a New York corporation) 875,000 Shares of Common Stock (Par Value $0.10Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • March 29th, 2012 • Tompkins Financial Corp • State commercial banks • New York
Exhibit 10.21 CONSULTING AGREEMENT Agreement made this 5th day of January, 2006 by and between AM&M Financial Services, Inc., a corporation with offices at 179 Sully's Trail, Suite 200, Pittsford, New York 14534 ("Parent"), Achzet Family Enterprises,...Consulting Agreement • March 16th, 2006 • Tompkins Trustco Inc • State commercial banks • Florida
AMENDMENT TO THE TOMPKINS TRUSTCO, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTRetirement Agreement • August 9th, 2006 • Tompkins Trustco Inc • State commercial banks • New York
BY AND AMONGAgreement and Plan of Merger • November 13th, 2007 • Tompkins Financial Corp • State commercial banks • New York
TOMPKINS CAPITAL TRUST I AMENDED AND RESTATED TRUST AGREEMENT AMONG TOMPKINS FINANCIAL CORPORATION, AS DEPOSITOR WILMINGTON TRUST COMPANY, AS PROPERTY TRUSTEE WILMINGTON TRUST COMPANY, AS DELAWARE TRUSTEE, AND THE ADMINISTRATIVE TRUSTEES NAMED HEREIN...Trust Agreement • April 16th, 2009 • Tompkins Financial Corp • State commercial banks • Delaware
AMENDED AND RESTATED TRUST AGREEMENT, dated as of April 10, 2009, among (a) TOMPKINS FINANCIAL CORPORATION, a New York corporation (including any successors or assigns, the “Depositor”), (b) WILMINGTON TRUST COMPANY, a banking corporation duly organized and existing under the laws of Delaware, as property trustee (the “Property Trustee” and, in its separate corporate capacity and not in its capacity as Property Trustee, the “Bank”), (c) WILMINGTON TRUST COMPANY, a banking corporation duly organized and existing under the laws of the State of Delaware, as Delaware trustee (the “Delaware Trustee,” and, in its separate corporate capacity and not in its capacity as Delaware Trustee, the “Delaware Bank”), (d) FRANCIS M. FETSKO, an individual, DAVID K. KERSHAW, an individual, and JOHN T. SAUNDERS, an individual, each of whose address is c/o Tompkins Financial Corporation, 110 North Tioga Street, Ithaca, New York 14850 (each an “Administrative Trustee” and collectively the “Administrative Tru
Exhibit 10.30 EMPLOYMENT AGREEMENTEmployment Agreement • March 29th, 2002 • Tompkins Trustco Inc • State commercial banks • New York
AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • November 9th, 2016 • Tompkins Financial Corp • State commercial banks • New York
This Amended and Restated Supplemental Executive Retirement Agreement (the “Agreement”) is entered into effective November 9, 2016 by Tompkins Financial Corporation, with offices at 110 The Commons, Ithaca, New York 14851, and Alyssa Hochberg Fontaine, residing at ___________________________, New York (the “Executive”).
TOMPKINS FINANCIAL CORPORATION AND WILMINGTON TRUST COMPANY, AS TRUSTEE INDENTURE DATED AS OF APRIL 10, 2009Indenture • April 16th, 2009 • Tompkins Financial Corp • State commercial banks • Delaware
INDENTURE, dated as of April 10, 2009, between TOMPKINS FINANCIAL CORPORATION, a New York corporation (the “Company”), and WILMINGTON TRUST COMPANY, a banking corporation duly organized and existing under the laws of the State of Delaware, as trustee (the “Trustee”).
PREFERRED SECURITIES GUARANTEE AGREEMENT BY AND BETWEEN TOMPKINS FINANCIAL CORPORATION AND WILMINGTON TRUST COMPANY DATED AS OF APRIL 10, 2009Preferred Securities Guarantee Agreement • April 16th, 2009 • Tompkins Financial Corp • State commercial banks • Delaware
SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • May 10th, 2016 • Tompkins Financial Corp • State commercial banks • New York
This Supplemental Executive Retirement Agreement (the “Agreement”) is entered into effective January 1, 2016 by Tompkins Financial Corporation, with offices at 110 The Commons, Ithaca, New York 14851, and Alyssa Hochberg Fontaine, (the “Executive”).
