Oak Valley Bancorp Sample Contracts

SMALL BUSINESS LENDING FUND — SECURITIES PURCHASE AGREEMENT
Securities Purchase Agreement • November 14th, 2011 • Oak Valley Bancorp • State commercial banks • New York

THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”) is made as of the Effective Date set forth above (the “Signing Date”) between the Secretary of the Treasury (“Treasury”) and the Company named above (the “Company”), an entity existing under the laws of the Jurisdiction of Organization stated above in the Organizational Form stated above. The Company has elected to participate in Treasury’s Small Business Lending Fund program (“SBLF”). This Agreement contains the terms and conditions on which the Company intends to issue preferred stock to Treasury, which Treasury will purchase using SBLF funds.

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SALARY CONTINUATION AGREEMENT
Salary Continuation Agreement • March 31st, 2021 • Oak Valley Bancorp • State commercial banks • California

This Salary Continuation Agreement (the “Agreement”), by and between Oak Valley Community Bank, located in Oakdale, California (the “Employer”), and _____________________ (the “Executive”), made this ___ day of ______________________, formalizes the agreements and understanding between the Employer and the Executive.

LETTER AGREEMENT UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220
Letter Agreement • January 14th, 2009 • Oak Valley Bancorp • State commercial banks • New York

WHEREAS, the United States Department of the Treasury (the Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program ( CPP ”);

OAK VALLEY COMMUNITY BANK SALARY CONTINUATION AGREEMENT
Agreement • February 11th, 2010 • Oak Valley Bancorp • State commercial banks • California

THIS AGREEMENT is adopted this , by and between OAK VALLEY COMMUNITY BANK, a state-chartered commercial bank located in Oakdale, California (the “Company”), and (the “Executive”).

OAK VALLEY BANCORP
Restricted Stock Unit Award Agreement • June 28th, 2018 • Oak Valley Bancorp • State commercial banks • California

Unless otherwise defined herein, the terms defined in the Oak Valley Bancorp 2018 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Unit Award Agreement (the “Award Agreement”).

EXECUTIVE EMPLOYMENT AGREEMENT
Executive Employment Agreement • March 31st, 2021 • Oak Valley Bancorp • State commercial banks • California

Oak Valley Community Bank, a California Banking Corporation, having its principal place of business at 125 North Third Avenue, Oakdale, California, hereinafter referred to as “Employer” and Richard A. McCarty, hereinafter referred to as “Executive”, in consideration of the mutual promises made herein, hereby enter into this agreement (“Agreement”) as of the date first written below (“Effective Date”):

Contract
2016 Salary Continuation Agreement • June 9th, 2017 • Oak Valley Bancorp • State commercial banks • California

This 2016 Salary Continuation Agreement (the “Agreement”), by and between Oak Valley Community Bank, located in Oakdale, California (the “Employer”), and Michael J. Rodrigues (the “Executive”), formalizes the agreements and understanding between the Employer and the Executive.

UNITED STATES DEPARTMENT OF THE TREASURY
Oak Valley Bancorp • November 14th, 2011 • State commercial banks

Reference is made to that certain letter agreement (the “Repurchase Letter Agreement[s]”), dated as of the date set forth on Schedule A hereto, between the United States Department of the Treasury (the “Investor”) and the company set forth on Schedule A hereto (the “Company”). Capitalized terms used but not defined herein shall have the meanings assigned to them in the Repurchase Letter Agreement.

EESA SECTION 111(b) MODIFICATION AGREEMENT
Modification Agreement • September 14th, 2009 • Oak Valley Bancorp • State commercial banks • California

THIS EESA SECTION 111(b) MODIFICATION AGREEMENT (“Agreement”) is made as of the date first written below (“Effective Date”), by and between, Oak Valley Bancorp, a California corporation (the “Company”) and the parent corporation of Oak Valley Community Bank (the “Bank”), and the highly compensated employee whose name is set forth on the signature page below (“Executive”).

DIRECTOR RETIREMENT AGREEMENT
Oak Valley Community Bank • August 11th, 2017 • Oak Valley Bancorp • State commercial banks • California

THIS AGREEMENT between, OAK VALLEY COMMUNITY BANK, a state-chartered commercial bank located in Oakdale, California (the "Company"), and H. RANDOLPH HOLDER (the "Director")

FIRST AMENDMENT TO THE OAK VALLEY COMMUNITY BANK AMENDED AND RESTATED SALARY CONTINUATION AGREEMENT
Continuation Agreement • June 9th, 2017 • Oak Valley Bancorp • State commercial banks

THIS FIRST AMENDMENT (the “Amendment”) is adopted this 1st day of July, 2016 by and between Oak Valley Community Bank (the “Company”), and Christopher M. Courtney (the “Executive”).

