INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 25th day of September, 2003, by and between FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND, a Massachusetts business trust (the "Fund"), and FIRST TRUST ADVISORS,...Investment Management Agreement • September 25th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund • Illinois
RECITALSFirst Trust/Four Corners Senior Floating Rate Income Fund • June 16th, 2009 • New York
2) securities issued in registered form, which are not endorsed or are restrictively endorsed, or (3) negotiable instruments not payable to bearer, which are not endorsed or are restrictively endorsed.First Trust/Four Corners Senior Floating Rate Income Fund • August 11th, 2005
FORM OF BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of November __, 2003, is between Deutsche Bank Trust Company Americas (the "Auction Agent") (not in its individual capacity, but solely as agent of First Trust/Four Corners Senior...Broker-Dealer Agreement • November 14th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund • New York
CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of September 25, 2003 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE...Custodian Services Agreement • October 14th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund
TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of September 25, 2003 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND, a Massachusetts business trust (the...Transfer Agency Services Agreement • October 14th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund
] SharesFirst Trust/Four Corners Senior Floating Rate Income Fund • September 25th, 2003 • Florida
between FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND andCredit Agreement • June 16th, 2009 • First Trust/Four Corners Senior Floating Rate Income Fund • New York
ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of September 25, 2003 by and between PFPC Inc., a Massachusetts corporation ("PFPC"), and FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND, a Massachusetts business...Administration and Accounting Services Agreement • October 14th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund
AMENDMENT NO. 2 TO CREDIT AGREEMENT AND AMENDMENT NO. 2 TO SECURITY AGREEMENTCredit Agreement • June 16th, 2009 • First Trust/Four Corners Senior Floating Rate Income Fund • New York
WITNESSETH:Investment Management Agreement • October 14th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund • Illinois
RECITALSSecurity Agreement • June 16th, 2009 • First Trust/Four Corners Senior Floating Rate Income Fund • New York
MONEY MARKET CUMULATIVE PREFERRED(R) (MMP) SHARES FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND (Liquidation Preference $25,000 per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • November 14th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund • New York
WITNESSETH:Blanket Bond Insurance Agreement • August 11th, 2005 • First Trust/Four Corners Senior Floating Rate Income Fund
WITNESSETH:Subscription Agreement • September 25th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund
RECITALSCredit Agreement • June 16th, 2009 • First Trust/Four Corners Senior Floating Rate Income Fund • New York
] Shares FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND Common Shares of Beneficial Interest UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • September 25th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund • New York
CORPORATE FINANCE SERVICES AND CONSULTING AGREEMENT This CORPORATE FINANCE SERVICES AND CONSULTING AGREEMENT (the "Agreement"), dated as of September __, 2003, between Raymond James & Associates, Inc. ("Raymond James") and First Trust Advisors L.P....Corporate Finance Services and Consulting Agreement • September 25th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 25th day of September, 2003 by and among First Trust/Four Corners Senior Floating Rate Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors LP, an Illinois limited...Sub-Advisory Agreement • October 14th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund • Illinois
Offer to Purchase by First Trust/Four Corners Senior Floating Rate Income Fund (the "Fund") for Cash Up to 100% of the Fund's Outstanding MMP Shares (as defined below) at a Price of 95% of the Liquidation Preference Per ShareFirst Trust/Four Corners Senior Floating Rate Income Fund • June 16th, 2009
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 25th day of September, 2003 by and among FirstTrust/Four Corners Senior Floating Rate Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors LP, an Illinois limited...Sub-Advisory Agreement • September 25th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund • Illinois
WITNESSETH: WHEREAS, the Fund and the Adviser have separately entered into an Investment Management Agreement on September 25, 2003; WHEREAS, the Adviser in turn has entered into an Investment Sub-Advisory Agreement dated September 25, 2003 (the...Organization Expenses and Offering Costs Agreement • September 25th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund • Illinois
LOGO OMITTED] MASTER AGREEMENT AMONG UNDERWRITERSMaster Agreement • September 25th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund • Florida
Note: ----- Very truly yours, Schedule A contains statements that DTC believes accurately describe DTC, the method of effecting book-entry transfers of securities distributed through DTC, and cer-tain related matters.First Trust/Four Corners Senior Floating Rate Income Fund • October 14th, 2003
FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND AUCTION AGENCY AGREEMENT dated as of November __, 2003 relating to the Money Market Cumulative Preferred(R) SharesAuction Agency Agreement • November 14th, 2003 • First Trust/Four Corners Senior Floating Rate Income Fund • New York
