EXHIBIT (a)(14) People's Republic of China Stock Option Agreement REDBACK NETWORKS INC. 1999 Stock Incentive Plan Nonstatutory Stock Option Agreement Tax This option is a nonqualified option under Section 422 of Treatment the United States Internal...Redback Networks Inc • September 6th, 2001 • Services-business services, nec • Delaware
In addition, this option becomes exercisable in full if your service as an employee, consultant or director of the Company or a subsidiary of the Company terminates because of death. If your service as an employee, consultant or director of the Company (or a subsidiary of the Company) terminates because of total and permanent disability, then the exercisable portion of this option will be determined by adding 12 months to your actual period of service.
1 EXHIBIT 10.2 EMPLOYMENT AGREEMENT THIS AGREEMENT is entered into as of November 28, 1999, by and between WILLIAM KIND (the "Employee") and REDBACK NETWORKS INC., a Delaware corporation (the "Company"). This Agreement shall be effective at the...Employment Agreement • February 2nd, 2000 • Redback Networks Inc • Services-business services, nec • California
1 EXHIBIT 1.1 2,500,000 SHARES REDBACK NETWORKS INC. COMMON STOCK, PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • April 22nd, 1999 • Redback Networks Inc • Services-business services, nec • New York
RECITALSLease • February 7th, 2000 • Redback Networks Inc • Services-business services, nec
Manufacturing Services Letter AgreementLetter Agreement • March 27th, 2002 • Redback Networks Inc • Services-business services, nec • California
JULY 2, 1998' Rights Agreement • February 2nd, 2000 • Redback Networks Inc • Services-business services, nec • Delaware
1 EXHIBIT 10.1 INDEMNIFICATION AGREEMENT THIS AGREEMENT (the "Agreement") is made and entered into as of March __, 1999, between REDBACK NETWORKS INC., a Delaware corporation ("the Company"), and ________________ ("Indemnitee"). WITNESSETH THAT:...Indemnification Agreement • March 16th, 1999 • Redback Networks Inc • Delaware
EXHIBIT (a)(9) United States Stock Option Agreement REDBACK NETWORKS INC. 1999 Stock Incentive Plan Nonstatutory Stock Option Agreement Tax This option is a nonqualified option under Section 422 of Treatment the United States Internal Revenue Service...Redback Networks Inc • September 6th, 2001 • Services-business services, nec
In addition, this option becomes exercisable in full if your service as an employee, consultant or director of the Company or a subsidiary of the Company terminates because of death. If your service as an employee, consultant or director of the Company (or a subsidiary of the Company) terminates because of total and permanent disability, then the exercisable portion of this option will be determined by adding 12 months to your actual period of service.
andRights Agreement • June 15th, 2001 • Redback Networks Inc • Services-business services, nec • Delaware
LEASELease • February 7th, 2000 • Redback Networks Inc • Services-business services, nec • California
1 EXHIBIT 4.3 REDBACK NETWORKS INC. 5% CONVERTIBLE SUBORDINATED NOTES DUE APRIL 1, 2007 REGISTRATION RIGHTS AGREEMENTRedback Networks Inc • May 15th, 2000 • Services-business services, nec • New York
ISSUER TOIndenture • May 15th, 2000 • Redback Networks Inc • Services-business services, nec • New York
This Common Stock and Warrant Purchase Agreement (this "Agreement"), dated as of --------- May 21, 2002, between REDBACK NETWORKS INC., a Delaware corporation (the "Company"), and NOKIA FINANCE INTERNATIONAL BV, a private company with limited -------...Warrant Purchase Agreement • May 31st, 2002 • Redback Networks Inc • Services-business services, nec • Delaware
1 EXHIBIT 10.1 EMPLOYMENT AGREEMENT THIS AGREEMENT is entered into as of November 28, 1999, by and between VIVEK RAGAVAN (the "Employee") and REDBACK NETWORKS INC., a Delaware corporation (the "Company"). This Agreement shall be effective at the...Employment Agreement • February 2nd, 2000 • Redback Networks Inc • Services-business services, nec • California
Exhibit 99.3 ------------ FORM OF WRITTEN COMPENSATORY AGREEMENT REDBACK NETWORKS INC. NOTICE OF STOCK OPTION GRANT You have been granted the following option to purchase Common Stock of Redback Networks Inc. (the "Company"): Name of Optionee:...Stock Option Agreement • February 6th, 2001 • Redback Networks Inc • Services-business services, nec
By your signature and the signature of the Company's representative below, you and the Company agree that this option is granted under and governed by the terms and conditions of the Stock Option Agreement, which is attached to and made a part of this document.
