{"component": "clause", "props": {"groups": [{"snippet_links": [{"key": "uniform-commercial-code", "type": "definition", "offset": [19, 42]}, {"key": "the-bank-is-authorized-to", "type": "clause", "offset": [47, 72]}, {"key": "appropriate-transfer", "type": "definition", "offset": [92, 112]}, {"key": "receipt-of", "type": "clause", "offset": [139, 149]}, {"key": "the-selected", "type": "clause", "offset": [185, 197]}, {"key": "funds-transfer", "type": "definition", "offset": [255, 269]}, {"key": "to-transfer", "type": "clause", "offset": [331, 342]}, {"key": "the-bank-shall", "type": "clause", "offset": [344, 358]}, {"key": "the-security", "type": "clause", "offset": [401, 413]}, {"key": "the-transfer-agent", "type": "clause", "offset": [433, 451]}, {"key": "execution-date", "type": "definition", "offset": [474, 488]}, {"key": "provided-that", "type": "clause", "offset": [489, 502]}, {"key": "received-by", "type": "definition", "offset": [525, 536]}, {"key": "the-payment", "type": "clause", "offset": [598, 609]}, {"key": "time-frame", "type": "definition", "offset": [698, 708]}, {"key": "next-business-day", "type": "definition", "offset": [750, 767]}, {"key": "selection-form", "type": "clause", "offset": [873, 887]}, {"key": "security-procedures", "type": "definition", "offset": [928, 947]}, {"key": "by-the-bank", "type": "clause", "offset": [956, 967]}, {"key": "transfer-agent-shall", "type": "clause", "offset": [973, 993]}, {"key": "access-to-confidential-information", "type": "clause", "offset": [1003, 1037]}, {"key": "relating-to", "type": "definition", "offset": [1038, 1049]}, {"key": "to-the-bank", "type": "clause", "offset": [1111, 1122]}, {"key": "in-writing", "type": "clause", "offset": [1123, 1133]}, {"key": "notify-the", "type": "clause", "offset": [1159, 1169]}, {"key": "reason-to-believe", "type": "definition", "offset": [1197, 1214]}, {"key": "unauthorized-persons", "type": "clause", "offset": [1215, 1235]}, {"key": "such-information", "type": "definition", "offset": [1264, 1280]}, {"key": "change-in", "type": "clause", "offset": [1291, 1300]}, {"key": "authorized-personnel", "type": "clause", "offset": [1322, 1342]}, {"key": "according-to", "type": "definition", "offset": [1408, 1420]}, {"key": "basis-of", "type": "clause", "offset": [1498, 1506]}, {"key": "account-number", "type": "definition", "offset": [1511, 1525]}, {"key": "contained-in", "type": "definition", "offset": [1526, 1538]}, {"key": "in-the-event-of-a", "type": "clause", "offset": [1558, 1575]}, {"key": "debit-entries", "type": "definition", "offset": [1805, 1818]}, {"key": "pursuant-to", "type": "definition", "offset": [1819, 1830]}, {"key": "rules-of", "type": "definition", "offset": [1856, 1864]}, {"key": "national-automated-clearing-house-association", "type": "definition", "offset": [1869, 1914]}, {"key": "new-england", "type": "definition", "offset": [1923, 1934]}, {"key": "the-bank-will", "type": "clause", "offset": [1963, 1976]}, {"key": "originating-depository-financial-institution", "type": "definition", "offset": [1987, 2031]}, {"key": "receiving-depository-financial-institution", "type": "definition", "offset": [2039, 2081]}, {"key": "the-case", "type": "definition", "offset": [2086, 2094]}, {"key": "with-respect-to-an", "type": "clause", "offset": [2159, 2177]}, {"key": "ach-credit-entry", "type": "definition", "offset": [2178, 2194]}, {"key": "settlement-for", "type": "clause", "offset": [2241, 2255]}, {"key": "federal-reserve-bank", "type": "definition", "offset": [2276, 2296]}, {"key": "agent-agrees", "type": "clause", "offset": [2363, 2375]}, {"key": "in-connection-with", "type": "clause", "offset": [2458, 2476]}, {"key": "payment-to-the", "type": "clause", "offset": [2510, 2524]}, {"key": "the-bank-reserves", "type": "clause", "offset": [2617, 2634]}, {"key": "right-to-decline", "type": "clause", "offset": [2639, 2655]}, {"key": "the-processing", "type": "clause", "offset": [2676, 2690]}, {"key": "collected-balance", "type": "definition", "offset": [2740, 2757]}, {"key": "time-of-the", "type": "clause", "offset": [2794, 2805]}, {"key": "in-good-faith", "type": "definition", "offset": [2864, 2877]}, {"key": "the-transaction", "type": "clause", "offset": [2912, 2927]}, {"key": "properly-authorized", "type": "definition", "offset": [2937, 2956]}, {"key": "reasonable-efforts", "type": "definition", "offset": [2981, 2999]}, {"key": "to-act", "type": "definition", "offset": [3000, 3006]}, {"key": "authorized-requests", "type": "clause", "offset": [3014, 3033]}, {"key": "in-a-timely-manner", "type": "definition", "offset": [3102, 3120]}, {"key": "no-liability", "type": "definition", "offset": [3197, 3209]}, {"key": "amendment-or-cancellation", "type": "clause", "offset": [3229, 3254]}, {"key": "responsibility-for", "type": "clause", "offset": [3305, 3323]}, {"key": "erroneous-payment", "type": "definition", "offset": [3346, 3363]}, {"key": "payment-order-instructions", "type": "definition", "offset": [3411, 3437]}, {"key": "as-received", "type": "definition", "offset": [3438, 3449]}, {"key": "for-the-purpose-of", "type": "definition", "offset": [3539, 