ROCKWELL MEDICAL TECHNOLOGIES, INC. 28025 OAKLAND OAKS WIXOM, MICHIGAN 48393 April 4, 1997Rockwell Medical Technologies Inc • July 24th, 1997
EMPLOYMENT AGREEMENT This Employment Agreement (this "Agreement") is entered into as of March 20, 2000 between Rockwell Medical Technologies, Inc., a Michigan corporation (the "Company"), and Robert L. Chioini ("Employee"). In consideration of the...Employment Agreement • August 11th, 2000 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus • Michigan
COMMON STOCK PURCHASE WARRANT ROCKWELL MEDICAL, INC.Rockwell Medical, Inc. • June 2nd, 2022 • Pharmaceutical preparations
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the date that is the five and a half year anniversary of the Effective Date (as defined in the Purchase Agreement) provided that, if such date is not a Trading Day, then the first Trading Day that immediately follows such date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Rockwell Medical, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 2nd, 2022 • Rockwell Medical, Inc. • Pharmaceutical preparations • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of May 30, 2022, between Rockwell Medical, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
1 EXHIBIT 4.6 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the "Agreement") dated as of _____________, 1997, by and between Rockwell Medical Technologies, Inc., a Michigan corporation (the "Company"), and the person whose name...Registration Rights Agreement • November 21st, 1997 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus • Michigan
RECITALSAsset Purchase Agreement • July 24th, 1997 • Rockwell Medical Technologies Inc • Michigan
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 2nd, 2022 • Rockwell Medical, Inc. • Pharmaceutical preparations
This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 2, 2022, between Rockwell Medical, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
WITNESSETH:License Agreement • April 1st, 2002 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus • Michigan
1 EXHIBIT 10.14 LEASELease • April 2nd, 2001 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus
1 EXHIBIT 4.2 UPO-1 UNDERWRITER'S UNIT PURCHASE OPTION Dated: ________________, 1997 THIS CERTIFIES THAT _________________________________ is entitled to purchase from ROCKWELL MEDICAL TECHNOLOGIES, INC., a Michigan corporation (the "Company"),...Rockwell Medical Technologies Inc • July 24th, 1997
1 EXHIBIT 1.1 ROCKWELL MEDICAL TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 24th, 1997 • Rockwell Medical Technologies Inc • New York
ANDWarrant Agreement • January 22nd, 1998 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus • New York
ARTICLE I PRIMARY LEASE PROVISIONSLease Agreement • July 24th, 1997 • Rockwell Medical Technologies Inc • Michigan
ROCKWELL MEDICAL, INC. (a Michigan corporation) 6,500,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 20th, 2014 • Rockwell Medical, Inc. • Electromedical & electrotherapeutic apparatus • New York
1 EXHIBIT 10.10 ASSIGNMENT AND FIRST AMENDMENT TO WIXOM BUILDING LEASE GRAND OAKS INDUSTRIAL PARK THIS LEASE ASSIGNMENT AND AMENDMENT is made and entered into as of the date of the last signature shown on the signature page hereof, by and between...Rockwell Medical Technologies Inc • July 24th, 1997
ARTICLE I. DEFINITIONSSecurities Purchase Agreement • June 23rd, 2006 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus • New York
COMMON STOCK PURCHASE WARRANT Rockwell Medical, Inc.Rockwell Medical, Inc. • September 25th, 2020 • Pharmaceutical preparations
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on ______________1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Rockwell Medical, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
RECITALSSupply Agreement • May 17th, 2004 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus • Delaware
PRE-FUNDED COMMON STOCK PURCHASE WARRANT ROCKWELL MEDICAL, INC.Rockwell Medical, Inc. • June 2nd, 2022 • Pharmaceutical preparations
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Closing Date (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Rockwell Medical, Inc., a Delaware corporation (the “Company”), up to __________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
1 EXHIBIT 1.1 ROCKWELL MEDICAL TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 21st, 1997 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus • New York
COMMON STOCK PURCHASE WARRANT ROCKWELL MEDICAL, INC.Common Stock Purchase Warrant • August 14th, 2023 • Rockwell Medical, Inc. • Pharmaceutical preparations • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Armistice Capital Master Fund Ltd. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July 10, 2028 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Rockwell Medical, Inc., a Delaware corporation (the “Company”), up to 3,750,000 shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). Capitalized terms not otherwise defined herein shall have the meanings set forth in the Warrant Inducement Agreement (as defined below).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 25th, 2020 • Rockwell Medical, Inc. • Pharmaceutical preparations • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of September 23, 2020, between Rockwell Medical, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
