1 EXHIBIT 10.14 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT CROSSROADS SYSTEMS, INC. 2 TABLE OF CONTENTSLoan and Security Agreement • September 27th, 1999 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
EXHIBIT 4 RIGHTS AGREEMENT BY AND BETWEEN CROSSROADS SYSTEMS, INC. AND AMERICAN STOCK TRANSFER & TRUST COMPANY, AS RIGHTS AGENT DATED AS OF AUGUST 21, 2002 TABLE OF CONTENTSRights Agreement • August 22nd, 2002 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
1 EXHIBIT 10.14 LETTER AGREEMENT DATED MAY 22, 2000 BY AND BETWEEN REGISTRANT AND ROBERT F. LIVOLSILetter Agreement • January 16th, 2001 • Crossroads Systems Inc • Computer peripheral equipment, nec
John Middleton Page 1 February 19, 2001 February 19, 2001 Mr. John Middleton Vice President, Engineering Crossroads Systems, Inc. Re: Severance Agreement and General Release Dear John: In connection with the resignation of your employment as Vice...Crossroads Systems Inc • January 17th, 2002 • Computer peripheral equipment, nec
In connection with the resignation of your employment as Vice President, Engineering of Crossroads Systems, Inc. ("Crossroads" or the "Company"), the Company is offering you a severance package in exchange for your agreement to release the Company from any and all claims. The details of the severance package and release are explained below. We encourage you to review this document carefully and to discuss it with an attorney.
1 EXHIBIT 99.2 POLARIS COMMUNICATIONS, INC. NON-QUALIFIED STOCK OPTION AGREEMENT Optionee: ----------------------- Number of Option Shares: ----- Option Price per Share: $1,125.00 Date of Grant: March 2, 1999 Vesting Commencement Date: -------------Non-Qualified Stock Option Agreement • May 22nd, 2000 • Crossroads Systems Inc • Computer peripheral equipment, nec
Exhibit 10.01 CROSSROADS SYSTEMS, INC. CONSULTING AGREEMENT This Consulting Agreement ("Agreement") is made and entered into as of the 15th day of February, 2005 by and. between Crossroads Systems, Inc. (the "Company"), and Valerie H. Savage...Consulting Agreement • February 17th, 2005 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
COMMON STOCKUnderwriting Agreement • September 27th, 1999 • Crossroads Systems Inc • Computer peripheral equipment, nec • New York
EXHIBIT 10.13 LETTER AGREEMENT DATED FEBRUARY 28, 2000 BY AND BETWEEN REGISTRANT AND LARRY SANDERS February 28, 2000 Larry D. Sanders, 115 Longmeadow Drive Los Gatos, CA 95032 Re: Offer of Employment Dear Larry: We are pleased to offer you the...Letter Agreement • January 16th, 2001 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
BY AND AMONGRights Agreement • August 18th, 1999 • Crossroads Systems Inc • Texas
1 EXHIBIT 10.12 STOCK PLEDGE AGREEMENT THIS STOCK PLEDGE AGREEMENT (this "Agreement") is made as of the ____ day of June, 1999 by and between Crossroads Holding Corporation, a Delaware corporation (the "Corporation"), and _______________ ("Pledgor")....Stock Pledge Agreement • August 18th, 1999 • Crossroads Systems Inc • Texas
1 EXHIBIT 10.1 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT is made and entered into as of this _____ day of ________, 1999 between Crossroads Systems, Inc., a Delaware corporation (the "Corporation"), and _______________________________...Indemnity Agreement • August 18th, 1999 • Crossroads Systems Inc • Delaware
RECITALSEmployment Agreement • January 22nd, 2004 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
CROSSROADS SYSTEMS, INC. FORM OF WARRANT AGREEMENTWarrant Agreement • June 27th, 2014 • Crossroads Systems Inc • Computer peripheral equipment, nec • New York
THIS WARRANT AGREEMENT (this “Agreement”), dated as of [●], between Crossroads Systems, Inc., a Delaware corporation (the “Company”) and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “Warrant Agent”).