3557]}, {"key": "errors-in-payment-orders", "type": "clause", "offset": [3622, 3646]}, {"key": "lost-interest", "type": "definition", "offset": [3696, 3709]}, {"key": "unauthorized-payment-order", "type": "definition", "offset": [3765, 3791]}, {"key": "within-thirty", "type": "clause", "offset": [3854, 3867]}, {"key": "bank-of", "type": "clause", "offset": [3901, 3908]}, {"key": "acceptance-of-such", "type": "clause", "offset": [3913, 3931]}, {"key": "in-no-event", "type": "clause", "offset": [3947, 3958]}, {"key": "failure-to-execute", "type": "clause", "offset": [3970, 3988]}, {"key": "indirect-or-consequential-damages", "type": "clause", "offset": [4044, 4077]}, {"key": "possibility-of-such-damages", "type": "clause", "offset": [4102, 4129]}, {"key": "confirmation-of", "type": "clause", "offset": [4135, 4150]}, {"key": "execution-of-payment-orders", "type": "clause", "offset": [4158, 4185]}, {"key": "notice-of", "type": "clause", "offset": [4231, 4240]}, {"key": "information-systems", "type": "definition", "offset": [4295, 4314]}, {"key": "an-order", "type": "clause", "offset": [4400, 4408]}], "snippet": "Articles 4A of the Uniform Commercial Code\n3.1 The Bank is authorized to promptly debit the appropriate Transfer Agent account(s) upon the receipt of a payment order in compliance with the selected security procedure (the \"Security Procedure\") chosen for funds transfer and in the amount of money that the Bank has been instructed to transfer. The Bank shall execute payment orders in compliance with the Security Procedure and with the Transfer Agent's instructions on the execution date provided that such payment order is received by the customary deadline for processing such a request, unless the payment order specifies a later time. All payment orders and communications received after this time frame will be deemed to have been received the next business day.\n3.2 The Transfer Agent acknowledges that the Security Procedure it has designated on the Transfer Agent Selection Form was selected by the Transfer Agent from security procedures offered by the Bank. The Transfer Agent shall restrict access to confidential information relating to the Security Procedure to authorized persons as communicated to the Bank in writing. The Transfer Agent must notify the Bank immediately if it has reason to believe unauthorized persons may have obtained access to such information or of any change in the Transfer Agent's authorized personnel. The Bank shall verify the authenticity of all such instructions according to the Security Procedure.\n3.3 The Bank shall process all payment orders on the basis of the account number contained in the payment order. In the event of a discrepancy between any name indicated on the payment order and the account number, the account number shall take precedence and govern.\n3.4 When a Transfer Agent initiates or receives Automated Clearing House (\"ACH\") credit and debit entries pursuant to these guidelines and the rules of the National Automated Clearing House Association and the New England Clearing House Association, the Bank will act as an Originating Depository Financial Institution and/or receiving Depository Financial Institution, as the case may be, with respect to such entries. Credits given by the Bank with respect to an ACH credit entry are provisional until the Bank receives final settlement for such entry from the Federal Reserve Bank. If the Bank does not receive such final settlement, the Transfer Agent agrees that the Bank shall receive a refund of the amount credited to the Transfer Agent in connection with such entry, and the party making payment to the Transfer Agent via such entry shall not be deemed to have paid the amount of the entry.\n3.5 The Bank reserves the right to decline to process or delay the processing of a payment order which (a) is in excess of the collected balance in the account to be charged at the time of the Bank's receipt of such payment order, or (b) if the Bank, in good faith, is unable to satisfy itself that the transaction has been properly authorized.\n3.6 The Bank shall use reasonable efforts to act on all authorized requests to cancel or amend payment orders received if requests are received in a timely manner affording the Bank reasonable opportunity to act. However, the Bank assumes no liability if the request for amendment or cancellation cannot be satisfied.\n3.7 The Bank shall assume no responsibility for failure to detect any erroneous payment order provided that the Bank complies with the payment order instructions as received and the Bank complies with the Security Procedure. The Security Procedure is established for the purpose of authenticating payment orders only and not for the detection of errors in payment orders.\n3.8 The Bank shall assume no responsibility for lost interest with respect to the retransfer Agentable amount of any unauthorized payment order unless the Bank is notified of the unauthorized payment order within thirty (30) days of notification by the Bank of the acceptance of such payment order. In no event (including failure to execute a payment order) shall the Bank be liable for special, indirect or consequential damages, even if advised of the possibility of such damages.