LOAN AGREEMENT AND PROMISSORY NOTELoan Agreement • March 28th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
Exhibit 10.20 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT made and entered into effective as of December 29, 2000 by and between The Nasdaq Stock Market, Inc. (the "Company") and Richard G. Ketchum (the "Executive"). WHEREAS, the Company desires to...Employment Agreement • April 30th, 2001 • Nasdaq Stock Market Inc • New York
EXHIBIT 10.24 PURCHASE AND SALE AGREEMENTPurchase and Sale Agreement • March 28th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
EXHIBIT 10.27 LOAN AGREEMENT AND PROMISSORY NOTE DECEMBER 30, 2001 WHEREAS, STEVEN DEAN FURBUSH (the "Borrower") is an executive of The Nasdaq Stock Market, Inc., a Delaware Corporation (the "Corporation"); WHEREAS, the Corporation, provided the...Loan Agreement • March 28th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
AMENDED AND RESTATED CREDIT AGREEMENT dated as of May 19, 2006 Amending and Restating the CREDIT AGREEMENT dated as of April 11, 2006 among THE NASDAQ STOCK MARKET, INC., as Borrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., as...Credit Agreement • May 24th, 2006 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
AMENDED AND RESTATED CREDIT AGREEMENT dated as of May 19, 2006 (this “Amended and Restated Credit Agreement”), among THE NASDAQ STOCK MARKET, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto, and BANK OF AMERICA, N.A., as Administrative Agent, Swingline Lender and Issuing Bank.
Exhibit 10.13 INSTRUMENT OF AMENDMENT INSTRUMENT OF AMENDMENT dated as of August 20, 1999, between NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. (the "Association") and FRANK G. ZARB ("Zarb") to the employment agreement effective on February 24,...Nasdaq Stock Market Inc • April 30th, 2001
Exhibit 10.19 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT made and entered into effective as of December 29, 2000 by and between The Nasdaq Stock Market, Inc. (the "Company") and John Hilley (the "Executive"). WHEREAS, the Company desires to continue to...Employment Agreement • April 30th, 2001 • Nasdaq Stock Market Inc • New York
FIRST AMENDMENTVoting Trust Agreement • April 30th, 2001 • Nasdaq Stock Market Inc • Delaware
W I T N E S S E T HEmployment Agreement • March 28th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services
EXECUTION COPY AMENDMENT TWO TO EMPLOYMENT AGREEMENT This Amendment is hereby entered into by and between The Nasdaq Stock Market, Inc. ("Nasdaq") and Hardwick Simmons ("Simmons") effective as of February 1, 2002. W I T N E S S E T H WHEREAS, Nasdaq...Employment Agreement • March 28th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services
THE NASDAQ OMX GROUP, INC. $500,000.000 4.25% Senior Notes due 2024 Underwriting AgreementNasdaq Omx Group, Inc. • May 22nd, 2014 • Security & commodity brokers, dealers, exchanges & services • New York
THE NASDAQ STOCK MARKET, INC. (a Delaware corporation) Shares of Common Stock PURCHASE AGREEMENTPurchase Agreement • May 3rd, 2006 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT dated as of April 11, 2006 among THE NASDAQ STOCK MARKET, INC., as Borrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., as Administrative Agent, Swingline Lender and Issuing BankCredit Agreement • April 17th, 2006 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT dated as of April 11, 2006 (this “Agreement”), among THE NASDAQ STOCK MARKET, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto, and BANK OF AMERICA, N.A., as Administrative Agent, Swingline Lender and Issuing Bank.
Exhibit 10.14 INSTRUMENT OF AMENDMENT INSTRUMENT OF AMENDMENT dated March 30, 2000 (the "Amendment"), between NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. (the "Association") and FRANK G. ZARB ("Zarb") to the employment agreement effective on...Nasdaq Stock Market Inc • April 30th, 2001
Exhibit 10.10 PURCHASE AND SALE AGREEMENT PURCHASE AND SALE AGREEMENT made this 23rd day of March 2001 (this "Agreement"), by and among National Association of Securities Dealers, Inc., a Delaware corporation (the "NASD"), and The Nasdaq Stock Market,...Purchase and Sale Agreement • April 30th, 2001 • Nasdaq Stock Market Inc • New York
CREDIT AGREEMENT dated as of January 15, 2010 among THE NASDAQ OMX GROUP, INC., as Borrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., as Administrative Agent, Swingline Lender and Issuing Bank NORDEA BANK AB (publ.) and SKANDINAVISKA...Credit Agreement • January 19th, 2010 • Nasdaq Omx Group, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT dated as of January 15, 2010 (this “Credit Agreement” or this “Agreement”), among THE NASDAQ OMX GROUP, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto, and BANK OF AMERICA, N.A., as Administrative Agent, Swingline Lender and Issuing Bank.
