CONFIDENTIAL TREATMENT REQUESTED. Confidential portions of this document have been redacted and have been separately filed with the Commission. SUB-ADVISORY AGREEMENT BETWEEN ROTELLA CAPITAL MANAGEMENT, INC. AND ADF TRADING COMPANY XI, LLC DATED JUNE...Sub-Manager Agreement • August 14th, 2012 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers • Illinois
This AMENDED AND RESTATED SUB-MANAGER AGREEMENT (the “Agreement”) dated as of June 1, 2012, by and among: (i) Aspen Diversified Fund LLC (the “Master Fund”), a Delaware limited liability company, the principal place of business of which is 4200 Northside Parkway, Building Eleven, Suite 200, Atlanta, GA 30327; (ii) Aspen Partners, Ltd. (“Aspen” or “Investment Advisor”), a Delaware S-Corporation, the principal place of business of which is 4200 Northside Parkway, Building Eleven, Suite 200, Atlanta, GA 30327; and (iii) Rotella Capital Management, Inc. (the “Sub-Manager”), a Nevada corporation, the principal place of business of which is 800 Bellevue Way NE, Suite 200, Bellevue, WA 98004 (each, a “Party” and together, the “Parties”).
ASPEN DIVERSIFIED FUND LLC (A Delaware Limited Liability Company) LIMITED LIABILITY COMPANY AGREEMENT THE SECURITIES REPRESENTED BY AND ISSUED PURSUANT TO THIS LIMITED LIABILITY COMPANY AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF...Limited Liability Company Agreement • April 2nd, 2007 • Aspen Diversified Fund LLC • Delaware
CONFIDENTIAL TREATMENT REQUESTED. Confidential portions of this document have been redacted and have been separately filed with the Commission. INVESTMENT ADVISORY AGREEMENT AND DISCRETIONARY TRADING AUTHORIZATION BETWEEN WELTON INVESTMENT CORPORATION...Confidential Treatment • May 15th, 2009 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers • California
THIS AGREEMENT FOR ADVISORY SERVICES is made and entered into this 1st day of December, 2008, between WELTON INVESTMENT CORPORATION, hereinafter referred to as the “Advisor,” and ADF Trading Company I, LLC , hereinafter referred to as the “Client.” IT IS MUTUALLY AGREED:
lbrgROUP, iNC. Commodity Advisory AgreementConfidential Treatment • April 1st, 2011 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers • Illinois
THIS AGREEMENT is made between LBRGroup, Inc., registered under the Commodity Exchange Act, as amended, as a commodity trading advisor (hereinafter the “Advisor”), and the undersigned (hereinafter the “Client”).
CONFIDENTIAL TREATMENT REQUESTED. Confidential portions of this document have been redacted and have been separately filed with the Commission. TRADING ADVISORY AGREEMENT BETWEEN BLACKWATER CAPITAL MANAGEMENT, LLC AND ADF TRADING COMPANY IV, LLC DATED...Confidential Treatment • August 16th, 2010 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers • New Jersey
SAXON INVESTMENT CORPORATION ADVISORY AGREEMENTConfidential Treatment • April 1st, 2011 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers • Illinois
This AGREEMENT is entered into this 23rd day of December, 2010, by and between SAXON INVESTMENT CORPORATION, a Nevada corporation ("Saxon"), located at 11555 Heron Bay Boulevard, Suite 305 Coral Springs, FL 33076 and ADF Trading Company X, LLC ("Client").
INVESTMENT MANAGEMENT AGREEMENTConfidential Treatment • April 1st, 2011 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers • England and Wales
THIS AGREEMENT FOR INVESTMENT MANAGEMENT SERVICES IS MADE AND ENTERED INTO THIS 19 day of November, 2010, by and between GLOBAL ADVISORS (JERSEY) LIMITED a limited company incorporated in Jersey, Channel Islands and whose place of business is at Spectrum, Gloucester Street, St Helier JE2 3DE, a commodity trading advisor and investment manager, hereinafter referred to as “GAJL”, and ADF Trading Company VI, LLC hereinafter referred to as the “Client”.
SAMPLE SELLING AGENT AGREEMENTSample Selling Agent Agreement • April 17th, 2008 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers • Delaware
THIS AGREEMENT is made as of this ____ day of _________________, 2008, between ASPEN DIVERSIFIED FUND LLC, a Delaware Limited Liability Company (the “Fund”), ASPEN PARTNERS, LTD., a Delaware S Corporation (the “Manager”), and _______________________________, a ________________ corporation (the “Selling Agent”).
CONFIDENTIAL TREATMENT REQUESTED. Confidential portions of this document have been redacted and have been separately filed with the Commission. TRADING ADVISORY AGREEMENTTrading Advisory Agreement • May 15th, 2009 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers • New York
This Trading Advisory Agreement (the “Agreement”) is entered into by the Fund and the Trading Advisor set forth below as of the date set forth below. In consideration of their respective rights and obligations under this Agreement and other valuable consideration, the receipt, sufficiency and adequacy of which are hereby acknowledged, and intending to be legally bound by this Agreement, the Fund and the Advisor (collectively the “Parties” and each individually a “Party”) have fully reviewed and agree to all of the terms and conditions of this Agreement:
ECKHARDT TRADING COMPANY ADVISORY AGREEMENTConfidential Treatment • April 1st, 2011 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers • Illinois
This agreement (“Agreement”) is entered into this 21st day of December, 2010, by and between ECKHARDT TRADING COMPANY (“ETC”), an Illinois corporation, located at 1314 N. Dearborn Parkway, Carriage House, Chicago, IL 60610 and ADF Trading Company IX, LLC (“Client”).
ABRAHAM TRADING COMPANY Moody Building, Second & Main Canadian, Texas 79014 CUSTOMER AGREEMENT AND TRADING AUTHORIZATIONConfidential Treatment • April 1st, 2011 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers
This Customer Agreement and Trading Authorization (“Agreement”) is made and entered into as of the date set forth at the end of this Agreement by and between Abraham Trading Company (“ATC”), and the undersigned customer(s) (“Customer”);
ASPEN DIVERSIFIED FUND LLC SUBSCRIPTION AGREEMENTSubscription Agreement • April 2nd, 2007 • Aspen Diversified Fund LLC • Georgia
SUBADVISORY AGREEMENTSubadvisory Agreement • April 17th, 2008 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers • Georgia
WHEREAS, the Adviser has established the Aspen Diversified Fund, (the “Fund”) which has been established under the laws of the State of Delaware to invest in a portfolio of Investment Funds (as defined below), which invest and trade in a broad range of securities, currencies, commodities and other financial instruments;
CONFIDENTIAL TREATMENT REQUESTED. Confidential portions of this document have been redacted and have been separately filed with the Commission. MANAGED ACCOUNT AGREEMENTConfidential Treatment • May 16th, 2011 • Aspen Diversified Fund LLC • Commodity contracts brokers & dealers
This Managed Account Agreement (“Agreement”) is made and entered into this 24th day of January, 2011 between Tactical Investment Management Corporation, a Michigan Corporation (“Tactical” or “Advisor”) and ADF Trading Company XII, LLC (“Client”).