\n3.9 Confirmation of Bank's execution of payment orders shall ordinarily be provided within 24 hours notice of which may be delivered through the Bank's proprietary information systems, or by facsimile or call-back. Client must report any objections to the execution of an order within 30 days.", "size": 44, "samples": [{"hash": "krZeb8aXht0", "uri": "/contracts/krZeb8aXht0#wire-transfer-operating-guidelines", "label": "Sub Transfer Agency and Service Agreement (Calvert Impact Fund Inc)", "score": 16.0, "published": true}, {"hash": "klp5jJtlY6b", "uri": "/contracts/klp5jJtlY6b#wire-transfer-operating-guidelines", "label": "Sub Transfer Agency and Service Agreement (Calvert Impact Fund Inc)", "score": 16.0, "published": true}, {"hash": "ivwb1FVAdmO", "uri": "/contracts/ivwb1FVAdmO#wire-transfer-operating-guidelines", "label": "Sub Transfer Agency and Service Agreement (Calvert Municipal Fund Inc)", "score": 16.0, "published": true}], "hash": "7db88145a8d9d3d39a930d7fc9b7d4ec", "id": 1}, {"snippet_links": [{"key": "uniform-commercial", "type": "definition", "offset": [19, 37]}], "snippet": "Articles 4A of the Uniform Commercial ------------------------------------------------------------------------ Code ----", "size": 12, "samples": [{"hash": "c8RbcYBQGHf", "uri": "/contracts/c8RbcYBQGHf#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Excelsior Tax Exempt Funds Inc)", "score": 18.0, "published": true}, {"hash": "YWtrQYBNmv", "uri": "/contracts/YWtrQYBNmv#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (CGM Trust)", "score": 18.0, "published": true}, {"hash": "4XDIfh1rSKi", "uri": "/contracts/4XDIfh1rSKi#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Gabelli SRI Fund, Inc.)", "score": 18.0, "published": true}], "hash": "62f582c107960d8be08bb6fef4d00953", "id": 2}, {"snippet_links": [{"key": "data-access-and-proprietary-information", "type": "clause", "offset": [6, 45]}], "snippet": "10 7. Data Access and Proprietary Information.............................. 11 8. Indemnification...................................................... 13 9.", "size": 5, "samples": [{"hash": "kC7Af3Sg8Mh", "uri": "/contracts/kC7Af3Sg8Mh#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Selected Capital Preservation Trust)", "score": 17.0, "published": true}, {"hash": "3rfPCcia6sR", "uri": "/contracts/3rfPCcia6sR#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Selected American Shares Inc)", "score": 17.0, "published": true}], "hash": "c49dfcff933faf77103056f4575df56e", "id": 3}, {"snippet_links": [{"key": "uniform-commercial-code", "type": "definition", "offset": [19, 42]}, {"key": "account-maintenance", "type": "definition", "offset": [124, 143]}, {"key": "receipt-of", "type": "clause", "offset": [227, 237]}, {"key": "in-compliance-with", "type": "definition", "offset": [254, 272]}, {"key": "such-security", "type": "definition", "offset": [273, 286]}, {"key": "funds-transfer", "type": "definition", "offset": [374, 388]}, {"key": "to-transfer", "type": "clause", "offset": [446, 457]}, {"key": "compliance-with-the-security-procedures", "type": "clause", "offset": [496, 535]}, {"key": "date-received", "type": "definition", "offset": [576, 589]}, {"key": "provided-that", "type": "clause", "offset": [591, 604]}, {"key": "received-by", "type": "definition", "offset": [627, 638]}, {"key": "eastern-time", "type": "definition", "offset": [712, 724]}, {"key": "current-prospectus", "type": "definition", "offset": [753, 771]}, {"key": "the-payment", "type": "clause", "offset": [780, 791]}, {"key": "next-business-day", "type": "definition", "offset": [939, 956]}, {"key": "account-number", "type": "definition", "offset": [1007, 1021]}, {"key": "in-the-event-of-a", "type": "clause", "offset": [1054, 1071]}, {"key": "right-to-decline", "type": "clause", "offset": [1231, 1247]}, {"key": "the-processing", "type": "clause", "offset": [1268, 1282]}, {"key": "collected-balance", "type": "definition", "offset": [1332, 1349]}, {"key": "at-the-time", "type": "clause", "offset": [1379, 1390]}, {"key": "in-good-faith", "type": "definition", "offset": [1447, 1460]}, {"key": "unable-to-determine", "type": "definition", "offset": [1465, 1484]}, {"key": "the-transaction", "type": "clause", "offset": [1490, 1505]}, {"key": "properly-authorized", "type": "definition", "offset": [1515, 1534]}, {"key": "reasonable-efforts", "type": "definition", "offset": [1555, 1573]}, {"key": "to-act", "type": "definition", "offset": [1574, 1580]}, {"key": "authorized-requests", "type": "clause", "offset": [1588, 1607]}, {"key": "in-a-timely-manner", "type": "definition", "offset": [1765, 1783]}, {"key": "no-liability", "type": "definition", "offset": [1852, 1864]}, {"key": "amendment-or-cancellation", "type": "clause", "offset": [1884, 1909]}, {"key": "failure-to", "type": "clause", "offset": [2002, 2012]}, {"key": "erroneous-payment", "type": "definition", "offset": [2024, 