMODITY FUNDS LLCLimited Liability Company Agreement • June 16th, 2016 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
AMENDMENT NO. 2 TO LICENSING AGREEMENTLicensing Agreement • November 26th, 2010 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
This Amendment No. 2 to Licensing Agreement (this “Amendment”) entered into as of November 8, 2010 (the “Amendment Effective Date”) amends the Licensing Agreement dated December 11, 2009, as amended by that certain Amendment to Licensing Agreement dated October 18, 2010 (“Advisory Agreement”), by and among SummerHaven Investment Management, LLC (“SHIM”), a Delaware limited liability company with its principal place of business at 1266 East Main Street, Soundview Plaza, Fourth Floor, Stamford, CT 06902, and United States Commodity Funds LLC (“USCF”), a Delaware limited liability company with its principal place of business at 1320 Harbor Bay Parkway, Suite 145, Alameda, California 94502.
MNA Commodity Futures Customer AgreementMna Commodity Futures Customer Agreement • August 24th, 2021 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • Illinois
In consideration of Marex North America, LLC (“MNA”) accepting your account and its agreement to act as your authorized broker, you agree to the following with respect to any of your accounts with MNA for the purchase and sale of securities, monies, physical commodities, futures contracts, options on futures, foreign futures contracts, options on foreign futures, forward contracts and foreign exchange contracts (collectively referred to as “commodities” or “property”):
September 15, 2020Licensing Agreement • November 6th, 2020 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
Reference is made to that certain Amended and Restated Licensing Agreement (the “Agreement”) dated May 1, 2018 by and between SummerHaven Index Management, LLC (“SHIX”), United States Commodity Funds LLC (“USCF”), and, solely with respect to Section 3(g)(iii), SummerHaven Investment Management, LLC. The purpose of this letter (“Letter Amendment”) is to modify the scope of the license provided in the Agreement solely to the extent set forth herein.
Futures Account AgreementFutures Account Agreement • August 31st, 2011 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This package includes the agreements and forms necessary to establish a futures trading account as well as certain documentation which may, at your discretion, be completed by you to allow specific types of trading activities. Included is a set of Disclosure Statements required by different exchanges and regulators for certain types of activities. You should review these statements to understand some of the risks of trading and be aware of how your rights in certain markets might be limited. These Statements should be kept by you and copies should be distributed to the relevant parties within your organization.
AMENDMENT AGREEMENT NO. 2 TO ADD SERIES TRUST(S) TO TO THE CUSTODIAN AGREEMENTCustodian Agreement • May 10th, 2018 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Amendment No. 2 to the Custodian Agreement dated May 2, 2018 (this “Amendment”), is made and entered into by and among UNITED STATES COMMODITY FUNDS LLC, a Delaware limited liability company (the “Sponsor”), the UNITED STATES COMMODITY INDEX FUNDS TRUST, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each series established and designated by the Trust as a fund and listed on Annex A to the Agreement (each, a “Fund” and collectively, the “Funds”), and BROWN BROTHERS HARRIMAN & CO. (“BBH&Co.” or the “Custodian”) (each, a “Party” and collectively, the “Parties”).
INDEX LICENSE AGREEMENTIndex License Agreement • August 8th, 2019 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Index License Agreement together with all exhibit(s) attached hereto (this “Agreement”), dated as of this 7th day of May, 2019, (the “Commencement Date”), is made by and between Crescent Crypto Index Services LLC, a Delaware limited liability company (the “Licensor”), and United States Commodity Funds, LLC, a Delaware limited liability company (“USCF” or the “Licensee”).
AMENDMENT AGREEMENT TO ADD SERIES OF THE TRUST TO TO THE MARKETING AGENT AGREEMENTMarketing Agent Agreement • August 31st, 2011 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Amendment to the Marketing Agent Agreement dated as of January 3, 2011 (this “Amendment”), is made and entered into by and among UNITED STATES COMMODITY FUNDS LLC, a Delaware limited liability company (the “Sponsor”), the UNITED STATES COMMODITY INDEX FUNDS TRUST, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of the UNITED STATES COMMODITY INDEX FUND, UNITED STATES METALS INDEX FUND, UNITED STATES AGRICULTURE INDEX FUND and UNITED STATES COPPER INDEX FUND (each, a “Fund”), and ALPS DISTRIBUTORS INC. (the “Marketing Agent Agreement”) (each, a “Party” and collectively, the “Parties”).
AMENDMENT AGREEMENT NO. 3 TO UPDATE SERIES FOR THE CUSTODIAN AGREEMENTAgreement • August 8th, 2019 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Amendment No. 3 to the Custodian Agreement dated July 31, 2019 (this “Amendment”), is made and entered into by and among UNITED STATES COMMODITY FUNDS LLC, a Delaware limited liability company (the “Sponsor”), the UNITED STATES COMMODITY INDEX FUNDS TRUST, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each series established and designated by the Trust as a fund and listed on Annex A to the Agreement (each, a “Fund” and collectively, the “Funds”), and BROWN BROTHERS HARRIMAN & CO. (“BBH&Co.” or the “Custodian”) (each, a “Party” and collectively, the “Parties”).
