August 7, 2001 To the Representatives named in Schedule I hereto of the Underwriters named in Schedule II hereto Ladies and Gentlemen: Alliance Capital Management L.P., a Delaware limited partnership (the "Company"), proposes to issue and sell to the...Alliance Capital Management L P • August 10th, 2001 • Investment advice • New York
ANDAlliance Capital Management L P • July 11th, 2001 • Investment advice • New York
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLANAward Agreement • March 27th, 2003 • Alliance Capital Management L P • Investment advice • New York
You have been granted an award under the Amended and Restated Alliance Partners Compensation Plan (the “Plan”), as specified below:
ARTICLE 1 ISSUANCE OF WARRANTS AND TEMPORARY GLOBAL SECURITY AND EXECUTION AND DELIVERY OF WARRANT CERTIFICATESDebt Warrant Agreement • July 11th, 2001 • Alliance Capital Management L P • Investment advice • New York
AWARD AGREEMENT FOR THE YEAR 2002 OFFERING UNDER THE SCB DEFERRED COMPENSATION AWARD PLANAward Agreement • March 27th, 2003 • Alliance Capital Management L P • Investment advice
You have been granted an Award under the SCB Deferred Compensation Award Plan (the “Plan”) pursuant to the year 2002 offering under the Plan, as specified below:
ALLIANCE CAPITAL MANAGEMENT L.P. UNIT OPTION PLAN AGREEMENTUnit Option Plan Agreement • March 27th, 2003 • Alliance Capital Management L P • Investment advice • New York
AGREEMENT, dated December 6, 2002 between Alliance Capital Management L.P. (the “Partnership”), Alliance Capital Management Holding L.P. (“Alliance Holding”) and Christopher M. Toub (the “Participant”), an employee of the Partnership or a subsidiary of the Partnership (an “Employee Participant”).
RESTRICTED UNIT AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLAN You have been granted restricted Units under the Amended and Restated Alliance Partners Compensation Plan (the "Plan"), as specified below, in...Restricted Unit Award Agreement • March 28th, 2000 • Alliance Capital Management L P • Investment advice • New York
ALLIANCE CAPITAL MANAGEMENT L.P. UNIT OPTION PLAN AGREEMENTOption Plan Agreement • March 28th, 2000 • Alliance Capital Management L P • Investment advice • New York
AB 2017 Long Term Incentive Plan Award AgreementAward Agreement • February 10th, 2023 • Alliancebernstein L.P. • Investment advice • New York
Award Agreement, dated as of May 19, 2022, among AllianceBernstein L.P. (“AB”), AllianceBernstein Holding L.P. (“AB Holding”) and DIRECTOR (the “Participant”), a member of the Board of Directors (the “Board”) of AllianceBernstein Corporation (the “Corporation”), the general partner of AB and AB Holding.
AllianceBernstein Incentive Compensation Award Program, Deferred Cash Compensation Program and AB 2017 Long Term Incentive Plan Award Agreement for 2023 AwardsIncentive Compensation Award Program • February 9th, 2024 • Alliancebernstein L.P. • Investment advice • New York
Award Agreement, dated as of December 31, 2023, among AllianceBernstein L.P. (together with its subsidiaries, “AB”), AllianceBernstein Holding L.P. (“AB Holding”) and <PARTC_NAME> (the “Participant”), an employee of AB.
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLANAward Agreement • March 28th, 2002 • Alliance Capital Management L P • Investment advice
You have been granted an award under the Amended and Restated Alliance Partners Compensation Plan (the “Plan”), as specified below:
ALLIANCE CAPITAL MANAGEMENT L.P. UNIT OPTION PLAN AGREEMENTOption Plan Agreement • March 27th, 2003 • Alliance Capital Management L P • Investment advice • New York
AGREEMENT, dated December 6, 2002 between Alliance Capital Management L.P. (the “Partnership”), Alliance Capital Management Holding L.P. (“Alliance Holding”) and Kathleen A. Corbet (the “Participant”), an employee of the Partnership or a subsidiary of the Partnership (an “Employee Participant”).
