distribution agreement THIS AGREEMENT is made and entered into as of this ___ day of ________, 2002, by and among AIP Alternative Strategies Funds, a Delaware business trust (the "Trust"), Alternative Investment Partners, LLC, a Delaware limited...Distribution Agreement • August 12th, 2002 • Alternative Investment Funds • Wisconsin
SUB-ADVISORY AGREEMENT THIS AGREEMENT is made and entered into as of this ______ day of _________, 2002, by and between Alternative Investment Partners, LLC, a Delaware limited liability company (the "Adviser"), AIP Alternative Strategies Funds, a...Sub-Advisory Agreement • August 12th, 2002 • Alternative Investment Funds • New York
INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT is made and entered into as of this ______ day of _________, 2002, by and between Alternative Investment Partners, LLC, a Delaware limited liability company (the "Adviser") and AIP Alternative Strategies...Investment Advisory Agreement • August 12th, 2002 • Alternative Investment Funds • New York
1 FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • August 12th, 2002 • Alternative Investment Funds • Wisconsin
TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this _______ of _________, 2002, by and between Alternative Investment Partners, LLC, a Delaware limited liability company (the "Adviser"), AIP Alternative Strategies...Transfer Agent Servicing Agreement • August 12th, 2002 • Alternative Investment Funds • Wisconsin
FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this ______ day of _________, 2002, by and between Alternative Investment Partners, LLC, a Delaware limited liability company (the "Adviser"), AIP Alternative...Fund Administration Servicing Agreement • August 12th, 2002 • Alternative Investment Funds • Wisconsin
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 29th, 2016 • Hatteras Alternative Mutual Funds Trust • Delaware
THIS AGREEMENT is made and entered into as of January 5, 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (formerly a Delaware limited liability company known as Hatteras Funds, LLC) (the “Advisor”), Jadwin Partners, LLC, a California limited liability company (the “Sub-Advisor”), and the Hatteras Alternative Mutual Funds Trust, a Delaware statutory trust (the “Trust”) on behalf of such series as designated by the Advisor (the “Fund”).
ARTICLE I DEFINITIONSCustody Agreement • August 12th, 2002 • Alternative Investment Funds • New York
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 29th, 2016 • Hatteras Alternative Mutual Funds Trust • Delaware
AGREEMENT, dated as of January 22, 2016 by and between Hatteras Funds, LLC, a Delaware limited liability company (the “Adviser”), and Acertus Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 1st, 2005 • Aip Alternative Strategies Funds • New York
THIS AGREEMENT is made and entered into as of this 1st day of September, 2005, by and between Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), AIP Alternative Strategies Funds, a Delaware business trust (“AIP Funds”) and Apis Capital Advisors, LLC, a Delaware limited liability company (“the Sub-Adviser”) regarding Alpha Hedged Strategies Fund, a series of AIP Funds (the “Fund).
DISTRIBUTION AGREEMENTDistribution Agreement • November 28th, 2003 • Aip Alternative Strategies Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 6th day of September, 2002, by and among AIP Alternative Strategies Funds, a Delaware business trust (the "Trust"), Alternative Investment Partners, LLC, a Delaware limited liability company, (the "Adviser") and Quasar Distributors, LLC, a Delaware limited liability company (the "Distributor").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 29th, 2016 • Hatteras Alternative Mutual Funds Trust • New York
THIS AGREEMENT is made and entered into as of this 5th day of January, 2016 by and between Hatteras Funds, LP, a Delaware limited partnership (the “Adviser”) and Hatteras Alternative Mutual Funds Trust, a Delaware statutory trust (the “Trust”), regarding each series of the Trust (the “Funds”).
FORM OF TRADING AGREEMENTForm of Trading Agreement • April 29th, 2016 • Hatteras Alternative Mutual Funds Trust • Delaware
THIS AGREEMENT is made and entered into as of this 5th day of January, 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (formerly a Delaware limited liability company known as Hatteras Funds, LLC) (the “Advisor”), Centurion Investment Management, LLC, a Delaware limited liability company (the “Trader”), and the Underlying Funds Trust, a Delaware statutory trust (the “Trust”) on behalf of the Managed Futures Portfolio (the “Fund”).