AMENDED AND RESTATED LICENSING AGREEMENTAmended and Restated Licensing Agreement • April 24th, 2018 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Amended and Restated Licensing Agreement (“Agreement”) is made and entered into as of May 1, 2018 (“Effective Date”), by and between (i) SummerHaven Index Management, LLC (“SHIX”), a Delaware limited liability company with its principal place of business at 1266 East Main Street, Soundview Plaza, Fourth Floor, Stamford, CT 06902, (ii) United States Commodity Funds LLC (“USCF”), a Delaware limited liability company with its principal place of business at 1999 Harrison Street, Suite 1530, Oakland, California 94612, (iii) solely with respect to Section 3(g)(iii) of this Agreement, SummerHaven Investment Management, LLC (“SHIM”), a Delaware limited liability company with its principal place of business at 1266 East Main Street, Soundview Plaza, Fourth Floor, Stamford, CT 06902.
AMENDMENT AGREEMENT NO. 2 TO ADD SERIES TRUST(S) TO TO THE ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • May 10th, 2018 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Amendment No. 2 to the Administrative Agency Agreement dated May 2, 2018 (this “Amendment”), is made and entered into by and among UNITED STATES COMMODITY FUNDS LLC, a Delaware limited liability company (the “Sponsor”), the UNITED STATES COMMODITY INDEX FUNDS TRUST, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each series established and designated by the Trust as a fund and listed on Annex A to the Agreement (each, a “Fund” and collectively, the “Funds”), and BROWN BROTHERS HARRIMAN & CO. (“BBH&Co.” or the “Administrator”) (each, a “Party” and collectively, the “Parties”).
AMENDMENT NO. 3 TO LICENSING AGREEMENTLicensing Agreement • August 15th, 2011 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
This Amendment No. 3 to the Licensing Agreement dated December 11, 2009, as amended on October 18, 2010 and as further amended on November 8, 2010 (the original agreement executed on December 11, 2009 and as amended on October 18, 2010 and as further amended on November 8, 2010 are collectively referred to herein as the “Licensing Agreement”) is made and entered into as of the day of June, 2011, by and among SummerHaven Investment Management, LLC (“SHIM”), a Delaware limited liability company with its principal place of business at 1266 East Main Street, Soundview Plaza, Fourth Floor, Stamford, CT 06902, and United States Commodity Funds LLC (“USCF”), a Delaware limited liability company with its principal place of business at 1320 Harbor Bay Parkway, Suite 145, Alameda, California 94502.
AMENDMENT AGREEMENT TO ADD SERIES OF THE TRUST TO TO THE MARKETING AGENT AGREEMENTMarketing Agent Agreement • May 10th, 2018 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Amendment to the Marketing Agent Agreement dated as of May 2, 2018 (this “Amendment”), is made and entered into by and among UNITED STATES COMMODITY FUNDS LLC, a Delaware limited liability company (the “Sponsor”), the UNITED STATES COMMODITY INDEX FUNDS TRUST, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of the UNITED STATES COMMODITY INDEX FUND, UNITED STATES AGRICULTURE INDEX FUND, UNITED STATES COPPER INDEX FUND and USCF Canadian Crude Oil Index Fund (each, a “Fund”), and ALPS DISTRIBUTORS, INC. (the “Marketing Agent Agreement”) (each, a “Party” and collectively, the “Parties”).
AMENDMENT NO. 2 TO ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • August 9th, 2012 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
This Amendment No. 2 to the Administrative Agency Agreement dated as of July 30, 2012, is entered into among UNITED STATES COMMODITY INDEX FUNDS TRUST, a Delaware statutory trust (the “Trust”) on its own behalf and on behalf of the United States Commodity Index Fund, United States Copper Index Fund, United States Agriculture Index Fund and United States Metals Index Fund, UNITED STATES COMMODITY FUNDS LLC, a Delaware limited liability company and Sponsor of the Trust (the “Sponsor”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH & Co.” or the “Administrator”),
AMENDMENT AGREEMENT NO. 3 TO UPDATE SERIES FOR THE ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • August 8th, 2019 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Amendment No. 3 to the Administrative Agency Agreement dated July 31, 2019 (this “Amendment”), is made and entered into by and among UNITED STATES COMMODITY FUNDS LLC, a Delaware limited liability company (the “Sponsor”), the UNITED STATES COMMODITY INDEX FUNDS TRUST, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each series established and designated by the Trust as a fund and listed on Annex A to the Agreement (each, a “Fund” and collectively, the “Funds”), and BROWN BROTHERS HARRIMAN & CO. (“BBH&Co.” or the “Administrator”) (each, a “Party” and collectively, the “Parties”).
