ALLIANZ FUNDS MULTI-STRATEGY TRUST AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST March 28, 2008Agreement and Declaration of Trust • March 31st, 2008 • Allianz Funds Multi-Strategy Trust • Massachusetts
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made this 28th day of March, 2008, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided, amending and restating the Agreement and Declaration of Trust made at Boston, Massachusetts, the 10th day of January, 2008, for the purposes of eliminating references to the initial sole trustee, adding Trustees as signatories and making certain other changes hereto:
VIRTUS STATEGY TRUST Virtus Seix High Yield Income Fund SUBADVISORY AGREEMENTSubadvisory Agreement • January 26th, 2023 • Virtus Strategy Trust • Massachusetts
Virtus Strategy Trust (the “Trust”) is an open-end investment company of the series type registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder. The shares of the Trust are offered or may be offered in several series (sometimes hereafter referred to as the “Series”), including Virtus Seix High Yield Income Fund.
CAPITOL SERIES TRUST INVESTMENT ADVISORY AGREEMENTCapitol Series Trust • September 16th, 2015 • Capitol Series Trust • Ohio
This AGREEMENT is made as of [ ], 2015, by and between Capitol Series Trust (the “Trust”), an Ohio business trust, with its principal office and place of business at 2960 North Meridian Street, Suite 300, Indianapolis, Indiana, 46208, and Fuller & Thaler Asset Management, Inc., a California corporation, with its principal office and place of business at 411 Borel Avenue, Suite 300, San Mateo, CA 94402 (the “Adviser”).
CUSTODY AGREEMENTCustody Agreement • September 18th, 2015 • Capitol Series Trust • Ohio
THIS CUSTODY AGREEMENT (“Agreement”), dated as of , 2015, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and , a [trust/corporation] formed under the laws of the State of (the “Company”).
ALLIANZ FUNDS MULTI-STRATEGY TRUST AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • January 11th, 2008 • Allianz Funds Multi-Strategy Trust • Massachusetts
THIS AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts, effective on January 10, 2008, by the Trustees hereunder and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided:
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • February 1st, 2021 • Allianz Funds Multi-Strategy Trust • Massachusetts
This Indemnification Agreement (this “Agreement”) is effective as of February 1, 2021, by and between (i) each trust whose name is set forth on the signature page (each such trust hereafter referred to as the “Trust”), acting on behalf of itself and each of its portfolio series, whether existing on the date hereof (as listed on Appendix A hereto) or subsequently established (the “Series”) and (ii) the trustee of the Trust whose name is set forth on the signature page (the “Trustee”).
FOURTH AMENDED AND RESTATED DISTRIBUTION CONTRACT Allianz Funds Multi-Strategy Trust New York, New York 10105 Effective Date March 28, 2008 as amended and restated as of July 8, 2008, December 17, 2008 and April 20, 2009Distribution Contract • April 20th, 2009 • Allianz Funds Multi-Strategy Trust
This will confirm the agreement between the undersigned (the “Trust”) and you (the “Distributor”), further amending and restating the Third Amended and Restated Distribution Contract dated December 17, 2008 between the Distributor and the Trust, as follows:
CAPITOL SERIES TRUST DISTRIBUTION AGREEMENTDistribution Agreement • September 16th, 2015 • Capitol Series Trust • Indiana
DISTRIBUTION AGREEMENT, dated as of [ ], 2015, by and among Capitol Series Trust, an Ohio business trust (the “Trust”), on behalf of the Fuller & Thaler Behavioral Core Equity Fund, a series of the Trust (the “Fund”), Fuller & Thaler Asset Management, Inc., a California corporation, the investment adviser to the Fund herein (the “Adviser”), and Unified Financial Securities, Inc., an Indiana corporation (the “Distributor”).
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT Allianz Funds Multi-Strategy TrustSub-Advisory Agreement • November 29th, 2016 • Allianz Funds Multi-Strategy Trust
This Amended and Restated Sub-Advisory Agreement, dated October 1, 2016 (the “Agreement”), by and between ALLIANZ GLOBAL INVESTORS U.S. LLC, a Delaware limited liability company (the “Manager”), and NFJ INVESTMENT GROUP LLC, a Delaware limited liability company (the “Sub-Adviser”), amends and restates the Sub-Advisory Agreement, dated as of June 24, 2009 (the “Prior Agreement”), by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (“AGIFM”) and the Sub-Adviser.
FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • February 1st, 2021 • Allianz Funds Multi-Strategy Trust • Delaware
THIS AGREEMENT made as of this [ ] day of [ ], by and between each of Virtus Strategy Trust (formerly Allianz Funds Multi-Strategy Trust) and Virtus Investment Trust (formerly Allianz Funds), each a Massachusetts business trust having a place of business located at 101 Munson Street, Suite 104, Greenfield, MA 01301 (each, the “Trust”), severally and not jointly, and VP Distributors, LLC, a Delaware limited liability company having a place of business located at One Financial Plaza, Hartford, Connecticut 06103 (the “Underwriter”).
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONForm of Agreement and Plan of Reorganization • September 18th, 2015 • Capitol Series Trust • Ohio
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this [ ] day of [ ], 2015, by and between Capitol Series Trust, an Ohio business trust (the “Capitol Trust”), with its principal place of business at 2960 N. Meridian Street, Suite 300, Indianapolis, IN 46208, with respect to its Fuller & Thaler Behavioral Advantage Fund (the “Acquiring Fund”) and the Allianz Funds Multi-Strategy Trust (the “Allianz Trust”), a Massachusetts business trust, with its principal place of business at 1633 Broadway, New York, NY 10019, with respect to its AllianzGI Behavioral Advantage Large Cap Fund (the “Selling Fund”).
SIXTH AMENDED AND RESTATED DISTRIBUTION CONTRACT Allianz Funds Multi-Strategy Trust New York, New York 10019 Effective Date March 28, 2008 as amended and restated as of July 8, 2008, December 17, 2008, April 20, 2009, April 1, 2013, and March 1, 2017Distribution Contract • February 1st, 2017 • Allianz Funds Multi-Strategy Trust
This will confirm the agreement between the undersigned (the “Trust”) and you (the “Distributor”), further amending and restating the Fifth Amended and Restated Distribution Contract dated April 1, 2013 between the Distributor and the Trust, as follows:
VIRTUS STRATEGY TRUST FORM OF SUBADVISORY AGREEMENTAllianz Funds Multi-Strategy Trust • February 1st, 2021 • Massachusetts
Virtus Strategy Trust (the “Trust”) is an open-end investment company of the series type registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder. The shares of the Trust are offered or may be offered in several series (sometimes hereafter referred to as the “Series”).
AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • February 1st, 2017 • Allianz Funds Multi-Strategy Trust
This AMENDED AND RESTATED ADMINISTRATION AGREEMENT, made this 1st day of March 2017, between Allianz Funds Multi-Strategy Trust (the “Trust”), a Massachusetts business trust, and Allianz Global Investors U.S. LLC (“AllianzGI U.S.” or the “Administrator”), a limited liability company organized under the laws of Delaware, amends and restates the Amended and Restated Administration Agreement (the “Prior Agreement”), dated as of October 1, 2016, between the Trust and Allianz Global Investors Fund Management LLC (“AGIFM”).
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT Allianz Funds Multi- Strategy TrustInvestment Management Agreement • December 13th, 2017 • Allianz Funds Multi-Strategy Trust
This Amended and Restated Investment Management Agreement, dated December 11, 2017 (the “Agreement”), by and between ALLIANZ GLOBAL INVESTORS U.S. LLC, a Delaware limited liability company (the “Manager”) and ALLIANZ FUNDS MULTI- STRATEGY TRUST, a Massachusetts business trust (the “Trust”), on behalf of each series of the Trust identified from time to time on Schedule A to this Agreement (each, a “Fund” and together, the “Funds”) amends and restates the Amended and Restated Investment Management Agreement, dated as of October 1, 2016 (the “Prior Agreement”), between Allianz Global Investors Fund Management LLC (“AGIFM”) and the Trust.
FORM OF ADMINISTRATION AGREEMENTForm of Administration Agreement • February 1st, 2021 • Allianz Funds Multi-Strategy Trust • Delaware
This Administration Agreement is made effective as of the [ ] day of [ ], by and between each of Virtus Investment Trust (formerly Allianz Funds) and Virtus Strategy Trust (formerly Allianz Funds Multi-Strategy Trust (each, the “Trust”), severally and not jointly, including the funds thereof (each, a “Fund” and together the “Funds”), and Virtus Fund Services, LLC, a Delaware limited liability company (the “Administrator”).
FORM OF SHAREHOLDER SERVICING AGREEMENT (for Program Sponsors or Administrators)Shareholder Servicing Agreement • March 31st, 2008 • Allianz Funds Multi-Strategy Trust • New York
This Agreement is made as of , between Allianz Global Investors Fund Management LLC (the “Administrator”), a Delaware limited liability company, and (“Servicer”), a corporation.
