Common use of Transfer to Comply with the Securities Act Clause in Contracts

Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.

Appears in 14 contracts

Samples: Viseon Inc, Viseon Inc, Viseon Inc

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Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed ofof (a “Transfer”), in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.

Appears in 11 contracts

Samples: Financing Agreement (Retail Ventures Inc), Financing Agreement (DSW Inc.), Financing Agreement (DSW Inc.)

Transfer to Comply with the Securities Act. Restricted ------------------------------------------ Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in partpart (other than to accredited investors), except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.

Appears in 6 contracts

Samples: Polyphase Corp, Polyphase Corp, Polyphase Corp

Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed ofof (a "Transfer"), in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.

Appears in 5 contracts

Samples: Source Interlink Companies Inc, Frontstep Inc, Frontstep Inc

Transfer to Comply with the Securities Act. Restricted ------------------------------------------ Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.

Appears in 3 contracts

Samples: Registration Agreement (Navigant International Inc), Polyphase Corp, Wellington Properties Trust

Transfer to Comply with the Securities Act. Restricted Warrant Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws laws, the terms and conditions hereof, the terms and conditions of the Shareholders Agreement and the terms and conditions hereofof the Company's Certificate of Incorporation.

Appears in 1 contract

Samples: Interdent Inc

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Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with (i) the provisions of the Securities Act and state securities or Blue Sky laws laws, (ii) the terms and conditions of the Purchase Agreement and (iii) the terms and conditions hereof.

Appears in 1 contract

Samples: Brandywine Realty Trust

Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.. Series B Warrant No. B-Agent Page — 8

Appears in 1 contract

Samples: Viseon Inc

Transfer to Comply with the Securities Act. Restricted Warrant Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws laws, the terms and conditions hereof, the terms and conditions of the Shareholders Agreement and the terms and conditions hereofof the Restated Charter.

Appears in 1 contract

Samples: Shareholders Agreement (Interdent Inc)

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