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLANAward Agreement • March 28th, 2002 • Alliance Capital Management L P • Investment advice • New York
You have been granted an award under the Amended and Restated Alliance Partners Compensation Plan (the “Plan”), as specified below:
AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT Dated as of October 13, 2021 among ALLIANCEBERNSTEIN L.P. and SANFORD C. BERNSTEIN & CO., LLC as Borrowers, BANK OF AMERICA, N.A. as Administrative Agent, BOFA SECURITIES, INC. CITIBANK, N.A. HSBC...Revolving Credit Agreement • October 19th, 2021 • Alliancebernstein L.P. • Investment advice
ALLIANCEBERNSTEIN INCENTIVE COMPENSATION AWARD PROGRAM, DEFERRED CASH COMPENSATION PROGRAM AND AB 2017 LONG TERM INCENTIVE PLAN AWARD AGREEMENT FOR 2019 AWARDSAward Agreement • February 12th, 2020 • Alliancebernstein L.P. • Investment advice • New York
AWARD AGREEMENT, dated as of December 31, 2019, among AllianceBernstein L.P. (together with its subsidiaries, “AB”), AllianceBernstein Holding L.P. (“AB Holding”) and <PARTC_NAME> (the “Participant”), an employee of AB.
DEFERRAL AGREEMENTDeferral Agreement • March 28th, 2002 • Alliance Capital Management L P • Investment advice • New York
This agreement (the “Plan Agreement”) is entered into between Alfred Harrison (“you”) and Alliance Capital Management L.P. (the “Company”) with respect to your elective deferral of a portion of your Bonus or Year End Commission Payments for the year 2001 under the Alliance Capital Management L.P. Annual Elective Deferral Plan (the “Plan”). You have elected to defer a portion of your year 2001 Bonus or Year End Commission Payments as set forth in the Deferral Election signed by you and submitted with this Plan Agreement (your “Elective Deferral”) and in connection with that deferral you agree to the terms set forth in this Plan Agreement. The Plan provides a description of the terms and conditions governing your Elective Deferral and all other aspects of your participation in the Plan. If there is any inconsistency between the terms of this Plan Agreement and the terms of the Plan, the Plan’s terms completely supercede and replace the conflicting terms of this Plan Agreement. All capita
Employment Agreement Between Peter S. Kraus and AllianceBernstein Corporation, AllianceBernstein Holding L.P. and AllianceBernstein L.P.Employment Agreement • June 21st, 2012 • Alliancebernstein L.P. • Investment advice • New York
This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of the 21st day of June, 2012, between AllianceBernstein L.P. (the “Private Partnership”), AllianceBernstein Holding L.P. (“Holding,” and together with the Private Partnership, the “Partnership”) and AllianceBernstein Corporation (the “Corporation”, and together with the Partnership, the “Company”) and Peter S. Kraus (the “Executive”).
ALLIANCE CAPITAL MANAGEMENT L.P. UNIT OPTION PLAN AGREEMENTUnit Option Plan Agreement • March 27th, 2003 • Alliance Capital Management L P • Investment advice • New York
AGREEMENT, dated December 6, 2002 between Alliance Capital Management L.P. (the “Partnership”), Alliance Capital Management Holding L.P. (“Alliance Holding”) and Robert H. Joseph, Jr. (the “Employee”), an employee of the Partnership or a subsidiary of the Partnership.