EXHIBIT 10.9 LOAN MODIFICATION AGREEMENT This Loan Modification Agreement is entered into as of December 31, 2000 by and between Crossroads Systems, Inc. (the "Borrower") and Silicon Valley Bank ("Bank"). DESCRIPTION OF EXISTING INDEBTEDNESS: Among...Loan Modification Agreement • January 17th, 2002 • Crossroads Systems Inc • Computer peripheral equipment, nec
1 EXHIBIT 99.1 COMPENSATION AGREEMENT Agreement made as of the 21st day of March, 2000 by and between Polaris Communications, Inc., an Oregon corporation (the "Corporation"), and ________________ ("Optionee"). W I T N E S S E T H WHEREAS, in...Compensation Agreement • May 22nd, 2000 • Crossroads Systems Inc • Computer peripheral equipment, nec
RECITALSEmployment Agreement • January 29th, 2003 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
June 22, 1999Lease Agreement • August 18th, 1999 • Crossroads Systems Inc
AGREEMENT AND PLAN OF MERGER AND REORGANIZATION BY AND AMONG CROSSROADS SYSTEMS, INC., NORTH STAR ACQUISITION CORP. AND POLARIS COMMUNICATIONS, INC.Agreement and Plan of Merger and Reorganization • March 31st, 2000 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
EXHIBIT 10.15 OFFICE BUILDING LEASE THE STATE OF TEXAS COUNTY OF TRAVIS THIS LEASE, made and entered into the 8th day of October, 1999, by and between MAPLEWOOD ASSOCIATES, L.P., a Texas Limited Partnership (hereinafter called "Landlord"), and...Crossroads Systems Inc • October 13th, 1999 • Computer peripheral equipment, nec • Texas
1 EXHIBIT 99.3 CROSSROADS SYSTEMS, INC. STOCK OPTION ASSUMPTION AGREEMENT OPTIONEE: _________________, STOCK OPTION ASSUMPTION AGREEMENT effective as of the 21st day of March, 2000 by Crossroads Systems, Inc., a Delaware corporation ("Crossroads")....Stock Option Assumption Agreement • May 22nd, 2000 • Crossroads Systems Inc • Computer peripheral equipment, nec
Shares of [__]% Series H Cumulative Perpetual Preferred Stock1 and [____________] Warrants to Purchase [___________] Shares of Common Stock Crossroads Systems, Inc. PURCHASE AGREEMENTPurchase Agreement • November 3rd, 2014 • Crossroads Systems Inc • Computer peripheral equipment, nec • New York
As an inducement to the underwriters (the “Underwriters”) to execute a purchase agreement (the “Purchase Agreement”) providing for a public offering (the “Offering”) of the Series H Non-Convertible Perpetual Preferred Stock (the “Series H Preferred Shares”), of Crossroads Systems, Inc. and any successor (by merger or otherwise) thereto (the “Company”), the undersigned hereby agrees that without, in each case, the prior written consent of Northland Securities, Inc. (“Northland”) during the period specified in the second succeeding paragraph (the “Lock-Up Period”), the undersigned will not: (1) offer, pledge, announce the intention to sell, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase, make any short sale or otherwise transfer or dispose of, directly or indirectly, any shares of the Company’s Series F Preferred Stock, the Company’s Series H Preferred Shares, the Company’s common st
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 25th, 2013 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
This Registration Rights Agreement (the “Agreement”) is made and entered into as of this __ day of March, 2013 by and among Crossroads Systems, Inc., a Delaware corporation (the “Company”), and the Investors (as defined below) who were issued certain Units comprised of shares of 5.0% Series F Convertible Preferred Stock and Warrants (the “Units”) in connection with that certain Securities Purchase Agreement by and among the Company and Investors, dated as of March 22, 2013 (the “Securities Purchase Agreement”). Capitalized terms used herein have the respective meanings ascribed thereto in the Securities Purchase Agreement unless otherwise defined herein.