2041]}, {"key": "payment-order-instructions", "type": "definition", "offset": [2119, 2145]}, {"key": "as-received", "type": "definition", "offset": [2146, 2157]}, {"key": "debit-entries", "type": "definition", "offset": [2243, 2256]}, {"key": "the-guidelines", "type": "clause", "offset": [2269, 2283]}, {"key": "rules-of", "type": "definition", "offset": [2292, 2300]}, {"key": "national-automated-clearing-house-association", "type": "definition", "offset": [2305, 2350]}, {"key": "new-england", "type": "definition", "offset": [2359, 2370]}, {"key": "originating-depository-financial-institution", "type": "definition", "offset": [2431, 2475]}, {"key": "receiving-depository-financial-institution", "type": "definition", "offset": [2483, 2525]}, {"key": "the-case", "type": "definition", "offset": [2530, 2538]}, {"key": "with-respect-to-an", "type": "clause", "offset": [2599, 2617]}, {"key": "ach-credit-entry", "type": "definition", "offset": [2618, 2634]}, {"key": "settlement-for", "type": "clause", "offset": [2677, 2691]}, {"key": "federal-reserve-bank", "type": "definition", "offset": [2712, 2732]}, {"key": "to-the-fund", "type": "definition", "offset": [2854, 2865]}, {"key": "in-connection-with", "type": "clause", "offset": [2866, 2884]}, {"key": "payment-to-the", "type": "clause", "offset": [2918, 2932]}, {"key": "confirmation-of", "type": "clause", "offset": [3015, 3030]}, {"key": "execution-of-payment-orders", "type": "clause", "offset": [3037, 3064]}, {"key": "notice-of", "type": "clause", "offset": [3167, 3176]}, {"key": "delivered-electronically", "type": "definition", "offset": [3190, 3214]}, {"key": "written-confirmation", "type": "clause", "offset": [3294, 3314]}, {"key": "to-the-shareholders", "type": "definition", "offset": [3347, 3366]}, {"key": "in-accordance-with", "type": "definition", "offset": [3367, 3385]}, {"key": "applicable-regulations", "type": "clause", "offset": [3386, 3408]}, {"key": "the-prospectus", "type": "definition", "offset": [3413, 3427]}], "snippet": "Articles 4A of the Uniform Commercial Code\n5.1 ALPS and the Fund agree upon the security procedures for fund's transfer and account maintenance that are listed in Appendices D and E hereto (the \"Security Procedures\"). Upon the receipt of a payment order in compliance with such Security Procedures, ALPS is authorized to promptly debit the appropriate account(s) chosen for funds transfer and in the amount of money that ALPS has been instructed to transfer. ALPS shall execute payment orders in compliance with the Security Procedures and with the Fund's instructions on the date received, provided that such payment order is received by the customary deadline for processing such a request, which is 4:00 p.m. Eastern time subject to the terms of the current prospectus, unless the payment order specifies a later time. All payment orders and communications received after the customary deadline will be deemed to have been received the next business day.\n5.2 ALPS shall process all payment orders to the account number indicated in the payment order. In the event of a discrepancy between any name indicated on the payment order and the account number, the account number shall take precedence and govern.\n5.3 ALPS reserves the right to decline to process or delay the processing of a payment order (a) which is in excess of the collected balance in the account to be charged at the time of ALPS' receipt of such payment order; or (b) if ALPS, in good faith, is unable to determine that the transaction has been properly authorized.\n5.4 ALPS shall use reasonable efforts to act on all authorized requests to cancel or amend payment orders after the customary deadline received in compliance with the Security Procedures, provided that such requests are received in a timely manner affording ALPS reasonable opportunity to act. However, ALPS assumes no liability if the request for amendment or cancellation cannot be satisfied, as long as ALPS has acted reasonably.\n5.5 ALPS shall not be liable for failure to detect any erroneous payment order, provided that ALPS complies with the Security Procedures and with the payment order instructions as received.\n5.6 When the Fund initiates or receives Automated Clearing House (\"ACH\") credit and debit entries pursuant to the guidelines and the rules of the National Automated Clearing House Association and the New England Clearing House Association, ALPS or its bank will act as an Originating Depository Financial Institution and/or receiving depository Financial Institution, as the case may be, with respect to such entries. Credits given by ALPS with respect to an ACH credit entry are provisional until ALPS receives final settlement for such entry from the Federal Reserve Bank. If ALPS does not receive such final settlement, the Fund agrees that ALPS shall receive a refund of the amount credited to the Fund in connection with such entry, and the party making payment to the Fund via such entry shall not be deemed to have paid the amount of the entry.