Commercial Paper Dealer Agreement 4(a)(2) Program Between: AllianceBernstein L.P., as Issuer, and Citigroup Global Markets Inc., as Dealer Concerning Notes to be issued pursuant to the Amended and Restated Issuing and Paying Agency Agreement dated as...Dealer Agreement • February 11th, 2016 • Alliancebernstein L.P. • Investment advice • New York
This agreement (the “Agreement”) sets forth the understandings between the Issuer and the Dealer, each named on the cover page hereof, in connection with the issuance and sale by the Issuer of its short-term promissory notes (the “Notes”) through the Dealer. Certain terms used in this Agreement are defined in Section 6 hereof. As between the Issuer and the Dealer, this Agreement amends and restates the Amended and Restated Dealer Agreement, dated as of October 31, 2011, among the Issuer, the Dealer and the other parties named therein.
AWARD AGREEMENTAward Agreement • February 13th, 2018 • Alliancebernstein L.P. • Investment advice • New York
AWARD AGREEMENT, dated as of May 16, 2017, among AllianceBernstein L.P. (“AB”), AllianceBernstein Holding L.P. (“AB Holding”) and DIRECTOR (“Participant”), a member of the Board of Directors (“Board”) of AllianceBernstein Corporation (“Corporation”), the general partner of AB and AB Holding.
AMENDED AND RESTATED COMMERCIAL PAPER DEALER AGREEMENT [4(2) Commercial Paper Program]Commercial Paper Dealer Agreement • February 23rd, 2009 • Alliancebernstein L.P. • Investment advice • New York
This Amended and Restated Commercial Paper Dealer Agreement, dated as of February 10, 2009, confirms the agreement among Banc of America Securities LLC (“BAS”), Merrill Lynch Money Markets Inc. (“Merrill”), Deutsche Bank Securities Inc. (“Deutsche Bank”) and AllianceBernstein L.P., formerly known as Alliance Capital Management L.P. (the “Partnership”), whereby each of BAS, Merrill and Deutsche Bank, severally and not jointly, will act as a dealer with respect to the promissory notes to be issued by the Partnership, which will be issued either in physical bearer form or book-entry form, and amends and restates the Amended and Restated Commercial Paper Dealer Agreement, dated as of May 3, 2006 (the “2006 Dealer Agreement”) among BAS, Merrill and the Partnership. Each of BAS, Merrill and Deutsche Bank is also sometimes referred to herein as a “Dealer” and collectively as the “Dealers.” Notes in book-entry form will be represented by master notes registered in the name of a nominee of The
AMENDMENT NO. 1 TO AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF ALLIANCE CAPITAL MANAGEMENT L.P.Alliancebernstein L.P. • November 8th, 2006 • Investment advice • Delaware
THIS AMENDMENT NO. 1 (this “Amendment”) to the Amended and Restated Agreement of Limited Partnership of Alliance Capital Management L.P. (the “Partnership”) dated as of October 29, 1999 (the “Partnership Agreement”), is made and entered into as of February 24, 2006. Capitalized terms used in this Amendment that are not otherwise herein defined are used as defined in the Partnership Agreement.
ALLIANCE CAPITAL MANAGEMENT L.P. UNIT OPTION PLAN AGREEMENTOption Plan Agreement • March 27th, 2003 • Alliance Capital Management L P • Investment advice • New York
AGREEMENT, dated December 6, 2002 between Alliance Capital Management L.P. (the “Partnership”), Alliance Capital Management Holding L.P. (“Alliance Holding”) and David R. Brewer, Jr. (the “Employee”), an employee of the Partnership or a subsidiary of the Partnership.
Special Option Program under the Option Award AgreementTerm Incentive Plan • February 23rd, 2009 • Alliancebernstein L.P. • Investment advice • New York
Agreement, dated as of January 23, 2009, among AllianceBernstein L.P. (“Partnership”), AllianceBernstein Holding L.P. (“Holding”) and <PARTC_NAME> (“Participant”), an employee of the Partnership or a subsidiary of the Partnership.
UNCOMMITTED LINE OF CREDIT AGREEMENTLine of Credit Agreement • February 25th, 2008 • Alliancebernstein L.P. • Investment advice • New York
Uncommitted Line of Credit Agreement (as amended or otherwise modified from time to time, this “Agreement”), dated as of January 23, 2008, is between AllianceBernstein L.P., a Delaware limited partnership (the “Borrower”), and Citibank, N.A. (the “Lender”).
