SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 1st, 2019 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of July 1, 2019, between Vuzix Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 4th, 2014 • Vuzix Corp • Radio & tv broadcasting & communications equipment
This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 3, 2014 between Vuzix Corporation, a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
UNDERWRITING AGREEMENT between VUZIX CORPORATION and AEGIS CAPITAL CORP., as Representative of the Several Underwriters VUZIX CORPORATIONUnderwriting Agreement • June 10th, 2013 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
COMMON STOCK PURCHASE WARRANT VUZIX CORPORATIONVuzix Corp • September 9th, 2020 • Radio & tv broadcasting & communications equipment
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _______________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after __________ (the “Initial Exercise Date”) and on or prior to the close of business on March 19, 2021 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Vuzix Corporation, a Delaware corporation (the “Company”), up to ____________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT VUZIX CORPORATIONVuzix Corp • January 26th, 2018 • Radio & tv broadcasting & communications equipment
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _______________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after January [ ], 2018 (the “Initial Exercise Date”) and on or prior to the close of business on the one year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Vuzix Corporation, a Delaware corporation (the “Company”), up to ____________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT VUZIX CORPORATIONCommon Stock Purchase Warrant • December 15th, 2017 • Vuzix Corp • Radio & tv broadcasting & communications equipment
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _______________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June [ ], 2018 (the “Initial Exercise Date”) and on or prior to the close of business on the three year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Vuzix Corporation, a Delaware corporation (the “Company”), up to ____________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 9th, 2020 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of September 4, 2020, between Vuzix Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 11th, 2017 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of August 9, 2017, between Vuzix Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 4th, 2014 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June 3, 2014, between Vuzix Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and permitted assigns, a “Purchaser” and collectively, the “Purchasers”).
16% SENIOR SECURED CONVERTIBLE DEBENTURE DUE mARCH 21, 2018Vuzix Corp • March 27th, 2013 • Radio & tv broadcasting & communications equipment • New York
THIS 16% SENIOR SECURED CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued 16% Senior Secured Convertible Debentures of Vuzix Corporation, a Delaware corporation (the “Company”), having its principal place of business at 2166 Brighton-Henrietta Townline Road, Rochester, New York 14623, designated as its 16% Senior Secured Convertible Debenture due March 21, 2018 (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
SECURITY AGREEMENTSecurity Agreement • March 27th, 2013 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
This SECURITY AGREEMENT, dated as of March 27, 2013 (this “Agreement”), is among Vuzix Corporation, a Delaware corporation (the “Company”), all of the Subsidiaries of the Company (such subsidiaries, the “Guarantors” and together with the Company, the “Debtors”) and the holders of the Company’s 16% Secured Convertible Debentures due, subject to the terms therein, March 21, 2018, in the original aggregate principal amount of $800,000 (collectively, the “Debentures”) signatory hereto, their endorsees, transferees and assigns (collectively, the “Secured Parties”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 12th, 2020 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of May 11, 2020, between Vuzix Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SUBSIDIARY GUARANTEESubsidiary Guarantee • March 27th, 2013 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
SUBSIDIARY GUARANTEE, dated as of March 27, 2013 (this “Guarantee”), made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the purchasers signatory (together with their permitted assigns, the “Purchasers”) to that certain Securities Purchase Agreement, dated as of the date hereof, between Vuzix Corporation, a Delaware corporation (the “Company”) and the Purchasers.
COMMON STOCK PURCHASE WARRANT VUZIX CORPORATIONVuzix Corp • July 1st, 2019 • Radio & tv broadcasting & communications equipment
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _______________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after January [ ], 2020 (the “Initial Exercise Date”) and on or prior to the close of business on the second (2nd) anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Vuzix Corporation, a Delaware corporation (the “Company”), up to ____________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
OPEN MARKET SALE AGREEMENTSMOpen Market Sale • February 9th, 2024 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
Vuzix Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”), having an aggregate offering price of up to $50,000,000 on the terms set forth in this agreement (this “Agreement”).
