PENUMBRA, INC. 753,012 Shares of Common Stock Underwriting AgreementPenumbra Inc • June 1st, 2020 • Surgical & medical instruments & apparatus • New York
Penumbra, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 753,012 shares of Common Stock, par value $0.001 per share, of the Company (the “Underwritten Shares”). In addition, the Company proposes to issue and sell, at the option of the Underwriters, up to an additional 112,951 shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
INDEMNIFICATION AGREEMENTIndemnification Agreement • June 9th, 2015 • Penumbra Inc • Surgical & medical instruments & apparatus • Delaware
This Indemnification Agreement (the “Agreement”) is made as of November 1, 2008, by and between Penumbra, Inc., a Delaware corporation (the “Company”), and (the “Indemnitee”).
FORM OF INDEMNIFICATION AGREEMENTForm of Indemnification Agreement • August 14th, 2015 • Penumbra Inc • Surgical & medical instruments & apparatus • Delaware
This Indemnification Agreement (this “Agreement”), made and entered into as of the day of , 20 , by and between Penumbra, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”).
AMENDED AND RESTATED OFFICE LEASEOffice Lease • February 26th, 2020 • Penumbra Inc • Surgical & medical instruments & apparatus • California
This Amended and Restated Office Lease (the "Lease"), dated as of the date set forth in Section 1 of the Summary of Basic Lease Information (the "Summary"), below, is made by and between 8000 FOOTHILLS LLC, a Delaware limited liability company ("Landlord"), and PENUMBRA, INC., a Delaware corporation ("Tenant").
PENUMBRA, INC. AMENDED AND RESTATED 2014 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT NOTICE OF STOCK OPTION GRANTStock Option Agreement • February 22nd, 2022 • Penumbra Inc • Surgical & medical instruments & apparatus • California
Unless otherwise defined herein, the terms defined in the Penumbra, Inc. 2014 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Stock Option Agreement which includes the Notice of Stock Option Grant (the “Notice of Grant”), the Terms and Conditions of Stock Option Grant, attached hereto as Exhibit A, the Exercise Notice, attached hereto as Exhibit B, and all other exhibits, appendices, and addenda attached hereto (together, the “Option Agreement”).
STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE MODIFIED NETPenumbra Inc • June 9th, 2015 • Surgical & medical instruments & apparatus
LEASE AGREEMENT By and Between 1321 & 1351 HARBOR BAY LLC, a Delaware limited liability company (“Landlord”) and PENUMBRA, INC., a Delaware corporation (“Tenant”) January 1, 2022Lease Agreement • February 23rd, 2023 • Penumbra Inc • Surgical & medical instruments & apparatus
AMENDED AND RESTATED 2014 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENTRestricted Stock Unit Agreement • February 26th, 2019 • Penumbra Inc • Surgical & medical instruments & apparatus • California
Unless otherwise defined herein, the terms defined in the Penumbra, Inc. Amended and Restated 2014 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Unit Agreement, which includes the Notice of Restricted Stock Unit Grant (the “Notice of Grant”), the Terms and Conditions of Restricted Stock Unit Grant attached hereto as Exhibit A, and all other exhibits and appendices attached hereto (all together, the “Award Agreement”).
Penumbra, Inc.Employment Agreement • August 14th, 2015 • Penumbra Inc • Surgical & medical instruments & apparatus
On behalf of Penumbra, Inc. (“Company”), I am pleased to offer you employment in the position of Director of Human Resources, reporting to Adam Elsesser. This letter sets out the terms of your employment with the Company, which will start on January 2, 2008.
STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE MODIFIED NETResponding Party • August 14th, 2015 • Penumbra Inc • Surgical & medical instruments & apparatus
Penumbra, Inc. 2551 Merced Street San Leandro, CA 94577Employment Agreement • August 14th, 2015 • Penumbra Inc • Surgical & medical instruments & apparatus
On behalf of Penumbra, Inc. (“Company”), I am pleased to offer you employment in the position of CEO, reporting to the Board of Directors. This letter sets out the terms of your employment with the Company, which will start on February 1, 2005.
Penumbra, Inc. 2551 Merced Street San Leandro, CA 94577 Phone: (510) 614-6491 Fax: (510) 614-4411Employment Agreement • August 14th, 2015 • Penumbra Inc • Surgical & medical instruments & apparatus
On behalf of Penumbra, Inc. (“Company”), I am pleased to offer you employment in the position of President, reporting to Adam Elsesser. This letter sets out the terms of your employment with the Company, which will start on January 4, 2005.
Penumbra, Inc.Employment Agreement • August 14th, 2015 • Penumbra Inc • Surgical & medical instruments & apparatus
On behalf of Penumbra, Inc. (“Company”), I am pleased to offer you employment in the position of Executive Vice President and General Counsel, reporting to Adam Elsesser. This letter sets out the terms of your employment with the Company, which will start on December 3, 2007 or such other date as you and Penumbra agree upon.
