Common use of UNDERWRITERS’ INFORMATION Clause in Contracts

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under this Agreement, the Underwriters’ Information consists solely of the names of the Underwriters, the information under the heading “Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in the section entitled “Legal Matters.”

Appears in 14 contracts

Samples: Underwriting Agreement (Roth CH Acquisition III Co), Underwriting Agreement (Roth CH Acquisition IV Co.), Underwriting Agreement (Roth CH Acquisition III Co)

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UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names of the Underwriters, the information set forth under the heading subheadings Underwriting (Conflicts Discretionary Accounts,” “Electronic Offer, Sale and Distribution of Interest) – Regulatory Restrictions on Purchase of SecuritiesShares,” and “Stabilization,” plus the identity table showing the number of counsel shares of Stock to the Underwriters contained be purchased by each Underwriter in the Prospectus under the section entitled Legal MattersUnderwriting.”

Appears in 5 contracts

Samples: Underwriting Agreement (Echo Therapeutics, Inc.), Underwriting Agreement (Oculus Innovative Sciences, Inc.), Underwriting Agreement (Echo Therapeutics, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all the purposes under of this Agreement, the Underwriters’ Information information provided by or on behalf of the Underwriters consists solely of the names name of the Underwriters, the information under the heading “Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in on the section entitled “Legal Matterscover of the Pricing Prospectuses and the Prospectuses.

Appears in 2 contracts

Samples: Underwriting Agreement (Midway Gold Corp), Underwriting Agreement (Midway Gold Corp)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Underwriter’s Information consists solely of the names information set forth under the subheadings “Discretionary Accounts”, “Electronic Offer, Sale and Distribution of Shares”, and “Stabilization”, plus the table showing the number of Public Securities to be purchased by the Underwriter, in each case under the section of the Underwriters, the information under the heading Prospectus titled Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in the section entitled “Legal MattersUnderwriting.”

Appears in 2 contracts

Samples: Underwriting Agreement (Pure Bioscience, Inc.), Underwriting Agreement (Pure Bioscience, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names information set forth under the subheadings “Discretionary Accounts”, “Electronic Offer, Sale and Distribution of Shares”, “Stabilization” and “Passive Market Making,” plus the table showing the number of Shares to be purchased by each Underwriter, in each case under the section of the Underwriters, the information under the heading Prospectus titled Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in the section entitled “Legal MattersUnderwriting.”

Appears in 2 contracts

Samples: Underwriting Agreement (Rosetta Genomics Ltd.), Underwriting Agreement (Rosetta Genomics Ltd.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names of the Underwriters, the information set forth under the heading subheadings Underwriting (Conflicts Discretionary Accounts,” “Electronic Offer, Sale and Distribution of Interest) – Regulatory Restrictions on Purchase of SecuritiesShares,” and “Stabilization,” plus the identity table showing the number of counsel shares of Stock to the Underwriters contained be purchased by each Underwriter, in the Prospectus under the section entitled Legal MattersUnderwriting.”

Appears in 2 contracts

Samples: Underwriting Agreement (Cytrx Corp), Underwriting Agreement (Cytrx Corp)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names of the Underwriters, the information under the heading “Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to statements concerning the Underwriters contained in the section entitled “Legal Matters.”[•].1

Appears in 2 contracts

Samples: Underwriting Agreement (Ocean Biomedical, Inc.), Underwriting Agreement (Ocean Biomedical, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information Information” consists solely of the names of information in the Underwritersparagraphs under the caption “Market Making, the information Stabilization and Other Transactions” under the heading “Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in the section entitled “Legal MattersUnderwriting”.

Appears in 2 contracts

Samples: Underwriting Agreement (ONCOSEC MEDICAL Inc), Underwriting Agreement (Matinas BioPharma Holdings, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names information set forth under the subheadings “Stabilization, Short Positions and Penalty Bids; Passive Market Making”, under the section of the Underwriters, the information under the heading Prospectus titled Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in the section entitled “Legal MattersUnderwriting.”

Appears in 1 contract

Samples: Underwriting Agreement (Authentidate Holding Corp)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names of the Underwriters, the information under the heading “Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to statements concerning the Underwriters contained in the section entitled first, sixth and ninth (the latter referring to stabilizing transactions and passive market making) paragraphs under the heading Legal MattersUnderwriting.”