AMENDMENT 66 • October 3rd, 2022 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of October 1, 2022 (the “Effective Date”):
AMENDMENT AGREEMENT TO ADD SERIES TRUSTS TO TO THE ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • August 31st, 2011 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Amendment to the Administrative Agency Agreement dated as of December 16, 2010 (this “Amendment”), is made and entered into by and among UNITED STATES COMMODITY FUNDS LLC, a Delaware limited liability company (the “Sponsor”), the UNITED STATES COMMODITY INDEX FUNDS TRUST, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of the UNITED STATES COMMODITY INDEX FUND, UNITED STATES METALS INDEX FUND, UNITED STATES AGRICULTURE INDEX FUND and UNITED STATES COPPER INDEX FUND (each, a “Fund”), and BROWN BROTHERS HARRIMAN & CO. (“BBH&Co.” or the “Administrator”) (each, a “Party” and collectively, “the Parties”).
ADVISORY AGREEMENTAdvisory Agreement • June 21st, 2010 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Advisory Agreement (“Agreement”) is made and entered into as of the 11th day of December, 2009 (“Effective Date”), by and among SummerHaven Investment Management, LLC (“SHIM”), a Delaware limited liability company with its principal place of business at 1266 East Main Street, Soundview Plaza, Fourth Floor, Stamford, CT 06902, and United States Commodity Funds LLC (“USCF”), a Delaware limited liability company with its principal place of business at 1320 Harbor Bay Parkway, Suite 145, Alameda, California 94502.
LICENSING AGREEMENTLicensing Agreement • June 21st, 2010 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Licensing Agreement (“Agreement”) is made and entered into as of the 11th day of December, 2009 (“Effective Date”), by and among SummerHaven Investment Management, LLC (“SHIM”), a Delaware limited liability company with its principal place of business at 1266 East Main Street, Soundview Plaza, Fourth Floor, Stamford, CT 06902, and United States Commodity Funds LLC (“USCF”), a Delaware limited liability company with its principal place of business at 1320 Harbor Bay Parkway, Suite 145, Alameda, California 94502.
AMENDMENT NO. 2 TO ADVISORY AGREEMENTAdvisory Agreement • November 26th, 2010 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
This Amendment No. 2 to Advisory Agreement (this “Amendment”) entered into as of November 8, 2010 (the “Amendment Effective Date”) amends the Advisory Agreement dated December 11, 2009, as amended by that certain Amendment to Advisory Agreement dated October 18, 2010 (“Advisory Agreement”), by and among SummerHaven Investment Management, LLC (“SHIM”), a Delaware limited liability company with its principal place of business at 1266 East Main Street, Soundview Plaza, Fourth Floor, Stamford, CT 06902, and United States Commodity Funds LLC (“USCF”), a Delaware limited liability company with its principal place of business at 1320 Harbor Bay Parkway, Suite 145, Alameda, California 94502.
AMENDMENT TO LICENSING AGREEMENTLicensing Agreement • November 26th, 2010 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
This Amendment to the Licensing Agreement dated December 11, 2009 (“Licensing Agreement”), is made and entered into as of the 18th day of October, 2010 (the “Amendment Effective Date”), by and among SummerHaven Investment Management, LLC (“SHIM”), a Delaware limited liability company with its principal place of business at 1266 East Main Street, Soundview Plaza, Fourth Floor, Stamford, CT 06902, and United States Commodity Funds LLC (“USCF”), a Delaware limited liability company with its principal place of business at 1320 Harbor Bay Parkway, Suite 145, Alameda, California 94502.
SERVICES AND ADVISORY AGREEMENTServices and Advisory Agreement • August 8th, 2019 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Services and Advisory Agreement (“Agreement”) is made and entered into as of May 7, 2019 (“Effective Date”), by and between Crescent Crypto Manager LLC (“Crescent”), a Delaware limited liability company, and United States Commodity Funds LLC (“USCF”), a Delaware limited liability company. Each of Crescent and USCF shall be considered a “party” and together the “parties.”
AMENDMENT NO. 2 TO CUSTODIAN AGREEMENTCustodian Agreement • August 9th, 2012 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers
This Amendment No. 2 to the Custodian Agreement dated as of July 30, 2012, is entered into among UNITED STATES COMMODITY INDEX FUNDS TRUST, a Delaware statutory trust (the “Trust”) on its own behalf and on behalf of the United States Commodity Index Fund, United States Copper Index Fund, United States Agriculture Index Fund and United States Metals Index Fund, UNITED STATES COMMODITY FUNDS LLC, a Delaware limited liability company and Sponsor of the Trust (the “Sponsor”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH & Co.” or the “Custodian”),
AMENDED AND RESTATED ADVISORY AGREEMENTAmended and Restated Advisory Agreement • April 24th, 2018 • United States Commodity Index Funds Trust • Commodity contracts brokers & dealers • New York
This Amended and Restated Advisory Agreement (“Agreement”) is made and entered into as of May 1, 2018 (“Effective Date”), by and between SummerHaven Investment Management, LLC (“SHIM”), a Delaware limited liability company with its principal place of business at 1266 East Main Street, Soundview Plaza, Fourth Floor, Stamford, CT 06902, and United States Commodity Funds LLC (“USCF”), a Delaware limited liability company with its principal place of business at 1999 Harrison Street, Suite 1530, Oakland, California 94612.