\n5.7 Confirmation of ALPS' execution of payment orders shall ordinarily be provided within twenty-four (24) hours, but no later than forty-eight (48) hours, notice of which may be delivered electronically, or by facsimile or call-back. Call-back confirmations will be followed with a written confirmation. Confirmation will be delivered to the Shareholders in accordance with applicable regulations and the prospectus.", "size": 5, "samples": [{"hash": "2pFvczsG9sv", "uri": "/contracts/2pFvczsG9sv#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Lipper Funds Inc)", "score": 18.0, "published": true}], "hash": "6ad8739da326d06515ac52b2af9cf992", "id": 4}, {"snippet_links": [{"key": "uniform-commercial-code", "type": "definition", "offset": [19, 42]}], "snippet": "ARTICLES 4A OF THE UNIFORM COMMERCIAL CODE", "size": 3, "samples": [{"hash": "jUF7yK4DN84", "uri": "/contracts/jUF7yK4DN84#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Ark Funds/Ma)", "score": 18.0, "published": true}, {"hash": "ckMUjl3L7Y8", "uri": "/contracts/ckMUjl3L7Y8#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Japan Fund Inc)", "score": 18.0, "published": true}, {"hash": "dyxTAPkRiZj", "uri": "/contracts/dyxTAPkRiZj#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Rydex Etf Trust)", "score": 16.0, "published": true}], "hash": "f909a582442dab105f72786edf180f87", "id": 5}, {"snippet_links": [{"key": "the-transfer-agent", "type": "clause", "offset": [4, 22]}, {"key": "receipt-of", "type": "clause", "offset": [96, 106]}, {"key": "the-security", "type": "clause", "offset": [142, 154]}, {"key": "by-the-fund", "type": "clause", "offset": [174, 185]}, {"key": "in-writing", "type": "clause", "offset": [203, 213]}, {"key": "electronic-funds-transfer", "type": "clause", "offset": [279, 304]}, {"key": "to-transfer", "type": "clause", "offset": [376, 387]}, {"key": "transfer-agent-shall", "type": "clause", "offset": [393, 413]}, {"key": "execution-date", "type": "definition", "offset": [519, 533]}, {"key": "provided-that", "type": "clause", "offset": [556, 569]}, {"key": "received-by", "type": "definition", "offset": [592, 603]}, {"key": "the-nyse", "type": "clause", "offset": [617, 625]}, {"key": "eastern-time", "type": "definition", "offset": [645, 657]}, {"key": "agreed-to", "type": "clause", "offset": [696, 705]}, {"key": "next-business-day", "type": "definition", "offset": [862, 879]}, {"key": "security-procedures", "type": "definition", "offset": [959, 978]}, {"key": "offered-by", "type": "definition", "offset": [979, 989]}, {"key": "access-to-confidential-information", "type": "clause", "offset": [1034, 1068]}, {"key": "relating-to", "type": "definition", "offset": [1069, 1080]}, {"key": "authorized-persons", "type": "definition", "offset": [1107, 1125]}, {"key": "notify-the", "type": "clause", "offset": [1222, 1232]}, {"key": "reason-to-believe", "type": "definition", "offset": [1258, 1275]}, {"key": "unauthorized-person", "type": "definition", "offset": [1280, 1299]}, {"key": "such-information", "type": "definition", "offset": [1328, 1344]}, {"key": "fund-changes", "type": "clause", "offset": [1355, 1367]}, {"key": "authorized-personnel", "type": "clause", "offset": [1373, 1393]}, {"key": "fund-instructions", "type": "clause", "offset": [1456, 1473]}, {"key": "according-to", "type": "definition", "offset": [1474, 1486]}, {"key": "basis-of", "type": "clause", "offset": [1574, 1582]}, {"key": "account-numbers", "type": "clause", "offset": [1587, 1602]}, {"key": "contained-in", "type": "definition", "offset": [1603, 1615]}, {"key": "the-payment", "type": "clause", "offset": [1616, 1627]}, {"key": "in-the-event-of-a", "type": "clause", "offset": [1635, 1652]}, {"key": "right-to-decline", "type": "clause", "offset": [1826, 1842]}, {"key": "the-processing", "type": "clause", "offset": [1863, 1877]}, {"key": "collected-balance", "type": "definition", "offset": [1926, 1943]}, {"key": "time-of-the", "type": "clause", "offset": [1980, 1991]}, {"key": "applicable-to", "type": "clause", "offset": [2238, 2251]}, {"key": "in-good-faith", "type": "definition", "offset": [2304, 2317]}, {"key": "the-transaction", "type": "clause", "offset": [2352, 2367]}, {"key": "properly-authorized", "type": "definition", "offset": [2377, 2396]}, {"key": "reasonable-efforts", "type": "definition", "offset": [2431, 2449]}, {"key": "to-act", "type": "definition", "offset": [2450, 2456]}, {"key": "authorized-requests", "type": "clause", "offset": [2464, 2483]}, {"key": "in-a-timely-manner", "type": "definition", "offset": [2611, 2629]}, {"key": "agent-assumes-no-liability", "type": "clause", "offset": [2712, 2738]}, {"key": "amendment-or-cancellation", "type": "clause", "offset": [2758, 2783]}, {"key": "responsibility-for", "type": "clause", "offset": [2844, 2862]}, {"key": "failure-to", "type": "clause", "offset": [2863, 2873]}, {"key": "erroneous-payment", "type": "definition", "offset": [2885, 2902]}, {"key": "payment-order-instructions", "type": "definition", "offset": [2961, 2987]}, {"key": "as-received", "type": "definition", "offset": [2988, 2999]}, {"key": "for-the-purpose-of", "type": "definition", "offset": [3099, 3117]}, {"key": "errors-in-payment-orders", "type": "clause", "offset": [3182, 