TOMPKINS FINANCIAL CORPORATION PERFORMANCE SHARE AWARD AGREEMENTPerformance Share Award Agreement • February 29th, 2024 • Tompkins Financial Corp • State commercial banks
SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • February 29th, 2024 • Tompkins Financial Corp • State commercial banks • New York
This Supplemental Executive Retirement Agreement (the "Agreement") is entered into effective December 27, 2023 by Tompkins Financial Corporation, with offices at 118 E. Seneca St., Ithaca, New York 14850, and Ginger G. Kunkel, residing at [ ] (the "Executive"). The Executive and the Company are sometimes referred to herein individually as “Party” and together as “Parties.”
EMPLOYMENT AGREEMENTEmployment Agreement • August 7th, 2012 • Tompkins Financial Corp • State commercial banks • Pennsylvania
THIS AGREEMENT, made as of the 19th day of September 2005, among LEESPORT FINANCIAL CORP. (“Company”), a Pennsylvania business corporation having a place of business at 1240 Broadcasting Road, Wyomissing, Pennsylvania, LEESPORT BANK (“Bank”), a state banking institution having a place of business at 1240 Broadcasting Road, Wyomissing, Pennsylvania, and ROBERT D. DAVIS (“Executive”), an adult individual residing at 42 Rosewood Lane, Malvern, Pennsylvania.
FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • September 7th, 2012 • Tompkins Financial Corp • State commercial banks
This First Amendment is made as of July 31, 2012 by and among Tompkins Financial Corporation, a New York corporation (“Tompkins”), TMP Mergeco. Inc., a New York corporation (“Merger Sub”), TMP Mergeco. I LLC, a New York limited liability company (“LLC”) and VIST Financial Corp., a Pennsylvania corporation (“VIST”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Merger Agreement, as that term is defined below.
CONFIDENTIAL AGREEMENT AND PLAN OF MERGER BY AND AMONG TOMPKINS FINANCIAL CORPORATION, TMP MERGECO. INC., AND VIST FINANCIAL CORP.Agreement and Plan of Merger • January 26th, 2012 • Tompkins Financial Corp • State commercial banks
CERTAIN DEFINITIONS 1 1.1. Certain Definitions l ARTICLE II. THE MERGER 9 2.1. Merger 9 2.2. Effective Time l 0 2.3. Certificate ofIncorporation and Bylaws 10 2.4. Directors and Officers of Surviving Corporation l 0 2.5. Effects of the Merger 10 2.6. Tax Consequences 10 2.7. Possible Alternative Structures 11 ARTICLE III. CONVERSION OF SHARES 11 3.1. Conversion ofVIST Common Stock; Merger Consideration 11 3.2. Procedures for Exchange ofVIST Common Stock 13 3.3. Treatment of Preferred Stock and Warrant 15 3.4. Treatment ofVIST Stock Options 15 3.5. Reservation of Shares 16
AMENDMENT NO. 1 TO THE SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT BETWEEN TOMPKINS FINANCIAL CORPORATION AND STEPHEN S. ROMAINESupplemental Executive Retirement Agreement • November 12th, 2019 • Tompkins Financial Corp • State commercial banks
This Amendment No. 1 to the Supplemental Executive Retirement Agreement (the "Agreement") between Tompkins Financial Corporation (the “Company”) and Stephen S. Romaine (the “Executive”) is hereby adopted as of this 12th day of November, 2019.
AWARD AGREEMENT TOMPKINS FINANCIAL CORPORATIONAward Agreement • March 18th, 2013 • Tompkins Financial Corp • State commercial banks
TOMPKINS TRUSTCO, INC., a New York corporationTompkins Trustco Inc • November 5th, 1999 • State commercial banks
SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • November 9th, 2016 • Tompkins Financial Corp • State commercial banks • New York
This Supplemental Executive Retirement Agreement (the “Agreement”) is entered into effective November 9, 2016, by Tompkins Financial Corporation, with offices at 110 The Commons, Ithaca, New York 14851, and ___________________________, residing at ___________________________________ (the “Executive”).