VIRTUS STRATEGY TRUST INVESTMENT ADVISORY AGREEMENTVirtus Strategy Trust • January 28th, 2022 • Virtus Strategy Trust • Massachusetts
THIS AGREEMENT, effective as of the 1st day of February, 2021 (the “Contract Date”) by and between Virtus Strategy Trust, a Massachusetts business trust (the “Trust”), and Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”).
ADMINISTRATION AGREEMENTAdministration Agreement • December 14th, 2011 • Allianz Funds Multi-Strategy Trust • New York
ADMINISTRATION AGREEMENT, made this _____ day of ______________, 2011, between Allianz Funds Multi-Strategy Trust (the “Trust”), a Massachusetts business trust, and Allianz Global Investors Fund Management LLC (the “AGIFM”), a limited liability company organized under the laws of Delaware (the “Agreement”).
FORM OF PORTFOLIO MANAGEMENT AGREEMENT Allianz Funds Multi-Strategy TrustPortfolio Management Agreement • June 4th, 2010 • Allianz Funds Multi-Strategy Trust
This Portfolio Management Agreement is executed as of ________ by and between RCM CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Sub-Adviser”), and RCM ASIA PACIFIC LIMITED, a corporation organized under the laws of Hong Kong (the “Portfolio Manager”).
FORM OF TRANSFER AGENCY AND SERVICE AGREEMENT between each of VIRTUS STRATEGY TRUST (FORMERLY KNOWN AS ALLIANZ FUNDS MULTI-STRATEGY TRUST), VIRTUS INVESTMENT TRUST (FORMERLY KNOWN AS ALLIANZ FUNDS) and VIRTUS FUND SERVICES, LLCAgency and Service Agreement • February 1st, 2021 • Allianz Funds Multi-Strategy Trust • Massachusetts
This AGREEMENT, effective the [ ] day of [ ], is made by and between each of the undersigned entities (the series of which are hereinafter each referred to as the “Fund” and collectively referred to as the “Funds”), severally and not jointly, and VIRTUS FUND SERVICES, LLC (hereinafter referred to as the “Transfer Agent”).
VIRTUS STRATEGY TRUST SUBADVISORY AGREEMENTVirtus Strategy Trust • January 28th, 2022 • Virtus Strategy Trust • Massachusetts
Virtus Strategy Trust (the “Trust”) is an open-end investment company of the series type registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder. The shares of the Trust are offered or may be offered in several series (sometimes hereafter referred to as the “Series”).
FORM OF AMENDMENT To Transfer Agency and Service Agreement Between Allianz Funds Multi-Strategy Trust, On Behalf of Each Portfolio Listed on Schedule A, Individually and not Jointly or Jointly and Severally And State Street Bank and Trust CompanyAgency and Service Agreement • January 31st, 2020 • Allianz Funds Multi-Strategy Trust
This Amendment to the Transfer Agency and Service Agreement, dated October 3, 2008, as subsequently amended (the “Agreement”) is made as of this 1st day of February, 2020, between Allianz Funds Multi-Strategy Trust (the “Fund”), on behalf of each Portfolio listed on Schedule A, individually and not jointly or jointly and severally, and State Street Bank and Trust Company (the “Transfer Agent”) (by means of novation between the Transfer Agent, DST Asset Manager Solutions, Inc. )(f/k/a Boston Financial Data Services, Inc.) and the Fund (the “Amendment”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
Form of SUB-ADVISORY AGREEMENT Allianz Funds Multi-Strategy Trust This Sub- Advisory Agreement is executed as of December 17, 2008 by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the "Manager"), and...Allianz Funds Multi-Strategy Trust • August 26th, 2009
AMENDMENT To Transfer Agency and Service Agreement Between Allianz Funds Multi- Strategy Trust, On Behalf of Each Portfolio Listed on Schedule A, Individually and not Jointly or Jointly and Severally And Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • December 22nd, 2017 • Allianz Funds Multi-Strategy Trust
This Amendment to the Transfer Agency and Service Agreement, dated October 3, 2008, as amended (the “Agreement”) is made as of this 22nd day of December, 2017, between Boston Financial Data Services, Inc. (the “Transfer Agent”) and Allianz Funds Multi-Strategy Trust (the “Fund”), on behalf of each Portfolio listed on Schedule A, individually and not jointly or jointly and severally (the “Amendment”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
FOREIGN SECURITIES DEPOSITORIES DELEGATION AGREEMENTForeign Securities Depositories • March 31st, 2008 • Allianz Funds Multi-Strategy Trust
Agreement dated March 28, 2008, among Allianz Global Investors Fund Management LLC (“AGI Fund Management”), RCM Capital Management LLC (“RCM”) and Allianz Global Investors Advisory GmbH (“AGIA”), and accepted and agreed to by Allianz Funds Multi-Strategy Trust (the “Trust”).