TRADING AGREEMENTTrading Agreement • April 29th, 2016 • Hatteras Alternative Mutual Funds Trust • Delaware
THIS AGREEMENT is made and entered into as of January 5, 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (formerly a Delaware limited liability company known as Hatteras Funds, LLC) (the “Advisor”), Revolution Capital Management, LLC, a Colorado limited liability company (the “Trader”), and the Underlying Funds Trust, a Delaware statutory trust (the “Trust”) on behalf of the Managed Futures Portfolio (the “Fund”).
AIP Alternative Strategies Funds Distribution AgreementStrategies Funds • April 29th, 2011 • Hatteras Alternative Mutual Funds Trust • Delaware
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, AIP Alternative Strategies Funds (the “Trust”), an open-end management investment company organized as a statutory trust under the laws of the State of Delaware, and consisting of one or more separate series, has appointed you, the “Distributor,” and that you shall be the exclusive distributor in connection with the offering and sale of the shares of beneficial interest, par value $0.001 per share (the “Shares”), corresponding to each of the series of the Trust listed in Exhibit A, as the same may be supplemented from time to time (each such series, a “Fund”). Each Fund may offer one or more classes of its shares (each a “Class”) which Classes shall have such relative rights and conditions and shall be sold in the manner set forth from time to time in the Trust’s Registration Statements, as defined below. The organization, administration and policies of each Fund are described in its res
OPERATING SERVICES AGREEMENTOperating Services Agreement • April 30th, 2010 • Hatteras Alternative Mutual Funds Trust • New York
THIS AGREEMENT is made and entered into as of this 15th day of September, 2009 by and between Hatteras Alternative Mutual Funds, LLC, a Delaware limited liability company (the “Adviser”) and AIP Alternative Strategies Funds, a Delaware statutory trust (the “Trust”), regarding each series of the Trust (the “Funds”).
HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST AND UNDERLYING FUNDS TRUST CUSTODY AGREEMENTUnderlying Funds Trust Custody Agreement • April 29th, 2011 • Hatteras Alternative Mutual Funds Trust • Minnesota
THIS AGREEMENT is made and entered into as of this 12th day of April, 2011, by and among HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST, a Delaware business trust, UNDERLYING FUNDS TRUST, a Delaware statutory trust, (collectively the “Trusts”), HATTERAS ALTERNATIVE MUTUAL FUNDS, LLC, (the “Adviser”) and, and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 29th, 2016 • Hatteras Alternative Mutual Funds Trust • Delaware
THIS AGREEMENT is made and entered into as of January 5, 2016, by and among Hatteras Funds, LP, a Delaware limited partnership (formerly a Delaware limited liability company known as Hatteras Funds, LLC) (the “Advisor”), Mountaineer Partners Management, LLC, a Delaware limited liability company (the “Sub-Advisor”), and the Hatteras Alternative Mutual Funds Trust, a Delaware statutory trust (the “Trust”) on behalf of such series as designated by the Advisor (the “Fund”).
HATTERAS ALTERNATIVE MUTUAL FUNDS, LLC AND HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST FOURTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 29th, 2011 • Hatteras Alternative Mutual Funds Trust
THIS FOURTH AMENDMENT dated as of this 1st day of May, 2011 to the Transfer Agent Servicing Agreement, dated as of September 6, 2002, as amended April 28, 2006, November 1, 2009 and January 1, 2010 (the “Agreement”), is entered into by and among HATTERAS ALTERNATIVE MUTUAL FUNDS, LLC, a Delaware limited liability company (the “Adviser”), HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST, a Delaware business trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTThe Investment Advisory Agreement • April 29th, 2011 • Hatteras Alternative Mutual Funds Trust
THIS AMENDMENT, dated as of the 30th day of April 2011, to the Investment Advisory Agreement dated as of September 15, 2009, is entered into by and between Hatteras Alternative Mutual Funds, LLC, a Delaware limited liability company (the “Adviser”) and Hatteras Alternative Mutual Funds Trust (formely knowns as, AIP Alternative Strategies Funds), a Delaware statutory trust (the “Trust”), regarding the series of the Trust listed in Appendix A (the “Funds”).
HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • April 29th, 2011 • Hatteras Alternative Mutual Funds Trust
THIS SECOND AMENDMENT effective as of the 1st day of May , 2011, to the Fund Administration Servicing Agreement, dated as of April 28, 2006, as amended November 1, 2009 (the "Fund Administration Agreement"), is entered into by and among HATTERAS ALTERNATIVE MUTUAL FUNDS, LLC, a Delaware limited liability company (the “Adviser”), HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST, a Delaware business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
March 7, 2014Hatteras Alternative Mutual Funds Trust • February 20th, 2015
HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST, UNDERLYING FUNDS TRUST and HCIM TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 10th, 2015 • Hatteras Alternative Mutual Funds Trust • Wisconsin
THIS AGREEMENT is made and effective as of July 1, 2015, entered into by and among HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST, UNDERLYING FUNDS TRUST and HCIM TRUST, each a Delaware statutory trust (each a “Trust” and collectively the “Trusts”), separately acting for and on behalf of each series of the applicable Trust as are currently authorized and issued by the applicable Trust or may be authorized and issued by the applicable Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”); HATTERAS FUNDS, LLC (the “Adviser”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company organized and existing under the laws of the state of Wisconsin (“USBFS”). This Agreement supersedes and replaces the Hatteras Alternative Mutual Funds Trust Fund Accounting Servicing Agreement dated April 28, 2006, as amended, the Underlying Funds Trust Fund Accounting Servicing Agreement dated April 28, 2006, as amended, and the HCIM Trust Fund Accounting Servi
SHAREHOLDER SERVICING AGREEMENT Hatteras Alternative Mutual Funds Trust On behalf of each of its series listed on Appendix A (the "Funds")Shareholder Servicing Agreement • April 29th, 2011 • Hatteras Alternative Mutual Funds Trust
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 15th, 2004 • Aip Alternative Strategies Funds • New York
THIS AGREEMENT is made and entered into as of this 27th day of September, 2004, by and between Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”) and AIP Alternative Strategies Funds, a Delaware business trust (the “Trust”), regarding Alpha Hedged Strategies Fund, a series of the Trust (the “Fund”).
OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • April 29th, 2011 • Hatteras Alternative Mutual Funds Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of April 30, 2011 by and between Hatteras Alternative Mutual Funds, LLC, a Delaware limited liability company (the “Adviser”) and Hatteras Alternative Mutual Funds Trust, a Delaware statutory trust (the “Trust”), regarding each series of the Trust listed in Appendix A (the “Funds”).
PORTFOLIO RESEARCH CONSULTANT AGREEMENTPortfolio Research Consultant Agreement • April 28th, 2006 • Aip Alternative Strategies Funds • New York
THIS AGREEMENT is made and entered into as of this 27th day of September, 2004, as amended April 28, 2006, by and between Alternative Investment Partners, LLC, a Delaware limited liability company (the “Adviser”), AlP Alternative Strategies Funds, a Delaware statutory trust (the “Trust”) and Trust Advisors LLC, a Delaware limited liability company (the “PRC”) regarding each series of the Trust (the “Funds”).
AMENDMENT TO THE OPERATING SERVICES AGREEMENTThe Operating Services Agreement • April 29th, 2011 • Hatteras Alternative Mutual Funds Trust
THIS AMENDMENT, dated as of the 30th day of April 2011, to the Operating Services Agreement dated as of September 15, 2009, is entered into by and between Hatteras Alternative Mutual Funds, LLC, a Delaware limited liability company (the “Adviser”) and Hatteras Alternative Mutual Funds Trust (formely knowns as, AIP Alternative Strategies Funds), a Delaware statutory trust (the “Trust”), regarding each series of the Trust listed in Appendix A (the “Funds”).
HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST, UNDERLYING FUNDS TRUST and HCIM TRUST CUSTODY AGREEMENTTrust Custody Agreement • July 10th, 2015 • Hatteras Alternative Mutual Funds Trust • Minnesota
THIS AGREEMENT is made and effective as of July 1, 2015, entered into by and among HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST, UNDERLYING FUNDS TRUST and HCIM TRUST, each a Delaware statutory trust (each a “Trust” and collectively the “Trusts”), separately acting for and on behalf of each series of the applicable Trust as are currently authorized and issued by the applicable Trust or may be authorized and issued by the applicable Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”); HATTERAS FUNDS, LLC (the “Adviser”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”). This Agreement supersedes and replaces the Hatteras Alternative Mutual Funds Trust and Underlying Funds Trust Custody Agreement dated April 12, 2011, as amended, and the HCIM Trust Custody Agreement dated September 6, 2013.
HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST, UNDERLYING FUNDS TRUST and HCIM TRUST FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • July 10th, 2015 • Hatteras Alternative Mutual Funds Trust • Wisconsin
THIS AGREEMENT is made and effective as of July 1, 2015, entered into by and among HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST, UNDERLYING FUNDS TRUST and HCIM TRUST, each a Delaware statutory trust (each a “Trust” and collectively the “Trusts”), separately acting for and on behalf of each series of the applicable Trust as are currently authorized and issued by the applicable Trust or may be authorized and issued by the applicable Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”); HATTERAS FUNDS, LLC (the “Adviser”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company organized and existing under the laws of the state of Wisconsin (“USBFS”). This Agreement supersedes and replaces the Hatteras Alternative Mutual Funds Trust Fund Administration Servicing Agreement dated April 28, 2006, as amended, the Underlying Funds Trust Fund Administration Servicing Agreement dated April 28, 2006, as amended, and the HCIM Trust Fund Administ
HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 29th, 2011 • Hatteras Alternative Mutual Funds Trust
THIS SECOND AMENDMENT effective as of the 1st day of May, 2011, to the Fund Accounting Servicing Agreement, dated as of April 28, 2006, as amended November 1, 2009 (the "Fund Accounting Agreement"), is entered into by and among HATTERAS ALTERNATIVE MUTUAL FUNDS, LLC, a Delaware limited liability company (the “Adviser”), HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST, a Delaware business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 10th, 2015 • Hatteras Alternative Mutual Funds Trust • Wisconsin
THIS AGREEMENT is made and effective as of July 1, 2015, entered into by and among HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST, UNDERLYING FUNDS TRUST and HCIM TRUST, each a Delaware statutory trust (each a “Trust” and collectively the “Trusts”), separately acting for and on behalf of each series of the applicable Trust as are currently authorized and issued by the applicable Trust or may be authorized and issued by the applicable Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”); HATTERAS FUNDS, LLC (the “Adviser”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company organized and existing under the laws of the state of Wisconsin (“USBFS”). This Agreement supersedes and replaces the Hatteras Alternative Mutual Funds Trust Transfer Agent Servicing Agreement dated September 6, 2002, as amended, the Underlying Funds Trust Transfer Agent Servicing Agreement dated September 23, 2011, as amended, and the HCIM Trust Transfer Agent S
Attn: Michael D. Barolsky, Esq. Milwaukee, WI 53202 Re: Consent to Assignment of Contracts Dear Sirs:Accounting Servicing Agreement • February 20th, 2015 • Hatteras Alternative Mutual Funds Trust
On October 1, 2013, Hatteras Alternative Mutual Funds, LLC (“HAMF”) and certain affiliates (collectively, “Hatteras”) entered into an asset purchase agreement (the “Purchase Agreement”) with Scotland Acquisition, LLC d/b/a Hatteras Funds, LLC (the “Purchaser”), a Delaware limited liability company and wholly-owned subsidiary of RCS Advisory Services, LLC, an operating subsidiary of RCS Capital Corporation. Pursuant to the Purchase Agreement, Purchaser will acquire substantially all the assets, and assume certain liabilities, of Hatteras.
APPENDIX A to OPERATING SERVICES AGREEMENT As Amended 6/30/15 Separate Series of Hatteras Alternative Mutual Funds TrustTo Operating Services Agreement • July 10th, 2015 • Hatteras Alternative Mutual Funds Trust
Annual Fee Rate (as a % of average daily net assets) Fund Class A Class C Institutional Class Class H No Load Hatteras Alpha Hedged Strategies Fund 1.59% 1.59% 0.84% — 1.59% Hatteras Hedged Strategies Fund — — 0.10% — — Hatteras Long / Short Debt Fund 0.84% 0.84% 0.59% — — Hatteras Long / Short Equity Fund 0.84% — 0.59% — — Hatteras Managed Futures Strategies Fund 0.84% — 0.59% — — Hatteras Market Neutral Fund 0.99% 0.99% 0.74% 0.25% — Hatteras Event Driven Fund — — — 0.25% —
APPENDIX A to OPERATING EXPENSES LIMITATION AGREEMENT As Amended 4/29/16 Separate Series of Hatteras Alternative Mutual Funds TrustOperating Expenses Limitation Agreement • April 29th, 2016 • Hatteras Alternative Mutual Funds Trust