1 EXHIBIT 10.3 EMPLOYMENT AGREEMENT THIS AGREEMENT is entered into as of November 28, 1999, by and between PANKAJ PATEL (the "Employee") and REDBACK NETWORKS INC., a Delaware corporation (the "Company"). This Agreement shall be effective at the...Employment Agreement • February 2nd, 2000 • Redback Networks Inc • Services-business services, nec • California
RECITALSRedback Networks Inc • March 16th, 1999
Exhibit (a)(2) OFFER TO REPLACE CERTAIN OUTSTANDING OPTIONS WITH NEW OPTIONS (THE "OFFER TO REPLACE") THIS SUPPLEMENT CONSTITUTES PART OF A PROSPECTUS RELATING TO THE REDBACK NETWORKS INC. 1999 STOCK INCENTIVE PLAN COVERING SECURITIES THAT HAVE BEEN...Redback Networks Inc • October 1st, 2001 • Services-business services, nec
AMONG:Arrangement Agreement • October 13th, 2000 • Redback Networks Inc • Services-business services, nec • British Columbia
THIS CERTIFIES that, for value received, NOKIA FINANCE INTERNATIONAL BV, a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid), organized under the laws of The Netherlands, or its permitted assigns...Redback Networks Inc • May 31st, 2002 • Services-business services, nec • Delaware
RECITALS'S Rights Agreement • May 31st, 2002 • Redback Networks Inc • Services-business services, nec • Delaware
AGREEMENT AND PLAN OF MERGER between TELEFONAKTIEBOLAGET LM ERICSSON (publ) (“Parent”) MAXWELL ACQUISITION CORPORATION (“Purchaser”) and REDBACK NETWORKS INC. (the “Company”) dated Dated as of December 19, 2006Agreement and Plan of Merger • December 20th, 2006 • Redback Networks Inc • Services-computer integrated systems design • Delaware
AGREEMENT AND PLAN OF MERGER (hereinafter referred to as this “Agreement”), dated December 19, 2006, between Telefonaktiebolaget LM Ericsson (publ), a limited liability company under the Swedish Companies Act (“Parent”), Maxwell Acquisition Corporation, a Delaware corporation and an indirect wholly-owned subsidiary of Parent (“Purchaser”), and Redback Networks Inc., a Delaware corporation (the “Company”).
LEASE BY AND BETWEEN CTC ASSOCIATES II, L.P., a Delaware limited partnership as Landlord and REDBACK NETWORKS INC., a Delaware corporation as Tenant January 2, 2004Lease • March 15th, 2004 • Redback Networks Inc • Services-computer integrated systems design • California
INDEMNIFICATION AGREEMENTIndemnification Agreement • August 14th, 2001 • Redback Networks Inc • Services-business services, nec • Delaware
THIS AGREEMENT (the "Agreement") is made and entered into effective March 6, 2000 between Redback Networks Inc., a Delaware corporation ("the Company") and ("Indemnitee").
SUBLEASERedback Networks Inc • March 16th, 1999
BY AND AMONGMerger Agreement And • December 10th, 1999 • Redback Networks Inc • Services-business services, nec • California
EXHIBIT (a)(2) OFFER TO REPLACE CERTAIN OUTSTANDING OPTIONS WITH NEW OPTIONS (THE "OFFER TO REPLACE") THIS SUPPLEMENT CONSTITUTES PART OF A PROSPECTUS RELATING TO THE REDBACK NETWORKS INC. 1999 STOCK INCENTIVE PLAN COVERING SECURITIES THAT HAVE BEEN...Redback Networks Inc • September 6th, 2001 • Services-business services, nec
REDBACK NETWORKS INC. Common Stock (par value $0.0001 per share) UNDERWRITING AGREEMENTUnderwriting Agreement • May 19th, 2006 • Redback Networks Inc • Services-computer integrated systems design • New York
Redback Networks Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (the “Agreement”), to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 3,500,000 shares and, at the election of the Underwriters, up to 614,850 additional shares, of the common stock, par value $0.0001 per share, of the Company (the “Common Stock”); the stockholders of the Company named in Schedule II hereto (together, the “Selling Stockholders”) propose, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of 4,698,000 shares of the Common Stock; and each of Alta Partners Holdings, LDC, a Cayman Islands limited duration company (the “Alta Partners Fund”), and Alta Partners Discount Convertible Arbitrage Holdings, Ltd., a British Virgin Islands international business company (the “Alta Partners Arbitrage Fund,” and, together with Alta Partners Fund, the “Alta Funds”)
REDBACK NETWORKS INC.Restricted Stock Agreement • May 10th, 2004 • Redback Networks Inc • Services-computer integrated systems design
Unless otherwise defined herein, capitalized terms defined in the 1999 Stock Incentive Plan shall have the same defined meanings in this Restricted Stock Agreement (the “Agreement”).