4,146,342 SHARES of Common Stock VUZIX CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • March 26th, 2021 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
The undersigned, Vuzix Corporation, a company incorporated under the laws of Delaware (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of Vuzix Corporation, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which BTIG, LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
1,000,000 Shares VUZIX CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 6th, 2016 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
16% SENIOR SECURED CONVERTIBLE DEBENTURE DUE mARCH 21, 2018Vuzix Corp • July 16th, 2013 • Radio & tv broadcasting & communications equipment • New York
THIS 16% SENIOR SECURED CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued 16% Senior Secured Convertible Debentures of Vuzix Corporation, a Delaware corporation (the “Company”), having its principal place of business at 2166 Brighton-Henrietta Townline Road, Rochester, New York 14623, designated as its 16% Senior Secured Convertible Debenture due March 21, 2018 (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
VUZIX CORPORATION BRIDGE BANK, NATIONAL ASSOCIATION LOAN AND SECURITY AGREEMENTLoan and Security Agreement • March 25th, 2011 • Vuzix Corp • Computer peripheral equipment, nec • California
This Loan And Security Agreement is entered into as of March 21, 2011, by and between Bridge Bank, National Association (“Bank”) and VUZIX CORPORATION (“Borrower”).
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • March 27th, 2013 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
PLEDGE AND SECURITY AGREEMENT (this “Agreement”), dated March 27, 2013, made by and among Vuzix Corporation (the “Company”) and the holders of Company’s common stock signatory hereto (collectively, the “Pledgors”) in favor of each of the holders of the Company’s Senior Secured Debentures due August 1, 2014 (each a Pledgee and collectively, the “Pledgees”) and Hillair Capital Investments L.P., as pledgeholder of the Pledged Shares for the Pledgees (the “Agent”).
Vuzix Corporation Mr. Grant Russell West Henrietta, NY 14586 Dear Grant:Vuzix Corp • September 9th, 2020 • Radio & tv broadcasting & communications equipment • New York
This letter will confirm the understanding and agreement (the “Agreement”) between Bradley Woods & Co. Ltd. (“Broker”) and Vuzix Corporation (the “Company”) as follows:
DEBT CONVERSION AGREEMENTDebt Conversion Agreement • April 2nd, 2013 • Vuzix Corp • Radio & tv broadcasting & communications equipment
THIS DEBT CONVERSION AGREEMENT ("AGREEMENT"), dated as of March 27, 2013, between Vuzix Corporation, a Delaware corporation (the "Company") on the one hand and Paul J. Travers, whose address is 71 Boughton Hill Road on the other hand, (the "Holder").
PERSONAL AND CONFIDENTIAL Vuzix Corporation West Henrietta, NY 14586 Dear Sirs:Personal and Confidential • January 26th, 2018 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
This letter will confirm the understanding and agreement (the “Agreement”) between Chardan Capital Markets, LLC (“Broker”) and Vuzix Corporation (the “Company”) as follows:
Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed. On December 16th, 2022 Between Jonathan Sachs Jerry Woodall and...Shareholders’ Agreement • March 1st, 2023 • Vuzix Corp • Radio & tv broadcasting & communications equipment
Subordination AgreementSubordination Agreement • March 27th, 2013 • Vuzix Corp • Radio & tv broadcasting & communications equipment
The undersigned lenders (each a “Creditor”, and collectively referred to as “Creditors”) are creditors of Vuzix Corporation (the “Company” or the “Borrower”)) and/or Vuzix (Europe) Limited and Vuzix Finland Oy, together with any direct or indirect subsidiary of the Company hereafter formed or acquired (each, a “Borrower” and collectively referred to herein as “Borrowers”), and wish to accommodate the extension of credit by Hillair Capital Investments L.P. (the “Senior Lender” and, collectively, the “Senior Lenders”) to the Company pursuant to that certain Securities Purchase Agreement, dated March 21, 2013, among the Company and the Senior Lender (the “Purchase Agreement”) and the Transaction Documents thereto. Defined terms not otherwise defined herein shall have the meanings set forth in the Purchase Agreement.
ASSET PURCHASE AGREEMENT by and between TDG ACQUISITION COMPANY, LLC and VUZIX CORPORATION Dated: June 15, 2012Asset Purchase Agreement • June 21st, 2012 • Vuzix Corp • Computer peripheral equipment, nec • New York
THIS ASSET PURCHASE AGREEMENT (this “Agreement”), is made as of June 15, 2012, by and between TDG ACQUISITION COMPANY, LLC, a Delaware limited liability company (“Buyer”), and VUZIX CORPORATION, a Delaware corporation (“Seller”).
VUZIX CORPORATION WARRANT AGENCY AGREEMENTVuzix Corporation Warrant Agency Agreement • June 10th, 2013 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
WARRANT AGENCY AGREEMENT made as of [__], 2013 (the “Issuance Date”), between Vuzix Corporation, a Delaware corporation, with offices at 2166 Brighton Henrietta Townline Road, Rochester, New York 14623 (“Company”), and Computershare Trust Company, N.A., with offices at 480 Washington Blvd., Jersey City, NJ 07310 (“Warrant Agent”).