3206]}, {"key": "lost-interest", "type": "definition", "offset": [3266, 3279]}, {"key": "with-respect-to", "type": "clause", "offset": [3280, 3295]}, {"key": "refundable-amount", "type": "definition", "offset": [3300, 3317]}, {"key": "unauthorized-payment-order", "type": "definition", "offset": [3325, 3351]}, {"key": "within-thirty", "type": "clause", "offset": [3425, 3438]}, {"key": "to-the-fund", "type": "definition", "offset": [3487, 3498]}, {"key": "acceptance-of-such", "type": "clause", "offset": [3506, 3524]}, {"key": "confirmation-of", "type": "clause", "offset": [3544, 3559]}, {"key": "execution-of-payment-orders", "type": "clause", "offset": [3581, 3608]}, {"key": "notice-of", "type": "clause", "offset": [3669, 3678]}, {"key": "information-systems", "type": "definition", "offset": [3743, 3762]}, {"key": "an-order", "type": "clause", "offset": [3906, 3914]}, {"key": "following-the", "type": "definition", "offset": [3939, 3952]}, {"key": "date-of-execution", "type": "definition", "offset": [3953, 3970]}], "snippet": "6.1 The Transfer Agent is authorized to debit promptly the appropriate Fund account(s) upon the receipt of a payment order in compliance with the security procedure selected by the Fund and communicated in writing to the Transfer Agent by the Fund (the \u201cSecurity Procedure\u201d) for electronic funds transfer and in the amount of money that the Transfer Agent has been instructed to transfer. The Transfer Agent shall execute payment orders in compliance with the Security Procedure and with the Fund\u2019s instructions on the execution date in such instructions, provided that such payment order is received by the close of the NYSE (usually 4:00 p.m. Eastern Time) on such date, or such other deadline agreed to in writing with the Fund, for processing such a request. All payment orders and communications received thereafter will be deemed to have been received the next Business Day.\n6.2 The Fund acknowledges that the Security Procedure was selected by it from security procedures offered by the Transfer Agent. The Fund shall restrict access to confidential information relating to the Security Procedure to authorized persons selected by the Fund and communicated to the Transfer Agent in writing. The Fund shall promptly notify the Transfer Agent if it has reason to believe any unauthorized person may have obtained access to such information or if the Fund changes such authorized personnel. the Transfer Agent shall verify the authenticity of all such Fund instructions according to the Security Procedure.\n6.3 The Transfer Agent shall process all payment orders on the basis of the account numbers contained in the payment order. In the event of a discrepancy between any name indicated on the payment order and the account number, the account number shall take precedence and govern.\n6.4 The Transfer Agent reserves the right to decline to process or delay the processing of a payment order (i) that is in excess of the collected balance in the account to be charged at the time of the Transfer Agent\u2019s receipt of such payment order; (ii) if initiating such payment order would cause the Transfer Agent, in the Transfer Agent\u2019s sole judgment, to exceed any volume, aggregate dollar, network, time, credit or similar limits that are applicable to the Transfer Agent; or (iii) if the Transfer Agent, in good faith, is unable to satisfy itself that the transaction has been properly authorized.\n6.5 The Transfer Agent shall use reasonable efforts to act on all authorized requests to cancel or amend payment orders received in compliance with the Security Procedure, provided that such requests are received in a timely manner affording the Transfer Agent reasonable opportunity to act. However, the Transfer Agent assumes no liability if the request for amendment or cancellation cannot be satisfied.\n6.6 The Transfer Agent shall assume no responsibility for failure to detect any erroneous payment order, provided that the Transfer Agent complies with the payment order instructions as received and the Transfer Agent complies with the Security Procedure. The Security Procedure is established for the purpose of authenticating payment orders only and not for the detection of errors in payment orders.\n6.7 The Transfer Agent shall assume no responsibility for lost interest with respect to the refundable amount of any unauthorized payment order, unless the Transfer Agent is notified of the unauthorized payment order within thirty (30) days of notification by the Transfer Agent to the Fund of the acceptance of such payment order.\n6.8 Confirmation of the Transfer Agent\u2019s execution of payment orders shall ordinarily be provided within twenty-four (24) hours, notice of which may be delivered through the Transfer Agent\u2019s proprietary information systems provided that the Fund have access thereto, or by facsimile or telephone \u201ccall back.