AMENDMENT OF INVESTOR RIGHTS AGREEMENTInvestor Rights Agreement • April 9th, 2004 • Redback Networks Inc • Services-computer integrated systems design • California
THIS AMENDMENT OF INVESTOR RIGHTS AGREEMENT (this “Amendment”), dated as of April 5, 2004, by and among Redback Networks, Inc., a Delaware corporation (along with its successors and assigns, the “Company”) and TCV IV, L.P., a Delaware limited partnership and TCV IV Strategic Partners, L.P., a Delaware limited partnership (collectively, the “Original Holders”). All capitalized terms used herein, which are not defined herein, shall have the meaning assigned to them in the Investor Rights Agreement, dated as of January 5, 2004, by and among the Company and the Original Holders (the “Investor Rights Agreement”).
AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 9th, 2004 • Redback Networks Inc • Services-computer integrated systems design • California
THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (together with any schedule, annex, or exhibit attached hereto, as the same may be amended, restated, or otherwise modified, this “Agreement”) is entered into on June 15, 2004 (the “Effective Date”) between SILICON VALLEY BANK (“Bank”), whose address is 3003 Tasman Drive, Santa Clara, California 95054, and REDBACK NETWORKS INC., a Delaware corporation (“Borrower”), whose chief executive office is 300 Holger Way, San Jose, California 95134 (“Borrower’s Address”), and amends, restates, replaces and supersedes in its entirety that certain Loan and Security Agreement dated the Original Closing Date, between Bank and Borrower. (Definitions of capitalized terms used in this Agreement are set forth in Section 8 below.)
Surrender of Lease and Lease Modification AgreementLease and Lease Modification Agreement • August 14th, 2002 • Redback Networks Inc • Services-business services, nec
Exhibit (a)(12) Hong Kong Stock Option Agreement Redback Networks Inc. 1999 Stock Incentive Plan Nonstatutory Stock Option Agreement Tax Treatment This option is a nonqualified option under Section 422 of the United States Internal Revenue Service...Redback Networks Inc • October 1st, 2001 • Services-business services, nec
In addition, this option becomes exercisable in full if your service as an employee, consultant or director of the Company or a subsidiary of the Company terminates because of death. If your service as an employee, consultant or director of the Company (or a subsidiary of the Company) terminates because of total and permanent disability, then the exercisable portion of this option will be determined by adding 12 months to your actual period of service.
FORM OF LOCK-UP AGREEMENTLock-Up Agreement • July 8th, 2003 • Redback Networks Inc • Services-business services, nec • California
LOCK-UP AGREEMENT, dated as of July 6, 2003, by and among Redback Networks Inc., a Delaware corporation (the “Company”), and the undersigned beneficial owners (or investment managers or advisors for the beneficial owners) of the Notes (as defined below) identified on Schedule A to this Agreement on the date of this Agreement and each other beneficial owner (or investment managers or advisors for the beneficial owners) of Notes that executes a counterpart signature page to this Agreement after the date of this Agreement, as provided in Section 23 (collectively, the “Noteholders,” and each, individually, a “Noteholder”).
REDBACK NETWORKS INC., as Issuer and WELLS FARGO BANK MINNESOTA, NATIONAL ASSOCIATION, formerly known as NORWEST BANK MINNESOTA, NATIONAL ASSOCIATION, as Trustee 5% Convertible Subordinated Notes due April 1, 2007Indenture • August 14th, 2001 • Redback Networks Inc • Services-business services, nec • New York
FIRST SUPPLEMENTAL INDENTURE dated as of May 8, 2001, among REDBACK NETWORKS INC., a Delaware corporation (the "Company"), and WELLS FARGO BANK MINNESOTA, NATIONAL ASSOCIATION, formerly known as NORWEST BANK MINNESOTA, NATIONAL ASSOCIATION, as trustee (the "Trustee"). "First Supplemental Indenture" or this "Supplemental Indenture" means this instrument as originally executed or, if amended or supplemented pursuant to the applicable provisions of the Indenture, as amended or supplemented.