Penumbra, Inc.Employment Agreement • August 14th, 2015 • Penumbra Inc • Surgical & medical instruments & apparatus
On behalf of Penumbra, Inc. (“Company”), I am pleased to offer you employment in the position of Territory Manager, reporting to Greg Finch. This letter sets out the terms of your employment with the Company, which will start on June 11, 2007.
THIRD AMENDMENT TO LEASE AGREEMENTLease Agreement • February 22nd, 2024 • Penumbra Inc • Surgical & medical instruments & apparatus
This Third Amendment to Lease Agreement (this “Third Amendment”) is made and intended to be effective as of October 1, 2023 (the “Third Amendment Effective Date”), between HARBOR BAY NLA LLC, a Delaware limited liability company (together with any of its successors or assigns, hereinafter called the “Landlord”), and PENUMBRA, INC., a Delaware corporation (together with any of its respective successors or assigns permitted by the Existing Lease (as defined below), hereinafter called the “Tenant”).
EQUITY AWARD AGREEMENT AMENDMENTEquity Award Agreement • February 22nd, 2024 • Penumbra Inc • Surgical & medical instruments & apparatus • California
This Equity Award Agreement Amendment (this “Amendment”) is dated as of January 4, 2023, by and between Penumbra, Inc., a Delaware corporation (the “Company”), and Johanna Roberts (“Participant”).
EQUITY AWARD AGREEMENT AMENDMENTEquity Award Agreement • February 22nd, 2024 • Penumbra Inc • Surgical & medical instruments & apparatus • California
This Equity Award Agreement Amendment (this “Amendment”) is dated as of January 4, 2023, by and between Penumbra, Inc., a Delaware corporation (the “Company”), and Lambert Shiu (“Participant”).
FIFTH AMENDMENT TO LEASELease • February 23rd, 2023 • Penumbra Inc • Surgical & medical instruments & apparatus
THIS FIFTH AMENDMENT TO LEASE (this “Fifth Amendment”) is made as of April 1, 2022 (the “Fifth Amendment Effective Date”), by and between HARBOR BAY CA LLC, a Delaware limited liability company (“Landlord”), and PENUMBRA, INC., a Delaware corporation (“Tenant”).
THIRD AMENDMENT TO LEASELease • February 22nd, 2022 • Penumbra Inc • Surgical & medical instruments & apparatus
THIS THIRD AMENDMENT TO LEASE (this “Third Amendment”) is made as of July 29, 2021 (the “Third Amendment Effective Date”), by and between SOUTH LOOP 1, LLC, a Delaware limited liability company (“Landlord”), and PENUMBRA, INC., a Delaware corporation (“Tenant”).
LEASELease • November 7th, 2019 • Penumbra Inc • Surgical & medical instruments & apparatus • California
This Lease (the “Lease”), dated as of the date set forth in Section 1 of the Summary of Basic Lease Information (the “Summary”), below, is made by and between SOUTH LOOP 1, LLC, a Delaware limited liability company (“Landlord”), and PENUMBRA, INC., a Delaware corporation (“Tenant”).
PENUMBRA, INC. AMENDED AND RESTATED 2014 EQUITY INCENTIVE PLAN2014 Equity Incentive Plan • November 12th, 2015 • Penumbra Inc • Surgical & medical instruments & apparatus • California
Unless otherwise defined herein, the terms defined in the Amended and Restated 2014 Equity Incentive Plan (the “Plan”) shall have the same defined meanings in this Stock Option Agreement (this “Option Agreement”).
FOURTH AMENDMENT TO LEASELease • February 22nd, 2022 • Penumbra Inc • Surgical & medical instruments & apparatus
THIS FOURTH AMENDMENT TO LEASE (this “Fourth Amendment”) is made as of October 15, 2021 (the “Fourth Amendment Effective Date”), by and between HARBOR BAY CA LLC, a Delaware limited liability company (“Landlord”), and PENUMBRA, INC., a Delaware corporation (“Tenant”).
LEASE AGREEMENT By and Between SKS HARBOR BAY ASSOCIATES, LLC, a Delaware limited liability company ("Landlord") and PENUMBRA, INC., a Delaware corporation ("Tenant") December 17, 2015Lease Agreement • March 8th, 2016 • Penumbra Inc • Surgical & medical instruments & apparatus • California
THIS LEASE AGREEMENT, (this "Lease") is made and entered into as of December 17, 2015 (the "Effective Date") by and between SKS HARBOR BAY ASSOCIATES, LLC, a Delaware limited liability company ("Landlord"), and Tenant identified in the Basic Lease Information below.
SECOND AMENDMENT TO LEASE AGREEMENTLease Agreement • February 22nd, 2022 • Penumbra Inc • Surgical & medical instruments & apparatus
This Second Amendment to Lease Agreement (this “Second Amendment”) is made and intended to be effective as of September 1, 2021 (the “Effective Date”), between HARBOR BAY NLA LLC, a Delaware limited liability company (together with any of its successors or assigns, hereinafter called the “Landlord”), and PENUMBRA, INC., a Delaware corporation (together with any of its respective successors or assigns permitted by the Existing Lease (as defined below), hereinafter called the “Tenant”).