\u201d The Fund shall report any objections to the execution of an order within thirty (30) days following the date of execution of such order.", "size": 3, "samples": [{"hash": "hu2VVxmhQ49", "uri": "/contracts/hu2VVxmhQ49#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Tiaa Cref Life Fund)", "score": 20.3032169747, "published": true}], "hash": "dd15442a4277ac21828084143576cea6", "id": 6}, {"snippet_links": [{"key": "uniform-commercial", "type": "definition", "offset": [19, 37]}, {"key": "the-bank-is-authorized-to", "type": "clause", "offset": [127, 152]}, {"key": "receipt-of", "type": "clause", "offset": [209, 219]}, {"key": "the-selected", "type": "clause", "offset": [255, 267]}, {"key": "funds-transfer", "type": "definition", "offset": [325, 339]}, {"key": "to-transfer", "type": "clause", "offset": [401, 412]}, {"key": "the-bank-shall", "type": "clause", "offset": [414, 428]}, {"key": "payment-orders", "type": "clause", "offset": [437, 451]}, {"key": "the-security", "type": "clause", "offset": [471, 483]}, {"key": "fund-instructions", "type": "clause", "offset": [507, 524]}, {"key": "execution-date", "type": "definition", "offset": [532, 546]}, {"key": "provided-that", "type": "clause", "offset": [547, 560]}, {"key": "received-by", "type": "definition", "offset": [583, 594]}, {"key": "eastern-time", "type": "definition", "offset": [639, 651]}, {"key": "the-payment", "type": "clause", "offset": [691, 702]}, {"key": "next-business-day", "type": "definition", "offset": [855, 872]}, {"key": "selection-form", "type": "clause", "offset": [958, 972]}, {"key": "by-the-fund", "type": "clause", "offset": [986, 997]}, {"key": "security-procedures", "type": "definition", "offset": [1003, 1022]}, {"key": "by-the-bank", "type": "clause", "offset": [1031, 1042]}, {"key": "access-to-confidential-information", "type": "clause", "offset": [1068, 1102]}, {"key": "relating-to", "type": "definition", "offset": [1103, 1114]}, {"key": "to-the-bank", "type": "clause", "offset": [1176, 1187]}, {"key": "in-writing", "type": "clause", "offset": [1188, 1198]}, {"key": "notify-the", "type": "clause", "offset": [1214, 1224]}, {"key": "reason-to-believe", "type": "definition", "offset": [1252, 1269]}, {"key": "unauthorized-persons", "type": "clause", "offset": [1270, 1290]}, {"key": "such-information", "type": "definition", "offset": [1319, 1335]}, {"key": "change-in", "type": "clause", "offset": [1346, 1355]}], "snippet": "Articles 4A of the Uniform Commercial ------------------------------------------------------------------------ Code ------\n6.1 The Bank is authorized to promptly debit the appropriate Fund account(s) upon the receipt of a payment order in compliance with the selected security procedure (the \"Security Procedure\") chosen for funds transfer and in the amount of money that the Bank has been instructed to transfer. The Bank shall execute payment orders in compliance with the Security Procedure and with the Fund instructions on the execution date provided that such payment order is received by the customary deadline (currently 3:00 p.m. Eastern time) for processing such a request, unless the payment order specifies a later time. All payment orders and communications received after this the customary deadline will be deemed to have been received the next business day.\n6.2 The Fund acknowledges that the Security Procedure it has designated on the Fund Selection Form was selected by the Fund from security procedures offered by the Bank. The Fund shall restrict access to confidential information relating to the Security Procedure to authorized persons as communicated to the Bank in writing. The Fund must notify the Bank immediately if it has reason to believe unauthorized persons may have obtained access to such information or of any change in the Fund's authorized", "size": 2, "samples": [{"hash": "h3n5P9SeEjY", "uri": "/contracts/h3n5P9SeEjY#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Security Capital U S Real Estate Shares Inc)", "score": 16.0, "published": true}, {"hash": "Yo21DlLtJa", "uri": "/contracts/Yo21DlLtJa#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Security Capital U S Real Estate Shares Inc)", "score": 16.0, "published": true}], "hash": "d53e1bf295cb59f5a310bbcb479455b6", "id": 7}, {"snippet_links": [{"key": "uniform-commercial-code", "type": "definition", "offset": [19, 42]}, {"key": "section-51", "type": "clause", "offset": [44, 55]}, {"key": "ta-agreement", "type": "definition", "offset": [63, 75]}, {"key": "certain-circumstances", "type": "definition", "offset": [172, 193]}, {"key": "security-procedures", "type": "definition", "offset": [235, 254]}, {"key": "written-instructions", "type": "definition", "offset": [343, 363]}, {"key": "officer-of-the-trust", "type": "definition", "offset": [372, 392]}], "snippet": "ARTICLES 4A OF THE UNIFORM COMMERCIAL CODE. Section 5.1 of the TA Agreement shall be amended by adding the following sentences thereto: ALPS and the Trust agree that under certain circumstances it will be necessary to deviate from the Security Procedures. If such circumstances arise, ALPS shall only deviate from the Security Procedures upon written instructions from an officer of the Trust.", "size": 