AGREEMENT AS TO EXPENSES AND LIABILITIESAgreement • April 16th, 2009 • Tompkins Financial Corp • State commercial banks • Delaware
AGREEMENT AS TO EXPENSES AND LIABILITIES (this “Agreement”) dated as of April 10, 2009, between TOMPKINS FINANCIAL CORPORATION, a New York corporation (the “Company”), and TOMPKINS CAPITAL TRUST I, a Delaware statutory trust (the “Trust”).
VOTING AGREEMENTVoting Agreement • January 26th, 2012 • Tompkins Financial Corp • State commercial banks • New York
This Voting Agreement (this “Agreement”), dated as of January 24, 2012 between the undersigned stockholder (“Stockholder”) of VIST Financial Corp., a Pennsylvania corporation (the “Company”), and Tompkins Financial Corporation, a New York corporation (“Parent”).
AWARD AGREEMENT TOMPKINS FINANCIAL CORPORATIONAward Agreement • November 9th, 2016 • Tompkins Financial Corp • State commercial banks
SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • November 9th, 2016 • Tompkins Financial Corp • State commercial banks • New York
This Supplemental Executive Retirement Agreement (the “Agreement”) is entered into effective November 9, 2016 by Tompkins Financial Corporation, with offices at 110 The Commons, Ithaca, New York 14851, and ___________________________, residing at ___________________________________ (the “Executive”).
AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • November 10th, 2014 • Tompkins Financial Corp • State commercial banks
This Amendment (the “Amendment”) to the Supplemental Executive Retirement Agreement dated September 2, 2014 between Tompkins Trustco, Inc. and James W. Fulmer (the “Agreement”), is entered into between Tompkins Financial Corporation, as successor to Tompkins Trustco, Inc., with offices at 110 The Commons, Ithaca, New York 14851 (the “Company”), and James W. Fulmer, residing at 38 Wolcott St, Leroy, NY (the “Executive”).
SECOND AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • August 7th, 2012 • Tompkins Financial Corp • State commercial banks
THIS AGREEMENT, made as of the 24th day of July, 2012, is by and among VIST Bank, a Pennsylvania state-chartered bank (including its successors and assigns, “VIST Bank” or the “Company”), having a place of business at 1240 Broadcasting Road, Wyomissing, PA 19610; VIST Financial Corp., a Pennsylvania business corporation (including its successors and assigns, “VIST”), having a place of business at 1240 Broadcasting Road, Wyomissing, PA 19610; Tompkins Financial Corporation, a New York business corporation (“Tompkins”) having a place of business at 110 North Tioga Street, Ithaca, New York 14850, and ROBERT D. DAVIS, an individual residing at 1161 Bodine Road, Chester Springs, Pennsylvania (“Executive”).
TOMPKINS FINANCIAL CORPORATION AWARD AGREEMENTAward Agreement • November 12th, 2019 • Tompkins Financial Corp • State commercial banks
FIRST AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • August 7th, 2012 • Tompkins Financial Corp • State commercial banks
AGREEMENT made this 10th day of October,2008, by and between LEESPORT FINANCIAL CORP. n/k/a VIST FINANCIAL CORP., a Pennsylvania business corporation having a place of business at 1240 Broadcasting Road, Wyomissing, Pennsylvania 19610 ("Company"), LEESPORT BANK n/k/a VIST BANK, a state banking institution having a place of business at 1240 Broadcasting Road, Wyomissing, Pennsylvania 19610 ("Company"), and ROBERT D. DAVIS, an adult individual residing at 42 Rosewood Lane, Malvern, Pennsylvania ("Executive").
TOMPKINS FINANCIAL CORPORATION PERFORMANCE SHARE AWARD AGREEMENTPerformance Share Award Agreement • November 12th, 2019 • Tompkins Financial Corp • State commercial banks
AMENDMENT NO. 1 TO PERFORMANCE SHARE AWARD AGREEMENTS TOMPKINS FINANCIAL CORPORATION FRANCIS M. FETSKOTompkins Financial Corp • November 8th, 2023 • State commercial banks
Reference is hereby made to the following Performance Share Award Agreements between Francis M. Fetsko (the “Executive”) and Tompkins Financial Corporation (the “Company”):
AWARD AGREEMENT TOMPKINS FINANCIAL CORPORATIONAward Agreement • November 9th, 2016 • Tompkins Financial Corp • State commercial banks