THE NASDAQ STOCK MARKET, INC. Purchase AgreementNasdaq Stock Market Inc • February 21st, 2008 • Security & commodity brokers, dealers, exchanges & services • New York
The Nasdaq Stock Market, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to J.P. Morgan Securities Inc. and Banc of America Securities LLC (the “Initial Purchasers”), as listed in Schedule 1 hereto, $425,000,000 principal amount of its 2.50% Convertible Senior Notes due 2013 (the “Firm Securities”). The Firm Securities will be issued pursuant to an Indenture (the “Indenture”), to be dated as of the Closing Date (as defined below), among the Company and The Bank of New York, as trustee (the “Trustee”). The Company also proposes to issue and sell to the Initial Purchasers not more than an additional $50,000,000 principal amount of its 2.50% Convertible Senior Notes due 2013 (the “Additional Securities”) if and to the extent that the Initial Purchasers shall have determined to exercise the right to purchase such Additional Securities granted to the Initial Purchasers in Section 1 hereof. The Firm Securities and the Additional Securities are hereinafter collectivel
AMENDMENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • April 26th, 2017 • Nasdaq, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT, dated as of March 17, 2016 (this “Agreement”), and as amended as of April 25, 2017, among NASDAQ, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto, and BANK OF AMERICA, N.A., as Administrative Agent.
Commercial Paper Dealer Agreement 4(a)(2) Program Between: Nasdaq, Inc., as Issuer and , as Dealer Concerning Notes to be issued pursuant to the Issuing and Paying Agent Agreement, dated as of April 25, 2017, between the Issuer and , as Issuing and...Paper Dealer Agreement • April 26th, 2017 • Nasdaq, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
If any Interest Payment Date or the Maturity Date of a Fixed Rate Note falls on a day that is not a Business Day, the required payment of principal, premium, if any, and/or interest will be payable on the next succeeding Business Day, and no additional interest will accrue in respect of the payment made on that next succeeding Business Day.
Exhibit 10.4 SOFTWARE LICENSE AND SERVICES AGREEMENT This Software License and Services Agreement (the "Agreement") is between Oracle Corporation, a Delaware corporation with its principal place of business at 500 Oracle Parkway, Redwood City,...Software License and Services Agreement • April 30th, 2001 • Nasdaq Stock Market Inc
CREDIT AGREEMENT dated as of December 17, 2010 among THE NASDAQ OMX GROUP, INC., as Borrower, The Lenders Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent J.P. MORGAN SECURITIES LLC as Sole Lead Arranger and Sole Bookrunning ManagerCredit Agreement • February 24th, 2011 • Nasdaq Omx Group, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT dated as of December 17, 2010 (this “Credit Agreement” or this “Agreement”), among THE NASDAQ OMX GROUP, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent.
EXECUTION COPY AMENDMENT ONE TO THE EMPLOYMENT AGREEMENT This Amendment is hereby entered into effective as of February 1, 2002, by and between The Nasdaq Stock Market, Inc. (the "Company") and John Hilley (the "Executive"). W I T N E S S E T H...Employment Agreement • March 28th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services
TERM LOAN CREDIT AGREEMENT dated as of June 28, 2023 among NASDAQ, INC., as Borrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., as Administrative Agent GOLDMAN SACHS BANK USA, JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC., MIZUHO BANK,...Term Loan Credit Agreement • June 28th, 2023 • Nasdaq, Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
TERM LOAN CREDIT AGREEMENT, dated as of June 28, 2023, (this “Agreement”), among NASDAQ, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto and BANK OF AMERICA, N.A. (“Bank of America”), as Administrative Agent.
AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • May 4th, 2023 • Nasdaq, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
AMENDED AND RESTATED CREDIT AGREEMENT, dated as of December 16, 2022, and as amended by Amendment No. 1, dated as of March 29, 2023 (this “Agreement”), among NASDAQ, INC., a Delaware corporation (the “Borrower”), any Additional Borrowers (as defined below) that become party to this Agreement from time to time, the LENDERS party hereto, and BANK OF AMERICA, N.A. (“Bank of America”), as Administrative Agent and Issuing Bank.
CREDIT AGREEMENT dated as of December 8, 2005, among THE NASDAQ STOCK MARKET, INC., as Borrower, The Lenders Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, as Syndication AgentCredit Agreement • December 14th, 2005 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT dated as of December 8, 2005 (this “Agreement”), among THE NASDAQ STOCK MARKET, INC., the LENDERS party hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent and MERRILL LYNCH CAPITAL CORPORATION, as Syndication Agent.
The Nasdaq Stock Market, Inc. Registration Rights AgreementNasdaq Omx Group, Inc. • March 3rd, 2008 • Security & commodity brokers, dealers, exchanges & services • New York
The Nasdaq Stock Market, Inc., a Delaware corporation (the “Company”) proposes to issue and sell to J.P. Morgan Securities Inc. and Banc of America Securities LLC (the “Initial Purchasers”) as listed in Schedule 1 of the purchase agreement dated February 20, 2008, between the Company and the Initial Purchasers (the “Purchase Agreement”), $425,000,000 aggregate principal amount of its 2.50% Convertible Senior Notes due 2013 (the “Firm Notes”), and at the election of the Initial Purchasers an additional $50,000,000 aggregate principal amount of the Company’s 2.50% Convertible Securities due 2013 solely to cover over-allotments (the “Additional Notes” and, together with the Firm Securities, the “Notes”), in each case, upon the terms and subject to the conditions set forth in the Purchase Agreement.
AMENDMENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • December 3rd, 2020 • Nasdaq, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT, dated as of April 25, 2017 (this “Agreement”), among NASDAQ, INC., a Delaware corporation (the “Borrower”), any Additional Borrowers (as defined below) that become party to this Agreement from time to time, the LENDERS party hereto, and BANK OF AMERICA, N.A., as Administrative Agent and Issuing Bank.
EMPLOYMENT AGREEMENTEmployment Agreement • August 3rd, 2022 • Nasdaq, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
EMPLOYMENT AGREEMENT (this "Agreement"), made and entered into and effective as of June 22, 2022 (the "Effective Date"), by and between Nasdaq, Inc. (the "Company") and Bradley Peterson (the “Executive").
CREDIT AGREEMENT dated as of November 20, 2006 among THE NASDAQ STOCK MARKET, INC., as Borrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., as Administrative Agent, Collateral Agent, Swingline Lender and Issuing BankCredit Agreement • November 27th, 2006 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT dated as of November 20, 2006 (this “Credit Agreement” or this “Agreement”), among THE NASDAQ STOCK MARKET, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto, and BANK OF AMERICA, N.A., as Administrative Agent, Collateral Agent, Swingline Lender and Issuing Bank.
NASDAQ, INC. PERFORMANCE SHARE UNIT AGREEMENTPerformance Share Unit Agreement • August 3rd, 2016 • Nasdaq, Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
This PERFORMANCE SHARE UNIT AGREEMENT (this “Agreement”) between Nasdaq, Inc., a Delaware corporation (the “Company”), and NAME (the “Grantee”) memorializes the grant by the Management Compensation Committee of the Board of Directors of the Company (the “Committee”) on DATE (the “Grant Date”) of performance share units to the Grantee on the terms and conditions set out below.
NASDAQ, INC. THREE-YEAR PERFORMANCE SHARE UNIT AGREEMENTPerformance Share Unit Agreement • August 5th, 2020 • Nasdaq, Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
This PERFORMANCE SHARE UNIT AGREEMENT (this “Agreement”) between Nasdaq, Inc., a Delaware corporation (the “Company”), and [EMPLOYEE NAME] (the “Grantee”) memorializes the grant by the Management Compensation Committee of the Board of Directors of the Company (the “Committee”) on April 1, 2020 (the “Grant Date”) of performance share units (the “PSUs”) to the Grantee on the terms and conditions set out below.
CREDIT AGREEMENT dated as of December 21, 2020 among NASDAQ, INC., as Borrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., as Administrative Agent and Issuing Bank BOFA SECURITIES, INC., JPMORGAN CHASE BANK, N.A., GOLDMAN SACHS BANK USA,...Credit Agreement • December 21st, 2020 • Nasdaq, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT, dated as of December 21, 2020 (this “Agreement”), among NASDAQ, INC., a Delaware corporation (the “Borrower”), any Additional Borrowers (as defined below) that become party to this Agreement from time to time, the LENDERS party hereto, and BANK OF AMERICA, N.A., as Administrative Agent and Issuing Bank.
March 23, 2005 John L. Jacobs [Address] Dear John:Nasdaq Stock Market Inc • May 13th, 2005 • Security & commodity brokers, dealers, exchanges & services • New York
As you may be aware, the Compensation Committee of the Board of Directors of The Nasdaq Stock Market, Inc. (“Nasdaq”) has recently approved a new policy to provide enhanced severance payments and benefits to all Nasdaq Executive Vice Presidents in the event of certain terminations of employment connected with a change in control of Nasdaq. This letter agreement sets forth your rights under the new policy.
CREDIT AGREEMENT dated as of November 24, 2014 among THE NASDAQ OMX GROUP, INC., as Borrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., as Administrative Agent, a Swingline Lender and Issuing Bank MERRILL LYNCH, PIERCE, FENNER & SMITH...Credit Agreement • December 1st, 2014 • Nasdaq Omx Group, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT, dated as of November 24, 2014 (this “Agreement”), among THE NASDAQ OMX GROUP, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto, and BANK OF AMERICA, N.A., as Administrative Agent, a Swingline Lender and Issuing Bank.
TERM LOAN CREDIT AGREEMENT dated as of April 11, 2006 among THE NASDAQ STOCK MARKET, INC., as Borrower, NIGHTINGALE ACQUISITION LIMITED, as Additional Borrower, The Lenders Party Hereto and BANC OF AMERICA BRIDGE LLC, as Administrative AgentTerm Loan Credit Agreement • April 17th, 2006 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
TERM LOAN CREDIT AGREEMENT dated as of April 11, 2006 (this “Agreement”), among THE NASDAQ STOCK MARKET, INC., a Delaware corporation (“the Borrower”), NIGHTINGALE ACQUISITION LIMITED (the “Additional Borrower” and, together with the Borrower, the “Borrowers”), the LENDERS’ party hereto, and BANC OF AMERICA BRIDGE LLC, as Administrative Agent.