Re: Employment AgreementEmployment Agreement • February 26th, 2020 • Penumbra Inc • Surgical & medical instruments & apparatus
On behalf of Penumbra, Inc. (“Company”), I am pleased to offer you employment in the position of Associate General Counsel, reporting to Robert Evans. This letter sets out the terms of your employment with the Company, which will start on March 10, 2014.
FIRST AMENDMENT TO LEASE AGREEMENTLease Agreement • February 22nd, 2022 • Penumbra Inc • Surgical & medical instruments & apparatus
This First Amendment to Lease Agreement (this “First Amendment”) is made and intended to be effective as of July 14, 2021 (the “Effective Date”), between HARBOR BAY NLA LLC, a Delaware limited liability company (together with any of its successors or assigns, hereinafter called the “Landlord”), and PENUMBRA, INC., a Delaware corporation (together with any of its respective successors or assigns permitted by the Existing Lease (as defined below), hereinafter called the “Tenant”).
September 11, 2014Penumbra Inc • February 22nd, 2022 • Surgical & medical instruments & apparatus
This letter when executed shall serve as an agreement modifying that certain lease dated November 28, 2007 and last modified June 23, 2011, by and between Dollinger Harbor Bay Assocaites, as Landlord and Penumbra, Inc., as Tenant, relating to the Premises at 1351 Harbor Bay Parkway, Suite 100A & 202, Alameda, CA 94502.
SECOND AMENDMENT TO LEASELease • February 22nd, 2022 • Penumbra Inc • Surgical & medical instruments & apparatus
THIS SECOND AMENDMENT TO LEASE (this “Second Amendment”) is made and entered into as of August 5, 2020 (the “ Second Amendment Effective Date”) by and between SOUTH LOOP 1, LLC, a Delaware limited liability company (“Landlord”), and PENUMBRA, INC., a Delaware corporation (“Tenant”).
October 30, 2019Penumbra Inc • February 26th, 2020 • Surgical & medical instruments & apparatus
On behalf of Penumbra, Inc. (“Penumbra” or “Company”), I am pleased to offer you employment in the position of Chief Financial Officer, reporting to Sri Kosaraju. This agreement sets out the terms of the Company’s offer of employment and is subject to approval and appointment by the Board of Directors. Please note that this offer is contingent upon the satisfactory completion of your reference checks. Please also note that due to the critical nature of this position, your employment is contingent upon successful completion of a satisfactory background investigation. If you accept the terms of this offer, the Company would like you to start on December 3, 2019, or another mutually agreeable date.
PENUMBRA, INC. AMENDED AND RESTATED 2014 EQUITY INCENTIVE PLANRestricted Stock Agreement • November 12th, 2015 • Penumbra Inc • Surgical & medical instruments & apparatus • California
Unless otherwise defined herein, the terms defined in the Amended and Restated 2014 Equity Incentive Plan (the “Plan”) shall have the same defined meanings in this Restricted Stock Agreement (this “Agreement”).
EMPLOYEE NONDISCLOSURE AND ASSIGNMENT AGREEMENTEmployee Nondisclosure and Assignment Agreement • August 14th, 2015 • Penumbra Inc • Surgical & medical instruments & apparatus • California
This Agreement formalizes in writing certain understandings and procedures which have been in effect since the time I was initially employed by Penumbra, Inc. (“Company”).
PENUMBRA, INC. AMENDED AND RESTATED 2014 EQUITY INCENTIVE PLANRestricted Stock Unit Agreement • March 8th, 2016 • Penumbra Inc • Surgical & medical instruments & apparatus • California
Unless otherwise defined herein, the terms defined in the Amended and Restated 2014 Equity Incentive Plan (the “Plan”) shall have the same defined meanings in this Restricted Stock Unit Agreement (this “Agreement”).
EQUITY AWARD AGREEMENT AMENDMENTEquity Award Agreement • February 22nd, 2024 • Penumbra Inc • Surgical & medical instruments & apparatus • California
This Equity Award Agreement Amendment (this “Amendment”) is dated as of January 4, 2023, by and between Penumbra, Inc., a Delaware corporation (the “Company”), and Maggie Yuen (“Participant”).
FIRST AMENDMENT TO LEASELease • February 22nd, 2022 • Penumbra Inc • Surgical & medical instruments & apparatus
THIS FIRST AMENDMENT TO LEASE (this “First Amendment”) is made and entered into on April 10, 2020 (the “First Amendment Date”) by and between SOUTH LOOP 1, LLC, a Delaware limited liability company (“Landlord”), and PENUMBRA, INC., a Delaware corporation (“Tenant”).
Penumbra, Inc.Penumbra Inc • February 22nd, 2022 • Surgical & medical instruments & apparatus
This letter when executed shall serve as an agreement modifying that certain lease dated November 28, 2007 and last modified June 23, 2011, by and between Dollinger Harbor Bay Assocaites, as Landlord and Penumbra, Inc., as Tenant, relating to the Premises at 1351 Harbor Bay Parkway, Suite 100A & 202, Alameda, CA 94502.
