Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.
Appears in 14 contracts
Samples: Viseon Inc, Viseon Inc, Viseon Inc
Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed ofof (a “Transfer”), in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.
Appears in 11 contracts
Samples: Financing Agreement (Retail Ventures Inc), Financing Agreement (DSW Inc.), Financing Agreement (DSW Inc.)
Transfer to Comply with the Securities Act. Restricted ------------------------------------------ Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in partpart (other than to accredited investors), except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.
Appears in 6 contracts
Samples: Polyphase Corp, Polyphase Corp, Polyphase Corp
Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed ofof (a "Transfer"), in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.
Appears in 5 contracts
Samples: Source Interlink Companies Inc, Frontstep Inc, Frontstep Inc
Transfer to Comply with the Securities Act. Restricted ------------------------------------------ Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.
Appears in 3 contracts
Samples: Registration Agreement (Navigant International Inc), Polyphase Corp, Wellington Properties Trust
Transfer to Comply with the Securities Act. Restricted Warrant Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws laws, the terms and conditions hereof, the terms and conditions of the Shareholders Agreement and the terms and conditions hereofof the Company's Certificate of Incorporation.
Appears in 1 contract
Samples: Interdent Inc
Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with (i) the provisions of the Securities Act and state securities or Blue Sky laws laws, (ii) the terms and conditions of the Purchase Agreement and (iii) the terms and conditions hereof.
Appears in 1 contract
Samples: Brandywine Realty Trust
Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.. Series B Warrant No. B-Agent Page — 8
Appears in 1 contract
Samples: Viseon Inc
Transfer to Comply with the Securities Act. Restricted Warrant Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws laws, the terms and conditions hereof, the terms and conditions of the Shareholders Agreement and the terms and conditions hereofof the Restated Charter.
Appears in 1 contract