Common use of UNDERWRITERS’ INFORMATION Clause in Contracts

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Short Positions.”

Appears in 14 contracts

Samples: Fbrco Merger Agreement (B. Riley Financial, Inc.), Underwriting Agreement (B. Riley Financial, Inc.), B. Riley Financial, Inc.

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UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Packageany Issuer Free Writing Prospectus identified in Schedule II hereto, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; , Short Positions.”

Appears in 8 contracts

Samples: Underwriting Agreement (Greenidge Generation Holdings Inc.), Underwriting Agreement (SWK Holdings Corp), Underwriting Agreement (Charah Solutions, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the first, second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Short Positions.”

Appears in 3 contracts

Samples: Underwriting Agreement (Babcock & Wilcox Enterprises, Inc.), Underwriting Agreement (Synchronoss Technologies Inc), Babcock & Wilcox Enterprises, Inc.

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, Prospectus: the Prospectus and statements concerning the Underwriter contained in the Registration Statement: last paragraph under the concession figure appearing in heading “Discounts and Commissions” under the caption “Underwriting” and the first paragraph and the first two sentences of the second paragraph under the section entitled heading Underwriting – Discounts and ExpensesStabilizationunder the caption “Underwriting” in the General Disclosure Package and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Short PositionsProspectus.

Appears in 3 contracts

Samples: Underwriting Agreement (Standard Diversified Inc.), Underwriting Agreement (Turning Point Brands, Inc.), Underwriting Agreement (Turning Point Brands, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; , Short Positions.”

Appears in 3 contracts

Samples: Underwriting Agreement (Harrow Health, Inc.), Harrow Health, Inc., Harrow Health, Inc.

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first fourth paragraph under in the section entitled “Underwriting – Discounts and Expenses(Conflicts of Interest)” and the information contained in the first and second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting (Conflicts of Interest)– Price Stabilization; Short Positions.”

Appears in 3 contracts

Samples: Underwriting Agreement (Babcock & Wilcox Enterprises, Inc.), Underwriting Agreement (Synchronoss Technologies Inc), Babcock & Wilcox Enterprises, Inc.

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Packageany Issuer Free Writing Prospectus identified in Schedule II hereto, the Prospectus and in the Registration Statement: the concession figure appearing in [the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; , Short Positions.”]

Appears in 2 contracts

Samples: Underwriting Agreement (SWK Holdings Corp), Underwriting Agreement (SWK Holdings Corp)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Underwriters’ Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts — Commission and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting Price Stabilization; Stabilization and Short Positions.”

Appears in 2 contracts

Samples: Underwriting Agreement (Kratos Defense & Security Solutions, Inc.), Underwriting Agreement (Kratos Defense & Security Solutions, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts — Commission and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting Price Stabilization; Stabilization and Short Positions.”

Appears in 1 contract

Samples: Underwriting Agreement (Kratos Defense & Security Solutions, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expensesand the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Short Positions.

Appears in 1 contract

Samples: B. Riley Financial, Inc.

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Pricing Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; , Short Positions.”

Appears in 1 contract

Samples: Underwriting Agreement (Cryo Cell International Inc)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts Commissions and ExpensesDiscounts” and the information contained in the second and fourth paragraphs third paragraph relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; , Short PositionsPositions and Market Making.”

Appears in 1 contract

Samples: Underwriting Agreement (Bed Bath & Beyond Inc)

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UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts Commission and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Stabilization and Short Positions.”

Appears in 1 contract

Samples: Underwriting Agreement (B. Riley Financial, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Underwriters' Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts "Underwriting—Commission and Expenses" and the information contained in the second second, third and fourth fifth paragraphs relating to stabilization transactions under the section entitled “Underwriting – "Underwriting—Price Stabilization; , Short PositionsPositions and Penalty Bids."

Appears in 1 contract

Samples: Kratos Defense & Security Solutions, Inc.

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure PackageProspectus: (i) the sixth paragraph of the cover page regarding delivery of the Shares, (ii) the Prospectus and in the Registration Statement: the concession figure appearing in the first fifth paragraph under the section entitled heading Underwriting – Discounts Underwriting” regarding certain terms of the offering of the Shares and Expenses” (iii) the fifteenth and the information contained in the second seventeenth paragraphs related to stabilizing transactions and fourth paragraphs relating to stabilization transactions passive market making under the section entitled heading Underwriting – Price Stabilization; Short PositionsUnderwriting”.

Appears in 1 contract

Samples: Underwriting Agreement (Cache Inc)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts Commission and ExpensesDiscounts” and the information contained in the first and second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Stabilization and Short Positions.”

Appears in 1 contract

Samples: Underwriting Agreement (B. Riley Financial, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Underwriters’ Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts Commission and Expenses” and the information contained in the first, second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Stabilization and Short Positions.”

Appears in 1 contract

Samples: Underwriting Agreement (MeetMe, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information “Underwriters’ Information” consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration StatementProspectus: the concession figure appearing in the first paragraph under the section entitled caption Underwriting – Discounts Underwriting—Commissions and Discounts; Expenses,” the statements concerning stabilization by the Underwriters under the caption “Underwriting—Price Stabilization and Short Positions” and the information statements contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled caption Underwriting – Price Stabilization; Short PositionsUnderwriting—Passive Market Making.”

Appears in 1 contract

Samples: Underwriting Agreement (Pacific Ethanol, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s 's Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled "Underwriting – Discounts and Expenses" and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled "Underwriting – Price Stabilization; , Short Positions."

Appears in 1 contract

Samples: Fossil Group, Inc.

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