Appears in 1 contract

Samples: Underwriting Agreement (NeoStem, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names information set forth under the subheadings “Stabilization” and “Other Terms”, plus the table showing the number of Shares to be purchased by each Underwriter, in each case under the section of the Underwriters, the information under the heading Prospectus titled Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in the section entitled “Legal MattersUnderwriting.”

Appears in 1 contract

Samples: Underwriting Agreement (Netsol Technologies Inc)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names information set forth under the subheadings “Discretionary Accounts”, “Electronic Offer, Sale and Distribution of Shares”, and “Stabilization”, plus the table showing the number of Units to be purchased by each Underwriter, in each case under the section of the Underwriters, the information under the heading Prospectus titled Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in the section entitled “Legal MattersUnderwriting.”

Appears in 1 contract

Samples: Underwriting Agreement (Galectin Therapeutics Inc)

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UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names information set forth under the subheadings “Discretionary Accounts”, “Electronic Offer, Sale and Distribution of Public Securities”, and “Stabilization”, plus the table showing the number of Public Securities to be purchased by each Underwriter, in each case under the section of the Underwriters, the information under the heading “Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in the section entitled “Legal MattersProspectus titled Underwriting.”

Appears in 1 contract

Samples: Underwriting Agreement (CNS Response, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Underwriter’s Information consists solely of the names of the Underwriters, the information under the heading headings “Underwriting (Conflicts — Discounts and Commissions,” “Underwriting — Stabilization,” “Underwriting — Passive Market Making,” “Underwriting — Electronic Offer, Sale and Distribution of Interest) – Regulatory Restrictions on Purchase of SecuritiesShares,” and the identity of counsel to the Underwriters contained “Underwriting — Other Relationships” in the section entitled “Legal MattersProspectus.

Appears in 1 contract

Samples: Underwriting Agreement (Mindspeed Technologies, Inc)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names information set forth under the subheadings “Discretionary Accounts”, “Electronic Offer, Sale and Distribution of Shares”, and “Stabilization”, plus the table showing the number of Shares to be purchased by each Underwriter, in each case under the section of the Underwriters, the information under the heading Prospectus titled Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in the section entitled “Legal MattersUnderwriting.”

Appears in 1 contract

Samples: Underwriting Agreement (CNS Response, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information information (the “Underwriters’ Information”) consists solely of the names of information in the Underwritersfirst paragraph under the heading “Underwriting–Commissions and Discounts,” the information in the second, third and fourth paragraphs under the heading “Underwriting–Price Stabilization, Short Positions and Penalty Bids” and the information under the heading “Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in the section entitled “Legal Matters.Underwriting–Electronic Distribution

Appears in 1 contract

Samples: Underwriting Agreement (Regulus Therapeutics Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names information set forth under the subheadings “Discretionary Accounts”, “Electronic Offer, Sale and Distribution of Units”, and “Stabilization”, plus the table showing the number of Units to be purchased by each Underwriter, in each case under the section of the Underwriters, the information under the heading Prospectus titled Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to the Underwriters contained in the section entitled “Legal MattersUnderwriting.”

Appears in 1 contract

Samples: Underwriting Agreement (CNS Response, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names information (i) listed in the table of Underwriters below the Underwriters, the information first paragraph under the heading “Underwriting” in the Prospectus and (ii) under the headings “Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities— Discounts and Commissions,” “Underwriting — Discretionary Accounts,” and the identity of counsel to the Underwriters contained “Underwriting — Short Sales, Stabilizing Transactions and Penalty Bids” in the section entitled “Legal MattersProspectus.

Appears in 1 contract

Samples: Underwriting Agreement (Mindspeed Technologies, Inc)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes under of this Agreement, the Underwriters’ Information consists solely of the names of the Underwriters, the information under the heading “Underwriting (Conflicts of Interest) – Regulatory Restrictions on Purchase of Securities” and the identity of counsel to statements concerning the Underwriters contained in the section entitled tenth, thirteenth, and fourteenth paragraphs and the table showing the number of Securities to be purchased by the Underwriters under the heading Legal MattersUnderwriting”, in the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Invivo Therapeutics Holdings Corp.)

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