VUZIX CORPORATION - and - COMPUTERSHARE TRUST COMPANY OF CANADA WARRANT INDENTURE Providing for the Issue of l Unit Warrants and l Compensation Unit Warrants of Vuzix CorporationWarrant Indenture • December 7th, 2009 • Vuzix Corp • Computer peripheral equipment, nec • Ontario
WHEREAS Canaccord Capital Corporation, Bolder Investment Partners, Ltd. and Canaccord Adams Inc. (collectively, the “Agents”) are acting as agents in connection with the issuance and sale by the Corporation (the “Offering”) of up to l units of the Corporation (individually a “Unit” and collectively, the “Units”);
Amendment To DEFERRED COMPENSATION DEFERRAL AND CONVERSION OPTION AGREEMENTDeferred Compensation Deferral and Conversion Option Agreement • June 10th, 2013 • Vuzix Corp • Radio & tv broadcasting & communications equipment
This Agreement (the “Amendment Agreement”) is an amendment to the DEFERRED COMPENSATION DEFERRAL AND CONVERSION OPTION AGREEMENT dated the 27th day of March, 2013 (“Conversion Option Agreement”), by and between GRANT RUSSELL ("Executive"), and VUZIX CORPORATION, a Delaware corporation ("Company").
Amendment To DEBT CONVERSION AGREEMENTDebt Conversion Agreement • June 10th, 2013 • Vuzix Corp • Radio & tv broadcasting & communications equipment
This Agreement (the “Amendment Agreement”) is an amendment to the Debt Conversion Agreement dated the 25th day of March, 2013 (“Conversion Agreement”), by and between KOPIN CORPORATION ("Holder"), and VUZIX CORPORATION, a Delaware corporation ("Company").
EMPLOYMENT AGREEMENTEmployment Agreement • July 2nd, 2009 • Vuzix Corp • New York
THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made as of this 1st day of August , 2007 between Vuzix Corporation, a Delaware corporation with its principal office at 75 Town Centre Drive, Rochester, New York, 14623 (the “Company”) and Grant Russell, having an address at 11775 Chateau Wynd, Delta, British Columbia, Canada VYE 3C9 (the “Executive”).
Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed. LICENSE AGREEMENTLicense Agreement • March 1st, 2023 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
This License Agreement (“Agreement”) is entered into as of the Effective Date (as defined below) by and between Vuzix Corporation, a Delaware corporation having its place of business at 25 Hendrix Road, Suite A, West Henrietta, New York 14586 (“Vuzix”), Atomistic SAS, a simplified stock company formed under the laws of France with a place of business at 3 Boulevard de Belfort, 59000 Lille, France (“Atomistic”) and each of Jonathan Sachs (“JS”) and Jerry Woodall (“JW”) only with regard to Sections 1, 6.1, 6.2, 6.5(a), 10, 11 and 13. Vuzix and Atomistic are referred to herein collectively as “Companies.” The Companies, JS and JW are referred to herein collectively as “Parties.”
December 13, 2017Personal and Confidential • December 15th, 2017 • Vuzix Corp • Radio & tv broadcasting & communications equipment • New York
This letter will confirm the understanding and agreement (the “Agreement”) between Chardan Capital Markets, LLC (“Broker”) and Vuzix Corporation (the “Company”) as follows:
DEFERRED COMPENSATION DEFERRAL AND CONVERSION OPTION AGREEMENTDeferred Compensation Deferral and Conversion Option Agreement • April 2nd, 2013 • Vuzix Corp • Radio & tv broadcasting & communications equipment
THIS DEFERRED COMPENSATION DEFERREAL AND CONVERSION OPTION AGREEMENT (this "Agreement"), is entered into as of March 27, 2013, by and between GRANT RUSSELL, a senior office of Vuzix Corporation, with the titles of Executive Vice President and Chief Financial Officer (“Executive”) and VUZIX CORPORATION, a Delaware corporation (“Company”).
SUBORDINATION AGREEMENTSubordination Agreement • March 25th, 2011 • Vuzix Corp • Computer peripheral equipment, nec • California
This Subordination Agreement is made as of March 21, 2011 by and among the undersigned creditor (“Creditor”) and Bridge Bank, National Association (“Bank”).
