FORM OF STOCK TRANSFER AGENCY AGREEMENT between MLP & STRATEGIC EQUITY FUND INC. and THE BANK OF NEW YORK Dated as of , 2007Stock Transfer Agency Agreement • June 25th, 2007 • MLP & Strategic Equity Fund Inc. • New York
AGREEMENT, made as of , 2007, by and between MLP & Strategic Equity Fund Inc., a corporation organized and existing under the laws of the State of Maryland (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
FORM OF MLP & STRATEGIC EQUITY FUND INC. (a Maryland corporation) [ ] Shares of Common Stock Par Value $.001 Per Share PURCHASE AGREEMENT Dated: June __, 2007Purchase Agreement • June 25th, 2007 • MLP & Strategic Equity Fund Inc. • New York
FORM OF INVESTMENT SUBADVISORY AGREEMENT ENTERED INTO BETWEEN IQ INVESTMENT ADVISORS LLC AND FIDUCIARY ASSET MANAGEMENT, LLCInvestment Subadvisory Agreement • June 25th, 2007 • MLP & Strategic Equity Fund Inc. • New York
This Investment Subadvisory Agreement (the “Agreement”) is entered into as of , 2007 by and between IQ Investment Advisors LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Adviser”), and Fiduciary Asset Management, LLC, a limited liability company duly organized and existing under the laws of the State of Missouri (the “Subadviser”).
FORM OF INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT ENTERED INTO BETWEEN IQ INVESTMENT ADVISORS LLC AND MLP & STRATEGIC EQUITY FUND INC.Investment Advisory and Management Agreement • June 25th, 2007 • MLP & Strategic Equity Fund Inc. • New York
This Investment Advisory Agreement (the “Agreement”) is entered into as of _______, 2007, by and between the MLP & STRATEGIC EQUITY FUND INC. (the “Fund”), a corporation duly organized and existing under the laws of the State of Maryland, and IQ INVESTMENT ADVISORS LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Adviser”).
ORIGINAL LISTING APPLICATIONListing Agreement • June 25th, 2007 • MLP & Strategic Equity Fund Inc.
Nothing in the following Agreement shall be so construed as to require the Corporation to do any acts in contravention of law or in violation of any rule or regulation of any public authority exercising jurisdiction over the Corporation.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts MLP & Strategic Equity Fund, Inc. 811-22040 We hereby incorporate by reference a new Sub- Advisory Agreement and a new Investment Management Agreement for the...MLP & Strategic Equity Fund Inc. • June 29th, 2011
We hereby incorporate by reference a new Sub- Advisory Agreement and a new Investment Management Agreement for the above-referenced fund, filed in the Conformed Submission Type DEF 14A, accession number 0001193125-10-179164, on August 5, 2010.
