EXHIBIT (C)(3) ADMINISTRATION AGREEMENTAdministration Agreement • March 3rd, 1998 • Sierra Prime Income Fund • Massachusetts
Contract Type FiledMarch 3rd, 1998 Company Jurisdiction
EXHIBIT (C)(1) INVESTMENT ADVISORY AGREEMENT Investment Advisory Agreement executed as of February 14, 1996, between SIERRA PRIME INCOME FUND, a Massachusetts business trust (the "Trust") and SIERRA INVESTMENT ADVISORS CORPORATION, a California...Investment Advisory Agreement • March 3rd, 1998 • Sierra Prime Income Fund
Contract Type FiledMarch 3rd, 1998 Company
Exhibit 99.7(A) FORM OF BROKER/DEALER AGREEMENT Sierra Investment Services Corporation 9301 Corbin Avenue, Suite 333 Northridge, California 91324 We desire to enter into an Agreement with you for the sale of units of beneficial interest of the Sierra...Sierra Prime Income Trust • February 14th, 1996 • California
Company FiledFebruary 14th, 1996 Jurisdiction
1 EXHIBIT (C)(5) WM PRIME INCOME FUND INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT (this "Agreement"), dated March __, 1998, between the WM Prime Income Fund, formerly known as the Sierra Prime Income Fund, a Massachusetts business...Investment Management Agreement • March 3rd, 1998 • Sierra Prime Income Fund • Massachusetts
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1 BY-LAWS OF THE SIERRA PRIME INCOME TRUST ARTICLE 1 Agreement and Declaration of Trust and Principal OfficeSierra Prime Income Fund • January 28th, 1997
Company FiledJanuary 28th, 1997
Sierra Prime Income Fund AMENDED AGREEMENT AND DECLARATION OF TRUST January 18, 1996 2 AMENDED AGREEMENT AND DECLARATION OF TRUSTSierra Prime Income Fund • January 28th, 1997 • Massachusetts
Company FiledJanuary 28th, 1997 Jurisdiction
1 CREDIT AGREEMENTCredit Agreement • January 28th, 1997 • Sierra Prime Income Fund • New York
Contract Type FiledJanuary 28th, 1997 Company Jurisdiction
AGREEMENTAgreement • January 26th, 1998 • Sierra Prime Income Fund • Illinois
Contract Type FiledJanuary 26th, 1998 Company Jurisdiction
1 EXHIBIT (B)(1) CREDIT AGREEMENTCredit Agreement • December 10th, 1997 • Sierra Prime Income Fund • New York
Contract Type FiledDecember 10th, 1997 Company Jurisdiction
Exhibit 99.6(A) FORM OFSierra Prime Income Trust • February 14th, 1996 • Massachusetts
Company FiledFebruary 14th, 1996 Jurisdiction
EXHIBIT (C)(4) DISTRIBUTION AGREEMENT Sierra Investment Services Corporation 9301 Corbin Avenue, Suite 333 Northridge, California 91324 Ladies and Gentlemen: This is to confirm that, whereas the undersigned Sierra Prime Income Fund (the "Trust"), a...Sierra Prime Income Fund • March 3rd, 1998 • Massachusetts
Company FiledMarch 3rd, 1998 Jurisdiction
DISTRIBUTION AGREEMENT Sierra Investment Services Corporation 9301 Corbin Avenue, Suite 333 Northridge, California 91324 Ladies and Gentlemen: This is to confirm that, whereas the undersigned Sierra Prime Income Fund (the "Trust"), a business trust...Distribution Agreement • January 28th, 1997 • Sierra Prime Income Fund • Massachusetts
Contract Type FiledJanuary 28th, 1997 Company Jurisdiction
EXHIBIT (C)(1) INVESTMENT ADVISORY AGREEMENT Investment Advisory Agreement executed as of February 14, 1996, between SIERRA PRIME INCOME FUND, a Massachusetts business trust (the "Trust") and SIERRA INVESTMENT ADVISORS CORPORATION, a California...Investment Advisory Agreement • June 11th, 1997 • Sierra Prime Income Fund
Contract Type FiledJune 11th, 1997 Company
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTAgreement • December 16th, 1996 • Sierra Prime Income Fund • Massachusetts
Contract Type FiledDecember 16th, 1996 Company Jurisdiction
WITNESSETHTransfer Agency and Services Agreement • January 28th, 1997 • Sierra Prime Income Fund • Massachusetts
Contract Type FiledJanuary 28th, 1997 Company Jurisdiction
1 EXHIBIT (C)(2) INVESTMENT SUB-ADVISORY AGREEMENT Effective as of October 31, 1996 Van Kampen American Capital Management Inc. One Parkview Plaza Oakbrook Terrace, Illinois 60181 Dear Sirs: Sierra Prime Income Fund (the "Trust"), an unincorporated...Sierra Prime Income Fund • December 10th, 1997 • Massachusetts
Company FiledDecember 10th, 1997 Jurisdiction
March __, 1998Sierra Prime Income Fund • January 26th, 1998 • Massachusetts
Company FiledJanuary 26th, 1998 Jurisdiction
1 AGREEMENT1 Agreement • January 28th, 1997 • Sierra Prime Income Fund • Illinois
Contract Type FiledJanuary 28th, 1997 Company Jurisdiction
1 CREDIT AGREEMENT, dated as of May 22, 1996, among the entities listed on the signature pages hereto (each a "Borrower" and collectively the "Borrowers"), and Deutsche Bank AG, New York Branch (together with its successors and assigns, the "Bank";...Credit Agreement • December 16th, 1996 • Sierra Prime Income Fund • New York