ROCKWELL MEDICAL, INC. Shares of Common Stock (no par value per share) Controlled Equity OfferingSM Sales AgreementSales Agreement • April 11th, 2022 • Rockwell Medical, Inc. • Pharmaceutical preparations • New York
Rockwell Medical, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
EXHIBIT 10.2 EXHIBIT ARegistration Rights Agreement • June 23rd, 2006 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus
FORM OF PRE-FUNDED COMMON STOCK PURCHASE WARRANT Rockwell Medical, Inc.Rockwell Medical, Inc. • September 25th, 2020 • Pharmaceutical preparations
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Rockwell Medical, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
1 EXHIBIT 1.1 ROCKWELL MEDICAL TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 22nd, 1998 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus • New York
1 EXHIBIT 10.11 EMPLOYMENT AGREEMENT This Employment Agreement (this "Agreement") is entered into as of January 12, 1999 between Rockwell Medical Technologies, Inc., a Michigan corporation (the "Company"), and Thomas E. Klema ("Employee"). In...Employment Agreement • March 30th, 1999 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus • Michigan
EXHIBIT 4.10 EXCHANGE AGENT AGREEMENTExchange Agent Agreement • September 22nd, 2005 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus
EXHIBIT (d)(7) NEITHER THESE WARRANTS NOR THE COMMON STOCK ISSUABLE UPON EXERCISE OF THESE WARRANTS HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE EXERCISED, SOLD,...Rockwell Medical Technologies Inc • October 20th, 2005 • Electromedical & electrotherapeutic apparatus
AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • March 28th, 2003 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus • Maryland
AMENDING AGREEMENTAmending Agreement • March 21st, 2006 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus
5,833,334 Shares ROCKWELL MEDICAL, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • June 20th, 2019 • Rockwell Medical, Inc. • Electromedical & electrotherapeutic apparatus • New York
Rockwell Medical, Inc., a Michigan corporation (the “Company”), proposes to sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 5,833,334 shares (the “Firm Shares”) of common stock, no par value per share (the “Common Stock”), of the Company. The Company has also granted to the several Underwriters an option to purchase up to 875,000 additional shares of Common Stock, on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Purchase Agreement are herein collectively called the “Securities.”
1 EXHIBIT 4.4 VOID AFTER 5:OO P.M. NEW YORK, NEW YORK TIME ON ________ ____,2002 (UNLESS EARLIER REDEEMED) COMMON STOCK PURCHASE WARRANT TO PURCHASE SHARES OF STOCKRockwell Medical Technologies Inc • January 22nd, 1998 • Electromedical & electrotherapeutic apparatus
THIRD AMENDMENT TO AND RESTATEMENT OF LOAN AND SECURITY AGREEMENTLoan and Security Agreement • January 8th, 2024 • Rockwell Medical, Inc. • Pharmaceutical preparations • New York
THIS THIRD AMENDMENT TO AND RESTATEMENT OF LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “Agreement”), dated as of January 1, 2024 (the “Effective Date”), among INNOVATUS LIFE SCIENCES LENDING FUND I, LP, a Delaware limited partnership, as collateral agent (in such capacity, together with its successors and assigns in such capacity, “Collateral Agent”), and the Lenders listed on Schedule 1.1 hereof or otherwise a party hereto from time to time including INNOVATUS LIFE SCIENCES LENDING FUND I, LP, in its capacity as a Lender, and ROCKWELL MEDICAL, INC., a Delaware corporation (“Parent”) and ROCKWELL TRANSPORTATION, INC., a Michigan corporation and a wholly owned Subsidiary of Parent (“RTI”) (individually and collectively, jointly and severally, “Borrower”), provides the terms on which the Lenders shall agree to maintain outstanding Term Loans to Borrower and Borrower shall repay the Lenders.
Exhibit 99.2 REVOLVING NOTERevolving Note • March 31st, 2005 • Rockwell Medical Technologies Inc • Electromedical & electrotherapeutic apparatus
This Revolving Note evidences the Revolving Loans Letters of Credit and other indebtedness incurred by the Borrower under and pursuant to the Loan Agreement, to which reference is hereby made for a statement of the terms and conditions under which the Revolving Loan Maturity Date or any payment hereon may be accelerated. The holder of this Revolving Note is entitled to all of the benefits and security provided for in the Loan Agreement. All Revolving Loans shall be repaid by the Borrower on the Revolving Loan Maturity Date, unless payable sooner pursuant to the provisions of the Loan Agreement.