2, "samples": [{"hash": "bnBKW6B3FZq", "uri": "/contracts/bnBKW6B3FZq#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Davis Park Series Trust)", "score": 16.0, "published": true}], "hash": "28c5e154965f010e1af4f796832b2041", "id": 8}, {"snippet_links": [{"key": "uniform-commercial-code", "type": "definition", "offset": [19, 42]}, {"key": "the-transfer-agent", "type": "clause", "offset": [63, 81]}, {"key": "receipt-of", "type": "clause", "offset": [155, 165]}, {"key": "the-selected", "type": "clause", "offset": [201, 213]}, {"key": "funds-transfer", "type": "definition", "offset": [271, 285]}, {"key": "to-transfer", "type": "clause", "offset": [357, 368]}, {"key": "transfer-agent-shall", "type": "clause", "offset": [374, 394]}, {"key": "payment-orders", "type": "clause", "offset": [403, 417]}, {"key": "the-security", "type": "clause", "offset": [437, 449]}, {"key": "fund-instructions", "type": "clause", "offset": [473, 490]}, {"key": "execution-date", "type": "definition", "offset": [498, 512]}, {"key": "provided-that", "type": "clause", "offset": [513, 526]}, {"key": "received-by", "type": "definition", "offset": [549, 560]}, {"key": "the-payment", "type": "clause", "offset": [622, 633]}, {"key": "next-business-day", "type": "definition", "offset": [786, 803]}, {"key": "selection-form", "type": "clause", "offset": [889, 903]}, {"key": "by-the-fund", "type": "clause", "offset": [917, 928]}, {"key": "security-procedures", "type": "definition", "offset": [934, 953]}, {"key": "offered-by", "type": "definition", "offset": [954, 964]}, {"key": "access-to-confidential-information", "type": "clause", "offset": [1009, 1043]}, {"key": "relating-to", "type": "definition", "offset": [1044, 1055]}, {"key": "authorized-persons", "type": "definition", "offset": [1082, 1100]}, {"key": "in-writing", "type": "clause", "offset": [1139, 1149]}, {"key": "notify-the", "type": "clause", "offset": [1165, 1175]}, {"key": "reason-to-believe", "type": "definition", "offset": [1213, 1230]}], "snippet": "Articles 4A of the Uniform Commercial Code ---------------\n6.1 The Transfer Agent is authorized to promptly debit the appropriate Fund account(s) upon the receipt of a payment order in compliance with the selected security procedure (the \"Security Procedure\") chosen for funds transfer and in the amount of money that the Transfer Agent has been instructed to transfer. The Transfer Agent shall execute payment orders in compliance with the Security Procedure and with the Fund instructions on the execution date provided that such payment order is received by the customary deadline for processing such a request, unless the payment order specifies a later time. All payment orders and communications received after this the customary deadline will be deemed to have been received the next business day.\n6.2 The Fund acknowledges that the Security Procedure it has designated on the Fund Selection Form was selected by the Fund from security procedures offered by the Transfer Agent. The Fund shall restrict access to confidential information relating to the Security Procedure to authorized persons as communicated to the Transfer Agent in writing. The Fund must notify the Transfer Agent immediately if it has reason to believe", "size": 1, "samples": [{"hash": "jpWccqr1W39", "uri": "/contracts/jpWccqr1W39#wire-transfer-operating-guidelines", "label": "Transfer Agency and Service Agreement (Parkstone Advantage Fund)", "score": 16.0, "published": true}], "hash": "c021d78ed04ec41b5f95d2eefe4f8cf4", "id": 9}, {"snippet_links": [], "snippet": "Indemnification ........................................................", "size": 1, "samples": [{"hash": "6SbIb85Co7c", "uri": "/contracts/6SbIb85Co7c#wire-transfer-operating-guidelines", "label": "Transfer Agency Agreement (Alliancebernstein Fixed Income Shares Inc)", "score": 16.0, "published": true}], "hash": "600eddeff0f546d5a45e1268bb6a360f", "id": 10}], "next_curs": "CmsSZWoVc35sYXdpbnNpZGVyY29udHJhY3RzckcLEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2Iit3aXJlLXRyYW5zZmVyLW9wZXJhdGluZy1ndWlkZWxpbmVzIzAwMDAwMDBhDKIBAmVuGAAgAA==", "clause": {"parents": [["additional-funds", "Additional Funds"], ["limitations-of-liability", "LIMITATIONS OF LIABILITY"]], "size": 196, "children": [["obligation-of-sender", "Obligation of Sender"], ["confirmation", "Confirmation"], ["rejection", "Rejection"], ["account-numbers", "Account Numbers"], ["interest", "Interest"]], "title": "Wire Transfer Operating Guidelines", "id": "wire-transfer-operating-guidelines", "related": [["ordering-guidelines-and-processes", "Ordering Guidelines and Processes", "Ordering Guidelines and Processes"], ["general-guidelines", "General Guidelines", "General Guidelines"], ["underwriting-guidelines", "Underwriting Guidelines", "Underwriting Guidelines"], ["sub-advisor-compliance-policies-and-procedures", "Sub-Advisor Compliance Policies and Procedures", "Sub-Advisor Compliance Policies and Procedures"], ["child-abuse-reporting-requirement", "Child Abuse Reporting Requirement", "Child Abuse Reporting Requirement"]], "related_snippets": [], "updated": "2025-07-07T12:37:48+00:00"}, "json": true, "cursor": ""}}