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT Allianz Funds Multi-Strategy TrustSub-Advisory Agreement • July 1st, 2013 • Allianz Funds Multi-Strategy Trust
This Amended and Restated Sub-Advisory Agreement, dated July 1, 2013 (the “Agreement”), by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), and ALLIANZ GLOBAL INVESTORS U.S. LLC (formerly known as Allianz Global Investors Capital LLC), a Delaware limited liability company (the “Sub-Adviser”), amends and restates the Sub-Advisory Agreement dated July 8, 2008 (the “NACM Sub-Advisory Agreement”), by and between the Manager and Nicholas-Applegate Capital Management LLC, a Delaware limited liability company (“NACM”).
Allianz Global Investors Fund Management LLCAllianz Funds Multi-Strategy Trust • July 1st, 2013
Reference is made to the Custody and Investment Account Agreement between us dated as of March 28, 2008 (the “Agreement”). Pursuant to the Agreement, this letter is to provide notice of the fund changes listed below.
EXPENSE LIMITATION AGREEMENT For Certain Series Involved in Reorganizing Transactions with Series of Nicholas-Applegate Institutional Funds Allianz Funds Multi-Strategy Trust New York, NY 10105 March 31, 2010Expense Limitation Agreement • June 4th, 2010 • Allianz Funds Multi-Strategy Trust
This Expense Limitation Agreement (the “Agreement”), dated as of March 31, 2010, is made between the Allianz Funds Multi-Strategy Trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A hereto (the “NACM Funds”) and Allianz Global Investors Fund Management LLC (the “Manager”) on the following terms:
AGREEMENT AMONG JOINT INSUREDSAgreement Among Joint Insureds • October 24th, 2008 • Allianz Funds Multi-Strategy Trust • Loan brokers
THIS AGREEMENT made as of July 1, 2008 by and among Allianz Funds, Premier VIT, PIMCO Municipal Advantage Fund Inc., Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, PIMCO High Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO Floating Rate Income Fund, PIMCO Floating Rate Strategy Fund, NFJ Dividend, Interest & Premium Strategy Fund, Nicholas-Applegate International & Premium Strategy Fund, PIMCO Global StocksPLUS & Income Fund, Nicholas-Applegate Equity & Convertible Income Fund, Nicholas-Applegate Global Equity & Convertible Income Fund, PIMCO Income
AMENDMENT To Transfer Agency and Service Agreement Between Allianz Funds Multi- Strategy Trust, And Boston Financial Data Services, Inc.Agency and Service Agreement • November 14th, 2014 • Allianz Funds Multi-Strategy Trust
This Amendment is made as of this 15th day of September, 2014, between Boston Financial Data Services, Inc. (the “Transfer Agent”) and Allianz Funds Multi-Strategy Trust (the “Fund”). In accordance with Section 17 (Additional Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated October 3, 2008, as amended, (the “Agreement”) the parties desire to amend the Agreement as set forth herein.
EXPENSE LIMITATION AGREEMENT for Certain Series as Listed on Schedule A Allianz Funds Multi-Strategy Trust 1633 Broadway New York, NY 10019Expense Limitation Agreement • September 9th, 2011 • Allianz Funds Multi-Strategy Trust
IN WITNESS WHEREOF, the Trust and the Manager have each caused this Schedule A to the Expense Limitation Agreement to be signed on its behalf by its duly authorized representative, as of the date first above written.
Date: December 17, 2014 Mr. Brock Hill Senior Vice President State Street Bank and Trust CompanyAllianz Funds Multi-Strategy Trust • January 26th, 2015
FORM OF FOREIGN SECURITIES DEPOSITORIES DELEGATION AGREEMENTDelegation Agreement • May 27th, 2009 • Allianz Funds Multi-Strategy Trust
Agreement dated May , 2009, among Allianz Global Investors Fund Management LLC (“AGI Fund Management”) and NFJ Investment Group LLC (“NFJ”), and accepted and agreed to by Allianz Funds Multi-Strategy Trust (the “Trust”).
EXPENSE LIMITATION AGREEMENT Virtus Strategy Trust Greenfield, MA 01301 February 1, 2021Expense Limitation Agreement • January 28th, 2022 • Virtus Strategy Trust
Virtus Investment Advisers, Inc. (“Virtus”), Allianz Global Investors U.S. LLC (“AllianzGI U.S.”) and Virtus Strategy Trust (the “Trust”), as parties to this Expense Limitation Agreement (the “Agreement”), dated as of February 1, 2021, hereby agree as follows:
