EXHIBIT 10.4Severance Agreement • December 29th, 1998 • Pulaski Financial Corp • Savings institution, federally chartered • Missouri
EXHIBIT 10.1 PULASKI BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST AND ADOPTION AGREEMENT EMPLOYEES' SAVINGS & PROFIT SHARING PLAN BASIC PLAN DOCUMENTPulaski Financial Corp • March 15th, 2002 • Savings institution, federally chartered • New York
ADOPTION AGREEMENT For Pulaski Bank A Savings BANK EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUSTAdoption Agreement • July 28th, 1998 • Pulaski Financial Corp • Savings institution, federally chartered • New York
EXHIBIT 10.3Employment Agreement • December 29th, 1998 • Pulaski Financial Corp • Savings institution, federally chartered • Missouri
April 2, 1998 Mr. William Donius President Pulaski Bank, a Federal Savings Bank 12300 Olive Boulevard St. Louis, Missouri 63141-6434 Dear Mr. Donius: This letter sets forth the agreement between Pulaski Bank, a Federal Savings Bank, St. Louis,...Pulaski Financial Corp • June 9th, 1998
PULASKI FINANCIAL CORP. (a Missouri corporation) 32,538 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENTUnderwriting Agreement • June 28th, 2012 • Pulaski Financial Corp • Savings institution, federally chartered • New York
UP TO $10,000,000 PULASKI FINANCIAL CORP. COMMON STOCK PAR VALUE $0.01 PER SHARE SALES AGENCY AGREEMENTSales Agency Agreement • May 7th, 2013 • Pulaski Financial Corp • Savings institution, federally chartered • New York
Pulaski Financial Corp., a Missouri corporation (the “Company”), proposes to sell from time to time through Sandler O’Neill & Partners, L.P., as sales agent (the “Agent” or “you”), shares of the common stock, par value $0.01 per share (“Common Stock”) of the Company, having an aggregate gross sales price of up to $10,000,000 (the “Shares”), subject to the terms and conditions set forth in this agreement (this “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agent, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”). Pulaski Bank, a wholly-owned subsidiary of the Company (the “Bank”), is also a party to this Agreement.
EXHIBIT 10.2Employment Agreement • December 29th, 1998 • Pulaski Financial Corp • Savings institution, federally chartered • Missouri
EXHIBIT 4.1 PULASKI FINANCIAL CORP. 2000 STOCK-BASED INCENTIVE PLAN PULASKI FINANCIAL CORP. 2000 STOCK-BASED INCENTIVE PLAN 1. DEFINITIONS. ----------- (a) "Affiliate" means any "parent corporation" or "subsidiary corporation" of the Holding Company,...Award Agreement • March 22nd, 2000 • Pulaski Financial Corp • Savings institution, federally chartered • Delaware
EXHIBIT 10.5 Non-Competition and Consulting Agreement This Non-Competition and Consulting Agreement ("Agreement") is entered into this 3rd day of July, 2001 ("Effective Date") by and between Pulaski Bank (the "Bank") and Thomas F. Hack ("Consultant")....Competition and Consulting Agreement • December 27th, 2001 • Pulaski Financial Corp • Savings institution, federally chartered • Missouri
Insert Name and Address] Dear [Insert Name],Letter Agreement • January 16th, 2009 • Pulaski Financial Corp • Savings institution, federally chartered
Pulaski Financial Corp. (the “Company”) anticipates entering into a letter agreement (“Agreement”) with the United States Department of the Treasury (“Treasury”) that provides for the Company’s participation in the Treasury’s Capital Purchase Program (the “CPP”). If the Company does not participate in the CPP, this letter shall be of no further force and effect.
CHARLES WEBB & COMPANY A Division of [LOGO] KEEFE, BRUYETTE & WOODS, INC.Pulaski Financial Corp • June 9th, 1998
1,000,000 Shares1 Pulaski Financial Corp. Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 8th, 2006 • Pulaski Financial Corp • Savings institution, federally chartered • New York
Pulaski Financial Corp., a Missouri corporation (the “Company”), proposes to issue and sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representative (the “Representative”) an aggregate of 1,000,000 shares of the Company’s Common Stock, $0.01 par value (the “Firm Shares”). The Firm Shares to be sold by the Company shall include not less than 900,000 shares of Common Stock to be offered to the public (the “Non-Affiliate Shares”) and up to 100,000 shares of Common Stock reserved for issuance to individuals identified by the Company (“Affiliate Shares”). The respective amounts of the Firm Shares to be purchased by the Underwriters, acting severally and not jointly, are set forth opposite their names in Schedule I hereto. The Representative may by notice to the Company amend Schedule I to add, eliminate or substitute names set forth therein (other than to eliminate the name of the Representative) and to amend the number of Firm Sh
Exhibit 10.2 PULASKI FINANCIAL CORP. EMPLOYMENT AGREEMENT This Amended and Restated AGREEMENT ("Agreement") is made effective as of February 1, 2000, and amended and restated effective February 1, 2002, by and between Pulaski Financial Corp. (the...Employment Agreement • May 15th, 2002 • Pulaski Financial Corp • Savings institution, federally chartered • Delaware
Retention AgreementRetention Agreement • February 1st, 2016 • Pulaski Financial Corp • Savings institution, federally chartered • Illinois
This Retention Agreement (this “Agreement”) is entered into by and among Busey Bank (“Busey Bank”), Pulaski Bank, National Association (“Pulaski Bank”) and Paul Milano (“Employee”) for the purposes and reasons stated below. As to the obligations of Pulaski Bank and Employee under this Agreement, this Agreement shall be effective as of the date this Agreement is signed by all parties. As to the obligations of Busey Bank, this Agreement shall be effective as of the Effective Time of the Merger (each as defined in the Agreement and Plan of Merger between First Busey Corporation (“First Busey”) and Pulaski Financial Corp. (“PFC”) dated December 3, 2015 (“Merger Agreement”)) under which First Busey is the successor to and assumes certain liabilities of PFC. In the event that the Effective Time shall not occur, as to Busey Bank this Agreement shall be void as of the date it was entered into and of no force and effect.
EXHIBIT 10.2 FORM OF SEVERANCE AGREEMENT FOR SENIOR OFFICERS This AGREEMENT is made effective as of ___________________, 1998 by and between PULASKI BANK, A FEDERAL SAVINGS BANK (the "BANK"); PULASKI FINANCIAL CORP. ("COMPANY"), a Delaware...Severance Agreement • June 9th, 1998 • Pulaski Financial Corp • Missouri
Gerald J. Zafft Direct Dial GJZ@bks-law.com (314) 719-3045Pulaski Financial Corp • January 24th, 2006 • Savings institution, federally chartered
RESTRICTED STOCK AWARD AGREEMENT FOR THE PULASKI FINANCIAL CORP. 2006 LONG-TERM INCENTIVE PLANRestricted Stock Award Agreement • April 23rd, 2013 • Pulaski Financial Corp • Savings institution, federally chartered
This Award Agreement is provided to [insert name] (the “Participant”) by Pulaski Financial Corp. (the “Company”) as of [insert date] (the “Grant Date”), the date the Compensation Committee of the Board of Directors (the “Committee”) awarded the Participant a Restricted Stock Award pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan (the “2006 Plan”), subject to the terms and conditions of the 2006 Plan and this Award Agreement:
Exhibit 10.2 PULASKI FINANCIAL CORP. EMPLOYMENT AGREEMENT This AGREEMENT ("Agreement") is made effective as of February 1, 2000, by and between Pulaski Financial Corp. (the "Holding Company"), a corporation organized under the laws of Delaware with...Pulaski Financial Corp. Employment Agreement • December 29th, 2000 • Pulaski Financial Corp • Savings institution, federally chartered • Delaware
NON-SOLICITATION AND CONFIDENTIALITY AGREEMENTNon-Solicitation and Confidentiality Agreement • December 12th, 2008 • Pulaski Financial Corp • Savings institution, federally chartered • Missouri
Exhibit 1.1 PULASKI FINANCIAL CORP. Up to 6,900,000 Shares of Common Stock $.01 Par Value Purchase Price $10.00 Per Share AGENCY AGREEMENT ---------------- Charles Webb & Company 211 Bradenton Avenue Dublin, Ohio 43017-5034 Ladies and Gentlemen:...Agency Agreement • June 9th, 1998 • Pulaski Financial Corp • New York
FORM OF PULASKI FINANCIAL CORP. NON-STATUTORY STOCK OPTION AWARD AGREEMENTStock Option Award Agreement • July 20th, 2006 • Pulaski Financial Corp • Savings institution, federally chartered
FORM OF PULASKI FINANCIAL CORP.Incentive Stock Option Award Agreement • May 10th, 2005 • Pulaski Financial Corp • Savings institution, federally chartered
You hereby acknowledge that all decisions, determinations and interpretations of the Board of Directors, or of the Committee thereof, in response of the Plan and/or this Incentive Stock Option Award Agreement are final and conclusive.
AGREEMENT OF PURCHASE AND SALE Between UNITED TRUST FUND LIMITED PARTNERSHIP, as Purchaser, and PULASKI BANK as Seller, Dated May 21, 2008Agreement of Purchase and Sale • August 8th, 2008 • Pulaski Financial Corp • Savings institution, federally chartered • Missouri
THIS LEASE AGREEMENT, dated as of , 2008 (this “Lease”), is made between UTF [LESSOR] LLC, a Delaware limited liability company (“Lessor”), and PULASKI BANK, a federally chartered savings bank (herein, together with any corporation or other entity succeeding thereto by consolidation, merger or acquisition of its assets substantially as an entirety, called “Lessee”).
1,029,500 Shares1 Pulaski Financial Corp. Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • November 1st, 2005 • Pulaski Financial Corp • Savings institution, federally chartered • New York
Pulaski Financial Corp., a Missouri corporation (the “Company”), and certain stockholders of the Company listed on Schedule II hereto (the “Selling Stockholders”) severally propose to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representative (the “Representative”) an aggregate of 1,029,500 shares of the Company’s Common Stock, $0.01 par value (the “Firm Shares”), of which 1,000,000 shares will be issued and sold by the Company and 29,500 shares will be sold by the Selling Stockholders. The Firm Shares to be sold by the Company shall include not less than 716,500 shares of Common Stock to be offered to the public (the “Non-Affiliate Shares”) and up to 100,000 shares of Common Stock reserved for issuance to individuals identified by the Company (“Affiliate Shares”). The respective amounts of the Firm Shares to be sold by the Selling Stockholders are set forth opposite their names on Schedule II hereto. The respective amount
PULASKI BANK EMPLOYMENT AGREEMENTPulaski Bank Employment Agreement • December 27th, 2001 • Pulaski Financial Corp • Savings institution, federally chartered • Delaware
EMPLOYMENT AGREEMENTEmployment Agreement • May 12th, 2008 • Pulaski Financial Corp • Savings institution, federally chartered • Missouri
THIS EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of this 15th day of April, 2008, by and among PULASKI FINANCIAL CORP., a Missouri corporation (the “Corporation”), PULASKI BANK, a savings bank chartered under federal law and a wholly owned subsidiary of the Corporation (the “Bank”), and GARY W. DOUGLASS, (the “Executive”). The Corporation and the Bank are referred to in this Agreement individually and together as the “Employer.”
SEPARATION AND RELEASE AGREEMENTSeparation and Release Agreement • May 12th, 2008 • Pulaski Financial Corp • Savings institution, federally chartered • Missouri
THIS SEPARATION AND RELEASE AGREEMENT (this “Agreement”) is entered into as of the 12th day of April, 2008, by and between PULASKI FINANCIAL CORP., a Missouri corporation (“PFC”), and WILLIAM A. DONIUS (the “Executive”).
EMPLOYMENT AGREEMENTEmployment Agreement • February 1st, 2016 • Pulaski Financial Corp • Savings institution, federally chartered • Illinois
This Employment Agreement (this “Agreement”), dated as of January 27, 2016 is entered into by and among First Busey Corporation (“First Busey”), Busey bank (“Busey Bank”), Pulaski bank, National Association (“Pulaski Bank”) and BRIAN BJORKMAN (“Executive”) for the purposes and reasons stated below. As to the obligations of Pulaski Bank and Executive under this Agreement, this Agreement shall be effective as of the date this Agreement is signed by all parties. As to the obligations of First Busey and Busey Bank, this Agreement shall be effective as of the Effective Time of the Merger (each as defined in the Agreement and Plan of Merger between First Busey and Pulaski Financial Corp. (“PFC”) dated December 3, 2015 (“Merger Agreement”)) under which First Busey is the successor to and assumes certain liabilities of PFC. In the event that the Effective Time shall not occur, as to First Busey and Busey Bank this Agreement shall be void as of the date it was entered into and of no force and e
Exhibit 10.1 PULASKI FINANCIAL CORP. EMPLOYMENT AGREEMENT This AGREEMENT ("Agreement") is made effective as of February 1, 2000, by and between Pulaski Financial Corp. (the "Holding Company"), a corporation organized under the laws of Delaware with...Pulaski Financial Corp • December 29th, 2000 • Pulaski Financial Corp • Savings institution, federally chartered • Delaware