April 30, 2001 Dave H. Williams Alliance Capital Management Corporation New York, NY 10105 Dear Dave:Alliance Capital Management L P • March 28th, 2002 • Investment advice
This letter sets forth the terms of your agreement with Alliance Capital Management Corporation (the “Company”) and Alliance Capital Management L.P. (the “Partnership”) in connection with your new role and responsibilities.
ALLIANCEBERNSTEIN L.P. FINANCIAL ADVISOR WEALTH ACCUMULATION PLAN INCENTIVE AWARD AGREEMENTIncentive Award Agreement • February 23rd, 2009 • Alliancebernstein L.P. • Investment advice • New York
THIS AGREEMENT, made as of the 1st day of December, 2007, by and between AllianceBernstein L.P., a Delaware limited partnership (the “Company”), and (the “Participant”).
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCEBERNSTEIN PARTNERS COMPENSATION PLANAward Agreement • February 23rd, 2009 • Alliancebernstein L.P. • Investment advice • New York
You have been granted an award under the Amended and Restated AllianceBernstein Partners Compensation Plan (the "Plan"), as specified below:
December 28, 2004 Mr. Bruce W. Calvert Alliance Capital Management Corporation New York, NY 10105 Dear Bruce:Alliance Capital Management L P • March 15th, 2005 • Investment advice • New York
This letter sets forth the terms of your agreement with Alliance Capital Management Corporation (the “Company”) and Alliance Capital Management L.P. (the “Partnership”).
March 7, 2003 Mr. Bruce W. Calvert Alliance Capital Management Corporation 1345 Avenue of the Americas New York, NY 10105 Dear Bruce:Alliance Capital Management L P • March 27th, 2003 • Investment advice • New York
This letter sets forth the terms of your agreement with Alliance Capital Management Corporation (the “Company”) and Alliance Capital Management L.P. (the “Partnership”) in connection with your new role and responsibilities.
SERVICES AGREEMENTServices Agreement • March 28th, 2002 • Alliance Capital Management L P • Investment advice • New York
The following is a description of the initial equipment configurations which will be installed at the Equitable EDP Facility, to support the implementation of the Alliance Systems.
COMMERCIAL PAPER DEALER AGREEMENT [4(2) Program] This Commercial Paper Dealer Agreement, dated as of December 14, 1999, confirms the agreement among Goldman, Sachs & Co. ("Goldman"), Banc of America Securities LLC ("BancAmerica") and Alliance Capital...Paper Dealer Agreement • March 28th, 2000 • Alliance Capital Management L P • Investment advice • New York
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • March 15th, 2005 • Alliance Capital Management L P • Investment advice • New York
THIS AGREEMENT, dated as of October 1, 2004, (this “Agreement”), is made by and between Alliance Capital Management L.P. (together with any affiliated successor to its business, “Adviser”), and MONY Life Insurance Company (“Client”).
ALLIANCEBERNSTEIN L.P. FINANCIAL ADVISOR WEALTH ACCUMULATION PLAN INCENTIVE AWARD AGREEMENTIncentive Award Agreement • February 25th, 2008 • Alliancebernstein L.P. • Investment advice • New York
THIS AGREEMENT, made as of the 1st day of December, 2006, by and between AllianceBernstein L.P., a Delaware limited partnership (the “Company”), and (the “Participant”).
Special Option Program under the Initial Option Award AgreementAgreement • February 25th, 2008 • Alliancebernstein L.P. • Investment advice • New York
Agreement, dated as of December 7, 2007, among AllianceBernstein L.P. (“Partnership”), AllianceBernstein Holding L.P. (“Holding”) and <PARTC_NAME> (“Participant”), an employee of the Partnership or a subsidiary of the Partnership.