RECITALSEmployment Agreement • March 17th, 2003 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
OEM AGREEMENT betweenOem Agreement • August 18th, 1999 • Crossroads Systems Inc • Colorado
THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • March 11th, 2011 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
THIS THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of December 31, 2007 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and CROSSROADS SYSTEMS (TEXAS), INC., a Texas corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The parties agree as follows:
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 25th, 2013 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of the 22nd day of March, 2013, by and between CROSSROADS SYSTEMS, INC., a Delaware corporation (the “Company”), and each individual or entity named on the Schedule of Buyers attached hereto (each such individual or entity, individually, a “Buyer” and all of such individuals or entities, collectively, the “Buyers”).
BACKGROUNDSettlement and License Agreement • June 14th, 2001 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
RIGHTS AGREEMENT BY AND BETWEEN CROSSROADS SYSTEMS, INC. AND AMERICAN STOCK TRANSFER & TRUST COMPANY, AS RIGHTS AGENT DATED AS OF AUGUST 21, 2002Rights Agreement • March 11th, 2011 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
THIS RIGHTS AGREEMENT, dated as of August 21, 2002 (the "Agreement"), is entered into by and between Crossroads Systems, Inc., a Delaware corporation (the "Company"), and American Stock Transfer & Trust Company, a New York corporation (the "Rights Agent").
TAX BENEFIT PRESERVATION PLAN Dated as of May 23, 2014 by and between CROSSROADS SYSTEMS, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights AgentTax Benefit Preservation Plan • May 23rd, 2014 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
This TAX BENEFIT PRESERVATION PLAN (this “Plan”), dated as of May 23, 2014, is by and between Crossroads Systems, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as rights agent (the “Rights Agent”). All capitalized terms used in this Plan have the meanings given thereto in Section 1.
1 EXHIBIT 10.6 BASIC LEASE INFORMATION The following Basic Information is incorporated into and made a part of this lease. Each reference in this lease to any of the Basic Lease Information shall mean the respective information set forth below and...Basic Lease Information • August 18th, 1999 • Crossroads Systems Inc
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 31st, 2014 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
This Registration Rights Agreement (the “Agreement”) is made and entered into as of this ____ day of March, 2014 (the “Effective Date”) by and among Crossroads Systems, Inc., a Delaware corporation (the “Company”), and the Investors (as defined below) who were issued Units consisting of shares of Common Stock and Warrants (the “Units”) in connection with that certain Securities Purchase Agreement by and among the Company and the Investors, dated as of even date herewith (the “Securities Purchase Agreement”). Capitalized terms used herein have the respective meanings ascribed thereto in the Securities Purchase Agreement unless otherwise defined herein.
January 9, 2013 Mark Hood RE: Severance Benefit Plan Dear Mr. Hood,Crossroads Systems Inc • May 12th, 2015 • Computer peripheral equipment, nec
We are pleased to inform you that the Company’s Management has approved a special severance benefit program for you. The purpose of this letter agreement is to set forth the terms and conditions of your severance benefits and to explain the limitations that will govern their overall value.
October 6, 1997Supplement to Lease Agreement • August 18th, 1999 • Crossroads Systems Inc
SUBORDINATION AGREEMENTSubordination Agreement • March 22nd, 2013 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
This Subordination Agreement (the “Agreement”) is made as of February 28, 2013, by and between ACT Capital Partners, LP (“Creditor”), and SILICON VALLEY BANK, a California corporation, with its principal place of business at 3003 Tasman Drive, Santa Clara, California 95054 (“Bank”).
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • September 14th, 2016 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
This Amended and Restated Employment Agreement (this “Agreement”), dated as of August 1, 2016 (the “Effective Date”), by and between Crossroads Systems Inc., a Delaware corporation (the “Company”), and Richard K. Coleman, Jr., an individual currently residing at 43 Glenmoor Drive, Cherry Hills Village, CO 80113 (“Executive”).