OAK VALLEY BANCORP RESTRICTED STOCK AWARD AGREEMENT
Restricted Stock Award Agreement • June 28th, 2018 • Oak Valley Bancorp • State commercial banks • California

Unless otherwise defined herein, the terms defined in the Oak Valley Bancorp 2018 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Award Agreement (the “Award Agreement”).

FIRST AMENDMENT TO THE OAK VALLEY COMMUNITY BANK AMENDED AND RESTATED SALARY CONTINUATION AGREEMENT
Continuation Agreement • June 9th, 2017 • Oak Valley Bancorp • State commercial banks

THIS FIRST AMENDMENT (the “Amendment”) is adopted this 1st day of July, 2016 by and between Oak Valley Community Bank (the “Company”), and Michael J. Rodrigues (the “Executive”).

OAK VALLEY COMMUNITY BANK FIRST AMENDMENT TO SALARY CONTINUATION AGREEMENT
Continuation Agreement • February 11th, 2010 • Oak Valley Bancorp • State commercial banks

THIS FIRST AMENDMENT TO SALARY CONTINUATION AGREEMENT is adopted as of February 8, 2010 by and between Oak Valley Community Bank, a subsidiary of Oak Valley Bancorp (collectively, the “Company”), and the undersigned executive officer (the “Executive”).

AGREEMENT AND PLAN OF MERGER
Agreement and Plan of Merger • July 31st, 2008 • Oak Valley Bancorp • California

THIS AGREEMENT AND PLAN OF MERGER (the “Agreement”), is made effective as of the 1st day of May, 2008, by and between OAK VALLEY COMMUNITY BANK , a bank organized under the laws of the State of California whose principal office is located in Oakdale, California (the “Bank”), and INTERIM OAK VALLEY BANCORP, a general business corporation organized under the laws of the State of California (the “Interim Company”), and joined in by OAK VALLEY BANCORP, a general business corporation organized under the laws of the State of California (the “Company”).

OAK VALLEY COMMUNITY BANK DIRECTOR RETIREMENT AGREEMENT
Agreement • July 31st, 2008 • Oak Valley Bancorp • California

THIS AGREEMENT is adopted this 1st day of January, 2002, by and between OAK VALLEY COMMUNITY BANK, a state-chartered commercial bank located in Oakdale, California (the “Company’) and (the “Director”).

Salary continuation Agreement
Salary Continuation Agreement • June 9th, 2017 • Oak Valley Bancorp • State commercial banks • California

This Salary Continuation Agreement (the “Agreement”), by and between Oak Valley Community Bank, located in Oakdale, California (the “Employer”), and Jeff Gall (the “Executive”), made this 1st day of July, 2016, formalizes the agreements and understanding between the Employer and the Executive.

AGREEMENT AND PLAN OF MERGER by and among OAK VALLEY BANCORP, OAK VALLEY COMMUNITY BANK and MOTHER LODE BANK dated as of August 26, 2015
Agreement and Plan of Merger • August 28th, 2015 • Oak Valley Bancorp • State commercial banks • California

This Agreement and Plan of Merger (this “Agreement”), is entered into as of August 26, 2015 by and among Oak Valley Bancorp, a California corporation registered under the Bank Holding Company Act of 1956, as amended (“OVB”), Oak Valley Community Bank, a California state-chartered bank and a wholly owned subsidiary of OVB (“OVCB”), and Mother Lode Bank, a California state-chartered bank (the “MLB”).

FIRST AMENDMENT TO THE OAK VALLEY COMMUNITY BANK AMENDED AND RESTATED SALARY CONTINUATION AGREEMENT
Continuation Agreement • June 9th, 2017 • Oak Valley Bancorp • State commercial banks

THIS FIRST AMENDMENT (the “Amendment”) is adopted this 1st day of July, 2016 by and between Oak Valley Community Bank (the “Company”), and Richard A. McCarty (the “Executive”).

Failure to accurately document your arrangement could result in significant losses, from claims of those participating in the arrangement, from their heirs and beneficiaries, or from federal or state governmental bodies including the Internal Revenue...
2016 Salary Continuation Agreement • June 9th, 2017 • Oak Valley Bancorp • State commercial banks • California

This 2016 Salary Continuation Agreement (the “Agreement”), by and between Oak Valley Community Bank, located in Oakdale, California (the “Employer”), and Christopher M. Courtney (the “Executive”), made this 1st day of July, 2016, formalizes the agreements and understanding between the Employer and the Executive.

OAK VALLEY BANCORP 2018 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT
Stock Option Award Agreement • June 28th, 2018 • Oak Valley Bancorp • State commercial banks • California

Unless otherwise defined herein, the terms defined in the Oak Valley Bancorp 2018 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Stock Option Award Agreement (the “Award Agreement”).

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