Contract Type FiledDecember 16th, 1996 Company Jurisdiction
EXHIBIT (C)(7) WM PRIME INCOME FUND ADMINISTRATION AGREEMENTAgreement • March 3rd, 1998 • Sierra Prime Income Fund • Massachusetts
Contract Type FiledMarch 3rd, 1998 Company Jurisdiction
1 EXHIBIT (C)(1) INVESTMENT ADVISORY AGREEMENT Investment Advisory Agreement executed as of February 14, 1996, between SIERRA PRIME INCOME FUND, a Massachusetts business trust (the "Trust") and SIERRA INVESTMENT ADVISORS CORPORATION, a California...Investment Advisory Agreement • December 16th, 1996 • Sierra Prime Income Fund
Contract Type FiledDecember 16th, 1996 Company
1 EXHIBIT (C)(2) INVESTMENT SUB-ADVISORY AGREEMENT Effective as of October 31, 1996 Van Kampen American Capital Management Inc. One Parkview Plaza Oakbrook Terrace, Illinois 60181 Dear Sirs: Sierra Prime Income Fund (the "Trust"), an unincorporated...Sierra Prime Income Fund • June 11th, 1997 • Massachusetts
Company FiledJune 11th, 1997 Jurisdiction
EXHIBIT (g)(1) SIERRA PRIME INCOME FUND INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT (this "Agreement"), dated March __, 1998, between the Sierra Prime Income Fund, a Massachusetts business trust, (the "Fund"), and Composite...Investment Management Agreement • January 26th, 1998 • Sierra Prime Income Fund • Massachusetts
Contract Type FiledJanuary 26th, 1998 Company Jurisdiction
THE SIERRA PRIME INCOME TRUST AGREEMENT AND DECLARATION OF TRUST October 4, 1995 2 AGREEMENT AND DECLARATION OF TRUSTSierra Prime Income Fund • January 28th, 1997 • Massachusetts
Company FiledJanuary 28th, 1997 Jurisdiction
Exhibit 99.15 FORM OF PURCHASE AGREEMENT Sierra Prime Income Fund, a closed-end management investment company (the "Fund"), and Sierra Fund Administration Corporation, a California Corporation ("Sierra Administration"), intending to be legally bound,...Form of Purchase Agreement • February 14th, 1996 • Sierra Prime Income Trust
Contract Type FiledFebruary 14th, 1996 Company
1 EXHIBIT (C)(4) DISTRIBUTION AGREEMENT Sierra Investment Services Corporation 9301 Corbin Avenue, Suite 333 Northridge, California 91324 Ladies and Gentlemen: This is to confirm that, whereas the undersigned Sierra Prime Income Fund (the "Trust"), a...Sierra Prime Income Fund • March 12th, 1997 • Massachusetts
Company FiledMarch 12th, 1997 Jurisdiction
EXHIBIT (C)(2) INVESTMENT SUB-ADVISORY AGREEMENT Effective as of October 31, 1996 Van Kampen American Capital Management Inc. One Parkview Plaza Oakbrook Terrace, Illinois 60181 Dear Sirs: Sierra Prime Income Fund (the "Trust"), an unincorporated...Sierra Prime Income Fund • March 3rd, 1998 • Massachusetts
Company FiledMarch 3rd, 1998 Jurisdiction
PURCHASE AGREEMENTPurchase Agreement • January 28th, 1997 • Sierra Prime Income Fund
Contract Type FiledJanuary 28th, 1997 Company
1 EXHIBIT (C)(3) ADMINISTRATION AGREEMENTAdministration Agreement • December 16th, 1996 • Sierra Prime Income Fund • Massachusetts
Contract Type FiledDecember 16th, 1996 Company Jurisdiction
RECITALSDistribution Contract • March 3rd, 1998 • Sierra Prime Income Fund
Contract Type FiledMarch 3rd, 1998 Company
1 INVESTMENT SUB-ADVISORY AGREEMENT February 14, 1996 Van Kampen American Capital Management Inc. One Parkview Plaza Oakbrook Terrace, Illinois 60181 Dear Sirs: Sierra Prime Income Fund (the "Trust"), an unincorporated business trust organized under...Sub-Advisory Agreement • January 28th, 1997 • Sierra Prime Income Fund • Massachusetts
Contract Type FiledJanuary 28th, 1997 Company Jurisdiction
2- 3 B. Scope of Distribution Services. Distribution services rendered pursuant to this Agreement with respect to any Share of the Trust shall be deemed to be complete upon the issuance and sale of such Share.Sierra Prime Income Fund • December 16th, 1996 • Massachusetts
Company FiledDecember 16th, 1996 Jurisdiction
EXHIBIT(k)(2) TRANSFER AGENT CONTRACT TRANSFER AGENT CONTRACT (this "AGREEMENT"), dated March __, 1998, between the Sierra Trust Funds (the "Trust"), Sierra Asset Management Portfolios and Sierra Prime Income Fund, each a Massachusetts business trust...Transfer Agent Contract • January 26th, 1998 • Sierra Prime Income Fund • Massachusetts
Contract Type FiledJanuary 26th, 1998 Company Jurisdiction
1 EXHIBIT (C)(4) DISTRIBUTION AGREEMENT Sierra Investment Services Corporation 9301 Corbin Avenue, Suite 333 Northridge, California 91324 Ladies and Gentlemen: This is to confirm that, whereas the undersigned Sierra Prime Income Fund (the "Trust"), a...Distribution Agreement • December 10th, 1997 • Sierra Prime Income Fund • Massachusetts
Contract Type FiledDecember 10th, 1997 Company Jurisdiction
BetweenSierra Prime Income Trust • February 14th, 1996 • Massachusetts
Company FiledFebruary 14th, 1996 Jurisdiction