Written Report. The auditor shall prepare a written report documenting the results of the audit, including any deficiencies and recommendations for enhanced compliance with this AML Program. Copies of the report shall promptly be provided to the AML Compliance Officer and each Fund's Board of Directors for their review and consideration and may be provided to the AML Compliance Committee.
Appears in 34 contracts
Samples: Shareholder Servicing Agreement (Waddell & Reed Advisors Select Funds Inc), Underwriting Agreement (Waddell & Reed Advisors Select Funds Inc), Principal Underwriting Agreement (Waddell & Reed Advisors Fixed Income Funds Inc)
Written Report. The auditor shall prepare a written report documenting the results of the audit, including any deficiencies and recommendations for enhanced compliance with this AML Program. Copies of the report shall promptly be provided to the AML Compliance Officer and each Fund's Board of Directors for their review and consideration and may be provided to the AML Compliance Committee.. APPROVAL & REVIEW
Appears in 4 contracts
Samples: Principal Underwriting Agreement (W&r Funds Inc), Principal Underwriting Agreement (Waddell & Reed Advisors International Growth Fund Inc), Principal Underwriting Agreement (Waddell & Reed Invested Portfolios Inc)
Written Report. The auditor of the AML Program shall prepare a written report documenting the results of the audit, including any deficiencies and recommendations for enhanced compliance with this AML Program. Copies of the report shall promptly be provided to the AML Compliance Officer and each Fund's the Funds’ Board of Directors Trustees for their review and consideration and may be provided to the AML Compliance Committee.
Appears in 2 contracts
Samples: Underwriting Agreement (Invested Portfolios), Underwriting Agreement (Ivy Funds Variable Insurance Portfolios)
Written Report. The auditor shall prepare a written report documenting the results of the audit, including any deficiencies and recommendations for enhanced compliance with this the AML ProgramProgram and the Act. Copies of the report shall promptly be provided to the AML Compliance Officer and each Fund's Board of Directors for their review and consideration and may be provided to the AML Compliance CommitteeBoard.
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