Kkty Holding Co LLC Sample Contracts

KATY INDUSTRIES, INC.
Termination Agreement • June 4th, 2001 • Kkty Holding Co LLC • Special industry machinery, nec

Reference is made to the Preferred Stock Purchase and Recapitalization Agrement, dated as of March 29, 2001 (the "March Recapitalization Agreement"), between KKTY Holding Company, L.L.C. (the "Purchaser") and Katy Industries, Inc. ("Katy").

JOINT FILING AGREEMENT ----------------------
Joint Filing Agreement • April 9th, 2001 • Kkty Holding Co LLC • Special industry machinery, nec

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons names below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Katy Industries, Inc., and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filing(s). In evidence thereof, the undersigned, being duly authorized, hereby execute this agreement as of the 9th day of April, 2001.

EXHIBIT (b)(2) [LETTERHEAD OF KOHLBERG & COMPANY] March 27, 2001 Board of Directors Katy Industries, Inc. 6300 S. Syracuse Way, Suite 300 Englewood, CO 80111-6723 Ladies and Gentlemen: Reference is made to the Preferred Stock Purchase and...
Preferred Stock Purchase and Recapitalization Agreement • April 25th, 2001 • Kkty Holding Co LLC • Special industry machinery, nec

Reference is made to the Preferred Stock Purchase and Recapitalization Agreement (the "Definitive Agreement") by and among KKTY Holding Company, L.L.C. ("Newco") and Katy Industries, Inc. (the "Company"). This letter evidences the commitment of Kohlberg Investors IV, L.P., Kohlberg TE investors IV, L.P., Kohlberg Partners IV, L.P., Kohlberg Offshore Investors IV, L.P., (collectively "Kohlberg Fund IV") to purchase up to $60 million of common stock or other securities in Newco. The proceeds of such investment will be used to purchase a combination of existing outstanding common stock and newly-issued convertible preferred stock of the Company in connection with a partial recapitalization of the Company. Kohlberg Fund IV will purchase newly-issued securities of Newco for cash, using its committed pool of $425 million of equity capital.